Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Teachers Advisors, LLC filed Amendment No. 2 to a Schedule 13G regarding Rocket Companies, Inc. (RKT). The filing reports TAL and related accounts beneficially own 25,900,279 shares, representing 10.13% of RKT's outstanding common stock. TAL reports sole voting and dispositive power over 5,714,188 shares (2.24% of the class) and states the shares were acquired in the ordinary course of business and not to influence control. The filing also discloses that TIAA-CREF Investment Management, LLC may be deemed beneficial owner of 20,129,450 shares and Nuveen Asset Management may be deemed owner of 56,641 shares.
Teachers Advisors, LLC filed Amendment No. 2 to a Schedule 13G regarding Rocket Companies, Inc. (RKT). The filing reports TAL and related accounts beneficially own 25,900,279 shares, representing 10.13% of RKT's outstanding common stock. TAL reports sole voting and dispositive power over 5,714,188 shares (2.24% of the class) and states the shares were acquired in the ordinary course of business and not to influence control. The filing also discloses that TIAA-CREF Investment Management, LLC may be deemed beneficial owner of 20,129,450 shares and Nuveen Asset Management may be deemed owner of 56,641 shares.
Teachers Advisors, LLC filed Amendment No. 2 to a Schedule 13G regarding Rocket Companies, Inc. (RKT). The filing reports TAL and related accounts beneficially own 25,900,279 shares, representing 10.13% of RKT's outstanding common stock. TAL reports sole voting and dispositive power over 5,714,188 shares (2.24% of the class) and states the shares were acquired in the ordinary course of business and not to influence control. The filing also discloses that TIAA-CREF Investment Management, LLC may be deemed beneficial owner of 20,129,450 shares and Nuveen Asset Management may be deemed owner of 56,641 shares.
Teachers Advisors, LLC filed Amendment No. 2 to a Schedule 13G regarding Rocket Companies, Inc. (RKT). The filing reports TAL and related accounts beneficially own 25,900,279 shares, representing 10.13% of RKT's outstanding common stock. TAL reports sole voting and dispositive power over 5,714,188 shares (2.24% of the class) and states the shares were acquired in the ordinary course of business and not to influence control. The filing also discloses that TIAA-CREF Investment Management, LLC may be deemed beneficial owner of 20,129,450 shares and Nuveen Asset Management may be deemed owner of 56,641 shares.
Teachers Advisors, LLC filed Amendment No. 2 to a Schedule 13G regarding Rocket Companies, Inc. (RKT). The filing reports TAL and related accounts beneficially own 25,900,279 shares, representing 10.13% of RKT's outstanding common stock. TAL reports sole voting and dispositive power over 5,714,188 shares (2.24% of the class) and states the shares were acquired in the ordinary course of business and not to influence control. The filing also discloses that TIAA-CREF Investment Management, LLC may be deemed beneficial owner of 20,129,450 shares and Nuveen Asset Management may be deemed owner of 56,641 shares.
Teachers Advisors, LLC filed Amendment No. 2 to a Schedule 13G regarding Rocket Companies, Inc. (RKT). The filing reports TAL and related accounts beneficially own 25,900,279 shares, representing 10.13% of RKT's outstanding common stock. TAL reports sole voting and dispositive power over 5,714,188 shares (2.24% of the class) and states the shares were acquired in the ordinary course of business and not to influence control. The filing also discloses that TIAA-CREF Investment Management, LLC may be deemed beneficial owner of 20,129,450 shares and Nuveen Asset Management may be deemed owner of 56,641 shares.
Nuveen Asset Management, LLC filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership in Rocket Companies, Inc. (RKT). The filing shows an aggregate of 25,900,279 shares, representing 10.13% of the class, which reflects holdings associated with affiliated advisers and funds. NAM itself reports direct beneficial ownership of 56,641 shares (0.02%) with sole voting and dispositive power over those shares. The filing states that 20,129,450 shares are attributable to CREF (advised by TCIM) and 5,714,188 shares to accounts advised by Teachers Advisors, LLC, and that the shares were acquired in the ordinary course of business and not to influence control of the issuer.
Nuveen Asset Management, LLC filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership in Rocket Companies, Inc. (RKT). The filing shows an aggregate of 25,900,279 shares, representing 10.13% of the class, which reflects holdings associated with affiliated advisers and funds. NAM itself reports direct beneficial ownership of 56,641 shares (0.02%) with sole voting and dispositive power over those shares. The filing states that 20,129,450 shares are attributable to CREF (advised by TCIM) and 5,714,188 shares to accounts advised by Teachers Advisors, LLC, and that the shares were acquired in the ordinary course of business and not to influence control of the issuer.
Nuveen Asset Management, LLC filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership in Rocket Companies, Inc. (RKT). The filing shows an aggregate of 25,900,279 shares, representing 10.13% of the class, which reflects holdings associated with affiliated advisers and funds. NAM itself reports direct beneficial ownership of 56,641 shares (0.02%) with sole voting and dispositive power over those shares. The filing states that 20,129,450 shares are attributable to CREF (advised by TCIM) and 5,714,188 shares to accounts advised by Teachers Advisors, LLC, and that the shares were acquired in the ordinary course of business and not to influence control of the issuer.
Nuveen Asset Management, LLC filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership in Rocket Companies, Inc. (RKT). The filing shows an aggregate of 25,900,279 shares, representing 10.13% of the class, which reflects holdings associated with affiliated advisers and funds. NAM itself reports direct beneficial ownership of 56,641 shares (0.02%) with sole voting and dispositive power over those shares. The filing states that 20,129,450 shares are attributable to CREF (advised by TCIM) and 5,714,188 shares to accounts advised by Teachers Advisors, LLC, and that the shares were acquired in the ordinary course of business and not to influence control of the issuer.
Nuveen Asset Management, LLC filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership in Rocket Companies, Inc. (RKT). The filing shows an aggregate of 25,900,279 shares, representing 10.13% of the class, which reflects holdings associated with affiliated advisers and funds. NAM itself reports direct beneficial ownership of 56,641 shares (0.02%) with sole voting and dispositive power over those shares. The filing states that 20,129,450 shares are attributable to CREF (advised by TCIM) and 5,714,188 shares to accounts advised by Teachers Advisors, LLC, and that the shares were acquired in the ordinary course of business and not to influence control of the issuer.
Nuveen Asset Management, LLC filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership in Rocket Companies, Inc. (RKT). The filing shows an aggregate of 25,900,279 shares, representing 10.13% of the class, which reflects holdings associated with affiliated advisers and funds. NAM itself reports direct beneficial ownership of 56,641 shares (0.02%) with sole voting and dispositive power over those shares. The filing states that 20,129,450 shares are attributable to CREF (advised by TCIM) and 5,714,188 shares to accounts advised by Teachers Advisors, LLC, and that the shares were acquired in the ordinary course of business and not to influence control of the issuer.
Rocket Companies, Inc. reports that its President, Bill Emerson, has informed the company he will retire from his role effective December 31, 2025. This provides several months of transition time before his departure from the executive position. Mr. Emerson will remain involved with the company by continuing to serve as a member of the board of directors.
Rocket Companies (RKT) announced it completed the acquisition of Redfin on July 1, 2025 and has furnished Redfin's unaudited condensed consolidated financial statements and related notes. The filing makes available Redfin's historical balance sheets as of June 30, 2025 and December 31, 2024 and its condensed statements of comprehensive loss, changes in mezzanine equity and stockholders' deficit for the three- and six-month periods ended June 30, 2025 and 2024, plus cash flow information for the six-month periods.
The filing also includes unaudited pro forma condensed combined financial information for Rocket: a pro forma balance sheet as of June 30, 2025 and pro forma statements of income (loss) for the six months ended June 30, 2025 and the year ended December 31, 2024. The report states these exhibits are submitted as Exhibits 99.1 and 99.2 and that Rocket's previously filed quarterly financial statements are not modified by this report.
Rocket Companies reported total assets of $30.36 billion and increased cash and cash equivalents to $5.09 billion from $1.27 billion a year earlier, driven by higher funding and financing activity. Net revenue for the quarter was $1.36 billion, with a $815.9 million gain on sale of loans. Mortgage servicing rights (MSRs) experienced a significant fair value decline, contributing to a $198.9 million negative MSR fair value change in the quarter. For the six months the company reported a $178.4 million net loss versus a prior-year six-month net income of $468.6 million, reflecting large MSR markdowns and higher operating and financing costs.
The company completed an organizational simplification by collapsing its Up-C structure, eliminating prior non-controlling interests and recognizing deferred tax impacts. It closed an estimated $1.8 billion acquisition of Redfin (July 1, 2025) and has a pending all-stock acquisition agreement for Mr. Cooper expected to close in the fourth quarter of 2025. The company issued permanent senior notes totaling $4.0 billion in June 2025, increasing total senior notes to about $8.0 billion and total liabilities to $22.91 billion.
FMR LLC and its chair Abigail P. Johnson filed Amendment No. 1 to Schedule 13G for Rocket Companies, Inc. (RKT). As of 30 Jun 2025 they report beneficial ownership of 13,606,480.35 Class A shares, equal to 9.0 % of the outstanding class.
FMR has sole voting power over 13,571,816 shares and sole dispositive power over the full 13.6 M shares; it holds no shared voting or dispositive authority. Johnson, filing individually, mirrors the dispositive power but exercises no voting power, reflecting her control position over FMR.
The filing is made under Rule 13d-1(b) for a passive ownership position; the certification states the securities were acquired in the ordinary course and not to influence control. A separate Exhibit 99 identifies relevant subsidiaries pursuant to Rule 13d-1(k).
Key dates: event date 30 Jun 2025; filing date 5 Aug 2025. Signatory: Richard Bourgelas under powers of attorney dated 23 May 2023.
FMR LLC and its chair Abigail P. Johnson filed Amendment No. 1 to Schedule 13G for Rocket Companies, Inc. (RKT). As of 30 Jun 2025 they report beneficial ownership of 13,606,480.35 Class A shares, equal to 9.0 % of the outstanding class.
FMR has sole voting power over 13,571,816 shares and sole dispositive power over the full 13.6 M shares; it holds no shared voting or dispositive authority. Johnson, filing individually, mirrors the dispositive power but exercises no voting power, reflecting her control position over FMR.
The filing is made under Rule 13d-1(b) for a passive ownership position; the certification states the securities were acquired in the ordinary course and not to influence control. A separate Exhibit 99 identifies relevant subsidiaries pursuant to Rule 13d-1(k).
Key dates: event date 30 Jun 2025; filing date 5 Aug 2025. Signatory: Richard Bourgelas under powers of attorney dated 23 May 2023.
Amendment No. 3 to Schedule 13G reveals that JPMorgan Chase & Co. holds 8,475,048 Class A shares of Rocket Companies (RKT) as of 31 Jul 2025. The stake equals 3.3 % of the outstanding class, keeping the bank below the 5 % threshold that would require a Schedule 13D. JPMorgan reports sole voting power over 8,016,061 shares and sole dispositive power over 8,435,125 shares; only 698 shares carry shared dispositive power, and there is no shared voting power. Filed under Rule 13d-1(b), the company identifies itself as a parent holding company/control person (HC) and lists subsidiaries such as J.P. Morgan Securities LLC and JPMorgan Chase Bank, N.A., which directly hold or manage the position. The filing states the shares were acquired in the ordinary course of business with no intent to influence control of the issuer. Vice President Rachel Tsvaygoft signed the certification on 5 Aug 2025.
ValueAct Capital has filed Amendment No. 3 to Schedule 13D regarding its position in Rocket Companies, Inc. (RKT). The filing shows that ValueAct Capital Master Fund, L.P. and its affiliated entities—VA Partners I, ValueAct Management L.P., ValueAct Management LLC, ValueAct Holdings, ValueAct Holdings II and ValueAct Holdings GP—collectively hold 25,395,627 Class A shares of Rocket Companies.
This ownership equals 9.9 % of the 254,664,311 shares that Rocket states will be outstanding after completion of its announced all-stock acquisition of Redfin. The group has shared voting and shared dispositive power over all shares; it reports no sole voting or dispositive authority. The stake was purchased entirely with the working capital of the ValueAct Master Fund at an aggregate cost of approximately $324.6 million.
Other Schedule 13D information remains unchanged; the amendment primarily updates share count, percentage ownership and cost basis, and attaches a list of recent transactions as Exhibit 1.
ValueAct Capital has filed Amendment No. 3 to Schedule 13D regarding its position in Rocket Companies, Inc. (RKT). The filing shows that ValueAct Capital Master Fund, L.P. and its affiliated entities—VA Partners I, ValueAct Management L.P., ValueAct Management LLC, ValueAct Holdings, ValueAct Holdings II and ValueAct Holdings GP—collectively hold 25,395,627 Class A shares of Rocket Companies.
This ownership equals 9.9 % of the 254,664,311 shares that Rocket states will be outstanding after completion of its announced all-stock acquisition of Redfin. The group has shared voting and shared dispositive power over all shares; it reports no sole voting or dispositive authority. The stake was purchased entirely with the working capital of the ValueAct Master Fund at an aggregate cost of approximately $324.6 million.
Other Schedule 13D information remains unchanged; the amendment primarily updates share count, percentage ownership and cost basis, and attaches a list of recent transactions as Exhibit 1.
ValueAct Capital has filed Amendment No. 3 to Schedule 13D regarding its position in Rocket Companies, Inc. (RKT). The filing shows that ValueAct Capital Master Fund, L.P. and its affiliated entities—VA Partners I, ValueAct Management L.P., ValueAct Management LLC, ValueAct Holdings, ValueAct Holdings II and ValueAct Holdings GP—collectively hold 25,395,627 Class A shares of Rocket Companies.
This ownership equals 9.9 % of the 254,664,311 shares that Rocket states will be outstanding after completion of its announced all-stock acquisition of Redfin. The group has shared voting and shared dispositive power over all shares; it reports no sole voting or dispositive authority. The stake was purchased entirely with the working capital of the ValueAct Master Fund at an aggregate cost of approximately $324.6 million.
Other Schedule 13D information remains unchanged; the amendment primarily updates share count, percentage ownership and cost basis, and attaches a list of recent transactions as Exhibit 1.
ValueAct Capital has filed Amendment No. 3 to Schedule 13D regarding its position in Rocket Companies, Inc. (RKT). The filing shows that ValueAct Capital Master Fund, L.P. and its affiliated entities—VA Partners I, ValueAct Management L.P., ValueAct Management LLC, ValueAct Holdings, ValueAct Holdings II and ValueAct Holdings GP—collectively hold 25,395,627 Class A shares of Rocket Companies.
This ownership equals 9.9 % of the 254,664,311 shares that Rocket states will be outstanding after completion of its announced all-stock acquisition of Redfin. The group has shared voting and shared dispositive power over all shares; it reports no sole voting or dispositive authority. The stake was purchased entirely with the working capital of the ValueAct Master Fund at an aggregate cost of approximately $324.6 million.
Other Schedule 13D information remains unchanged; the amendment primarily updates share count, percentage ownership and cost basis, and attaches a list of recent transactions as Exhibit 1.
Rocket Companies (NYSE: RKT) filed an 8-K to disclose debt capital actions tied to its pending acquisition of Mr. Cooper Group. On 4 Aug 2025 the company launched (1) cash tender offers for $650 m 5.125% 2030 and $600 m 5.750% 2031 Nationstar senior notes and (2) exchange offers for $750 m 6.500% 2029 and $1.0 bn 7.125% 2032 Nationstar notes in return for up to $1.75 bn of new Rocket senior notes.
The tender/exchange transactions seek noteholder consents to
- remove the “change-of-control” put related to the Mr. Cooper merger
- strip most restrictive covenants
- relax defeasance tests
- limit future events of default to payment failures
Completion is conditional on (a) receipt of requisite consents and execution of supplemental indentures and (b) the substantially concurrent closing of the Mr. Cooper acquisition under the 31 Mar 2025 merger agreement. Press releases describing the tender and exchange offers are furnished as Exhibits 99.1 and 99.2.
Rocket Companies (NYSE: RKT) filed an 8-K to disclose debt capital actions tied to its pending acquisition of Mr. Cooper Group. On 4 Aug 2025 the company launched (1) cash tender offers for $650 m 5.125% 2030 and $600 m 5.750% 2031 Nationstar senior notes and (2) exchange offers for $750 m 6.500% 2029 and $1.0 bn 7.125% 2032 Nationstar notes in return for up to $1.75 bn of new Rocket senior notes.
The tender/exchange transactions seek noteholder consents to
- remove the “change-of-control” put related to the Mr. Cooper merger
- strip most restrictive covenants
- relax defeasance tests
- limit future events of default to payment failures
Completion is conditional on (a) receipt of requisite consents and execution of supplemental indentures and (b) the substantially concurrent closing of the Mr. Cooper acquisition under the 31 Mar 2025 merger agreement. Press releases describing the tender and exchange offers are furnished as Exhibits 99.1 and 99.2.
Rocket Companies (NYSE: RKT) filed an 8-K to disclose debt capital actions tied to its pending acquisition of Mr. Cooper Group. On 4 Aug 2025 the company launched (1) cash tender offers for $650 m 5.125% 2030 and $600 m 5.750% 2031 Nationstar senior notes and (2) exchange offers for $750 m 6.500% 2029 and $1.0 bn 7.125% 2032 Nationstar notes in return for up to $1.75 bn of new Rocket senior notes.
The tender/exchange transactions seek noteholder consents to
- remove the “change-of-control” put related to the Mr. Cooper merger
- strip most restrictive covenants
- relax defeasance tests
- limit future events of default to payment failures
Completion is conditional on (a) receipt of requisite consents and execution of supplemental indentures and (b) the substantially concurrent closing of the Mr. Cooper acquisition under the 31 Mar 2025 merger agreement. Press releases describing the tender and exchange offers are furnished as Exhibits 99.1 and 99.2.
Rocket Companies (NYSE: RKT) filed an 8-K to disclose debt capital actions tied to its pending acquisition of Mr. Cooper Group. On 4 Aug 2025 the company launched (1) cash tender offers for $650 m 5.125% 2030 and $600 m 5.750% 2031 Nationstar senior notes and (2) exchange offers for $750 m 6.500% 2029 and $1.0 bn 7.125% 2032 Nationstar notes in return for up to $1.75 bn of new Rocket senior notes.
The tender/exchange transactions seek noteholder consents to
- remove the “change-of-control” put related to the Mr. Cooper merger
- strip most restrictive covenants
- relax defeasance tests
- limit future events of default to payment failures
Completion is conditional on (a) receipt of requisite consents and execution of supplemental indentures and (b) the substantially concurrent closing of the Mr. Cooper acquisition under the 31 Mar 2025 merger agreement. Press releases describing the tender and exchange offers are furnished as Exhibits 99.1 and 99.2.