Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies, Inc. (RKT) Form 3 discloses that Olson Tagar, listed as a Director, filed an initial beneficial ownership statement for the 10/01/2025 event date. The filing reports no securities are beneficially owned by the reporting person. The document was submitted as a Form 3 and signed by Tina V. John, attorney in fact on 10/02/2025. The filing includes an Exhibit 24.1 power of attorney remark and the standard Section 16(a) disclosure format. No non-derivative or derivative holdings are reported on the tables.
Rocket Companies, Inc. (RKT) filed an S-3ASR registration statement that registers new equity and summarizes key risks, corporate governance items, and incorporation by reference of recent SEC reports and audited financials of acquired businesses. The filing references the previously completed Redfin Acquisition and the Mr. Cooper Acquisition, lists extensive risk factors including interest-rate sensitivity, competition, cyber and AI risks, vendor and integration risks, and concentration of control by Dan Gilbert. The filing sets share authorizations including 10,000,000,000 Class A shares, 6,000,000,000 Class L shares (split into two 3,000,000,000 series) and 500,000,000 preferred shares, and incorporates audited and unaudited financial statements and consents from independent auditors and counsel.
Rocket Companies announced completion of the previously disclosed acquisition of Mr. Cooper Group Inc. The filing lists multiple transaction documents now in place, including an Agreement and Plan of Merger referenced to the company’s prior filing, several indentures and supplemental indentures involving Rocket Companies and Rocket Mortgage entities, a Credit Agreement with JPMorgan Chase Bank as administrative agent, and a Borrower Accession Agreement. The company also included related press releases and a consent from its independent auditors.
The exhibits indicate the acquisition is finalized and that the company has executed new debt and guarantee documents and related filings to reflect the transaction.
Rocket Companies, Inc. reported that its mortgage subsidiary Rocket Mortgage, LLC and One Reverse Mortgage, LLC entered into Amendment No. 6 to their Second Amended and Restated Master Repurchase Agreement with UBS AG New York Branch. The amendment extends the repurchase facility’s expiration date from November 24, 2026 to September 16, 2027 and makes certain technical changes to the existing agreement.
After this amendment and a related pricing side letter, Rocket’s total funding capacity across all master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit, and early buyout facilities was $26.4 billion. This compares with $26.2 billion as of June 30, 2025 and $27.5 billion as of December 31, 2024, giving context for the company’s available mortgage funding lines.
Rocket Companies (RKT) disclosed material information about a proposed transaction with Mr. Cooper and the principal risks that could affect completion and outcomes. The filing warns the transaction may not close or could be delayed, that conditions to closing might not be satisfied, and that announcement or pendency could distract management, affect key personnel and business relationships, or depress the companies' stock prices. It also highlights potential legal risks including stockholder litigation, tax treatment uncertainty, third-party contract consents, and integration challenges that could prevent anticipated synergies or make them take longer or cost more than expected. The statement points investors to a registration statement and each company’s public SEC filings for additional details.
Rocket Companies insider transaction: Chief Financial Officer Brian N. Brown had 32,756 restricted stock units vest, and the company withheld 14,675 Class A common shares to satisfy tax-withholding obligations related to that vesting. The withholding is reported under transaction code F(1) and reflects a non‑market sale to cover taxes rather than an open‑market disposition. After the withholding, the reporting person beneficially owns 789,819 Class A common shares. The transaction date reported is 09/08/2025.
Krishna Varun, Chief Executive Officer and director of Rocket Companies, Inc. (RKT), reported a securities disposition. On 09/08/2025 the reporting person had 58,259 shares of Class A common stock disposed of at a price of $20.48 per share. The filing states these shares were withheld by the company to satisfy tax withholding obligations related to the vesting of 130,042 restricted stock units granted on March 8, 2024. After the reported transaction, the reporting person beneficially owned 1,250,919 shares of Class A common stock. The Form 4 was submitted by an attorney-in-fact on behalf of the reporting person.
Rocket Companies reported an amendment and related agreement that affect its master repurchase arrangements. The company executed an A&R Master Repurchase Agreement and Amendment No. 9 to a Pricing Side Letter, and said a copy of the A&R Master Repurchase Agreement will be filed with its quarterly report for the period ending September 30, 2025. Following those actions, Rocket stated its total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit and early buyout facilities was $26.4 billion, compared with $26.2 billion as of June 30, 2025 and $27.5 billion as of December 31, 2024.
Rocket Companies insider Heather M. Lovier reported a tax-withholding share disposition related to vested restricted stock units. On 09/07/2025 Ms. Lovier had 42,937 shares of Class A common stock withheld and disposed at an average price of $20.26 per share to satisfy tax obligations tied to the vesting of 95,835 restricted stock units granted across four grant dates. After the transaction she beneficially owned 599,803 shares.
Rocket Companies, Inc. (RKT) Form 4: Noah A. Edwards, Chief Accounting Officer and officer of Rocket Companies, reported a withholding of 6,338 shares of Class A common stock on 09/07/2025 at a price of $20.26 per share. The withholding satisfied tax obligations tied to the vesting of 16,765 restricted stock units granted on September 28, 2023, March 7, 2024, and March 7, 2025. After the withholding, the Reporting Person beneficially owned 87,810 shares, held directly. The form was signed by an attorney-in-fact on 09/09/2025.