Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies insider Heather M. Lovier reported a tax-withholding share disposition related to vested restricted stock units. On 09/07/2025 Ms. Lovier had 42,937 shares of Class A common stock withheld and disposed at an average price of $20.26 per share to satisfy tax obligations tied to the vesting of 95,835 restricted stock units granted across four grant dates. After the transaction she beneficially owned 599,803 shares.
Rocket Companies, Inc. (RKT) Form 4: Noah A. Edwards, Chief Accounting Officer and officer of Rocket Companies, reported a withholding of 6,338 shares of Class A common stock on 09/07/2025 at a price of $20.26 per share. The withholding satisfied tax obligations tied to the vesting of 16,765 restricted stock units granted on September 28, 2023, March 7, 2024, and March 7, 2025. After the withholding, the Reporting Person beneficially owned 87,810 shares, held directly. The form was signed by an attorney-in-fact on 09/09/2025.
William D. Banfield, Chief Business Officer and director of Rocket Companies, Inc. (RKT), reported a non‑derivative disposition on 09/07/2025. The filing shows 43,832 shares of Class A common stock were disposed at a price of $20.26 per share, leaving the reporting person with 611,989 shares beneficially owned after the transaction. The form explains these shares were withheld by Rocket Companies to satisfy tax withholding obligations related to the vesting of 97,836 restricted stock units granted on September 28, 2023, March 7, 2024, August 26, 2024, and March 7, 2025.
This Form 4 was filed individually and signed by an attorney‑in‑fact on behalf of the reporting person.
Emerson William C., President and Director of Rocket Companies, Inc. (RKT), reported a transaction on 09/07/2025 in which 16,572 shares of Class A common stock were disposed at a price of $20.26 per share. The filing explains these shares were withheld by the company to satisfy tax-withholding obligations related to the vesting of 36,990 restricted stock units granted March 7, 2025. After the reported disposition, the reporting person beneficially owns 842,632 shares, held directly. The Form 4 was signed on 09/09/2025 by an attorney-in-fact. This is a routine insider withholding transaction tied to RSU vesting rather than an open-market sale.
Shawn Malhotra, Chief Technology Officer of Rocket Companies, Inc. (RKT), reported a transaction dated 09/07/2025. The Form 4 shows 15,558 shares of Class A common stock were disposed at an average price of $20.26. The filing explains these shares were withheld to satisfy tax withholding obligations arising from the vesting of 29,063 restricted stock units granted on March 7, 2025. After the transaction, the reporting person beneficially owned 633,936 shares of Class A common stock. The form was signed on 09/09/2025 by an attorney-in-fact.
Brian Nicholas Brown, listed as Chief Financial Officer & Treasurer of Rocket Companies, Inc. (RKT), reported a routine withholding sale tied to the vesting of restricted stock units. On 09/07/2025, 16,572 shares of Class A common stock were disposed of at a price of $20.26 per share under transaction code F(1), representing shares withheld to satisfy tax withholding obligations.
After this transaction, the reporting person beneficially owned 804,494 shares of Class A common stock. The filing explains the sale was to satisfy taxes on the vesting of 36,990 restricted stock units granted on March 7, 2025.
Krishna Varun, Chief Executive Officer and Director of Rocket Companies, Inc. (RKT), reported a transaction on 09/07/2025 in which 52,082 shares of Class A common stock were disposed of at $20.26 per share. The Form 4 indicates the disposition was coded F(1) and represents shares withheld by the company to satisfy tax withholding related to the vesting of 116,254 restricted stock units granted on March 7, 2025. After the withholding, the reporting person directly beneficially owned 1,309,178 shares. The filing is signed by an attorney-in-fact on behalf of the reporting person on 09/09/2025.
Jonathan Mildenhall, Chief Marketing Officer of Rocket Companies, Inc. (RKT), reported a disposition of 60,754 shares of Class A common stock on 09/07/2025 at a reported price of $20.26 per share. The form states these shares were withheld by the company to satisfy tax withholding obligations tied to the vesting of 121,362 restricted stock units granted on March 7, 2024 and March 7, 2025. After the withholding, the reporting person beneficially owned 574,510 shares, held directly. The filing was submitted as a Form 4 by one reporting person and signed by an attorney in fact on 09/09/2025.
College Retirement Equities Fund-Growth Account (CREF CGA) filed an amendment on Schedule 13G reporting substantial holdings in Rocket Companies, Inc. (RKT). The filing discloses that CREF CGA beneficially owns 25,900,279 shares, representing 10.13% of the class, and that it has shared voting and dispositive power over 17,467,378 shares. An earlier table in the filing also lists an aggregate beneficial ownership of 17,467,378 shares, representing 6.83% of the class, and shows shared voting/dispositive power of the same amount. The filing states these shares were acquired in the ordinary course of business and not to change or influence control of the issuer, and identifies related investment advisers that may be deemed beneficial owners of portions of the holdings.
College Retirement Equities Fund-Growth Account (CREF CGA) filed an amendment on Schedule 13G reporting substantial holdings in Rocket Companies, Inc. (RKT). The filing discloses that CREF CGA beneficially owns 25,900,279 shares, representing 10.13% of the class, and that it has shared voting and dispositive power over 17,467,378 shares. An earlier table in the filing also lists an aggregate beneficial ownership of 17,467,378 shares, representing 6.83% of the class, and shows shared voting/dispositive power of the same amount. The filing states these shares were acquired in the ordinary course of business and not to change or influence control of the issuer, and identifies related investment advisers that may be deemed beneficial owners of portions of the holdings.
College Retirement Equities Fund-Growth Account (CREF CGA) filed an amendment on Schedule 13G reporting substantial holdings in Rocket Companies, Inc. (RKT). The filing discloses that CREF CGA beneficially owns 25,900,279 shares, representing 10.13% of the class, and that it has shared voting and dispositive power over 17,467,378 shares. An earlier table in the filing also lists an aggregate beneficial ownership of 17,467,378 shares, representing 6.83% of the class, and shows shared voting/dispositive power of the same amount. The filing states these shares were acquired in the ordinary course of business and not to change or influence control of the issuer, and identifies related investment advisers that may be deemed beneficial owners of portions of the holdings.
College Retirement Equities Fund-Growth Account (CREF CGA) filed an amendment on Schedule 13G reporting substantial holdings in Rocket Companies, Inc. (RKT). The filing discloses that CREF CGA beneficially owns 25,900,279 shares, representing 10.13% of the class, and that it has shared voting and dispositive power over 17,467,378 shares. An earlier table in the filing also lists an aggregate beneficial ownership of 17,467,378 shares, representing 6.83% of the class, and shows shared voting/dispositive power of the same amount. The filing states these shares were acquired in the ordinary course of business and not to change or influence control of the issuer, and identifies related investment advisers that may be deemed beneficial owners of portions of the holdings.
College Retirement Equities Fund-Growth Account (CREF CGA) filed an amendment on Schedule 13G reporting substantial holdings in Rocket Companies, Inc. (RKT). The filing discloses that CREF CGA beneficially owns 25,900,279 shares, representing 10.13% of the class, and that it has shared voting and dispositive power over 17,467,378 shares. An earlier table in the filing also lists an aggregate beneficial ownership of 17,467,378 shares, representing 6.83% of the class, and shows shared voting/dispositive power of the same amount. The filing states these shares were acquired in the ordinary course of business and not to change or influence control of the issuer, and identifies related investment advisers that may be deemed beneficial owners of portions of the holdings.
College Retirement Equities Fund-Growth Account (CREF CGA) filed an amendment on Schedule 13G reporting substantial holdings in Rocket Companies, Inc. (RKT). The filing discloses that CREF CGA beneficially owns 25,900,279 shares, representing 10.13% of the class, and that it has shared voting and dispositive power over 17,467,378 shares. An earlier table in the filing also lists an aggregate beneficial ownership of 17,467,378 shares, representing 6.83% of the class, and shows shared voting/dispositive power of the same amount. The filing states these shares were acquired in the ordinary course of business and not to change or influence control of the issuer, and identifies related investment advisers that may be deemed beneficial owners of portions of the holdings.
TIAA-CREF Investment Management, LLC reports beneficial ownership of 25,900,279 shares of Rocket Companies, Inc. common stock, representing 10.13% of the class. The filing states TCIM has sole voting and sole dispositive power over 20,129,450 shares and no shared voting or dispositive power. Two affiliated advisers are noted: Nuveen Asset Management may be deemed owner of 56,641 shares and Teachers Advisors may be deemed owner of 5,714,188 shares. The filing specifies the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
TIAA-CREF Investment Management, LLC reports beneficial ownership of 25,900,279 shares of Rocket Companies, Inc. common stock, representing 10.13% of the class. The filing states TCIM has sole voting and sole dispositive power over 20,129,450 shares and no shared voting or dispositive power. Two affiliated advisers are noted: Nuveen Asset Management may be deemed owner of 56,641 shares and Teachers Advisors may be deemed owner of 5,714,188 shares. The filing specifies the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
TIAA-CREF Investment Management, LLC reports beneficial ownership of 25,900,279 shares of Rocket Companies, Inc. common stock, representing 10.13% of the class. The filing states TCIM has sole voting and sole dispositive power over 20,129,450 shares and no shared voting or dispositive power. Two affiliated advisers are noted: Nuveen Asset Management may be deemed owner of 56,641 shares and Teachers Advisors may be deemed owner of 5,714,188 shares. The filing specifies the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
TIAA-CREF Investment Management, LLC reports beneficial ownership of 25,900,279 shares of Rocket Companies, Inc. common stock, representing 10.13% of the class. The filing states TCIM has sole voting and sole dispositive power over 20,129,450 shares and no shared voting or dispositive power. Two affiliated advisers are noted: Nuveen Asset Management may be deemed owner of 56,641 shares and Teachers Advisors may be deemed owner of 5,714,188 shares. The filing specifies the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
TIAA-CREF Investment Management, LLC reports beneficial ownership of 25,900,279 shares of Rocket Companies, Inc. common stock, representing 10.13% of the class. The filing states TCIM has sole voting and sole dispositive power over 20,129,450 shares and no shared voting or dispositive power. Two affiliated advisers are noted: Nuveen Asset Management may be deemed owner of 56,641 shares and Teachers Advisors may be deemed owner of 5,714,188 shares. The filing specifies the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
TIAA-CREF Investment Management, LLC reports beneficial ownership of 25,900,279 shares of Rocket Companies, Inc. common stock, representing 10.13% of the class. The filing states TCIM has sole voting and sole dispositive power over 20,129,450 shares and no shared voting or dispositive power. Two affiliated advisers are noted: Nuveen Asset Management may be deemed owner of 56,641 shares and Teachers Advisors may be deemed owner of 5,714,188 shares. The filing specifies the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.