Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings of Rocket Companies, Inc. (NYSE: RKT) provide detailed insight into its mortgage-focused financial services operations, capital structure, and corporate transactions. As a Delaware corporation with Class A common stock listed on the New York Stock Exchange, Rocket Companies files current reports on Form 8-K and related amendments that describe material events affecting the company and its subsidiaries.
Recent Rocket Companies filings highlight several key themes. Multiple Forms 8-K describe master repurchase agreements and related amendments entered into by Rocket Mortgage, LLC, a Michigan limited liability company and indirect subsidiary of Rocket Companies, and by One Reverse Mortgage, LLC. These filings explain extensions of expiration dates, technical changes to agreements with counterparties such as UBS AG New York Branch, Morgan Stanley Bank, N.A., and Bank of America, N.A., and disclose the company’s total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit, and early buyout facilities.
Other filings detail capital markets and credit arrangements. A Form 8-K dated October 1, 2025 describes exchange offers for existing senior notes originally issued by Nationstar Mortgage Holdings Inc. and the issuance of new senior notes due 2029 and 2032 by Rocket Companies. The filing also outlines supplemental indentures under which Rocket Mortgage, Redfin Corporation, and subsidiaries associated with Mr. Cooper guarantee Rocket’s senior notes and Rocket Mortgage’s senior notes. Another section of the same filing explains a Revolving Credit Agreement and a Borrower Accession Agreement through which Rocket Companies became the borrower under a revolving credit facility and increased the aggregate commitment.
Rocket’s SEC filings also document mergers and acquisitions. The October 1, 2025 Form 8-K and an October 10, 2025 Form 8-K/A describe the completion of the acquisition of Mr. Cooper Group Inc. through a series of mergers, the exchange ratio of Rocket Class A common stock issued to Mr. Cooper stockholders, and the filing of unaudited pro forma condensed combined financial statements. These disclosures help investors understand how the acquisition affects Rocket’s financial profile and corporate structure.
In addition, Rocket Companies uses Form 8-K to furnish earnings releases and supplemental financial information, as seen in the October 30, 2025 filing, and to address governance and procedural updates, such as the December 22, 2025 filing correcting the deadline for stockholder proposals under Rule 14a-8. On Stock Titan’s filings page, these documents are presented with real-time updates from EDGAR and AI-powered summaries that explain key terms, obligations, and structural changes, helping readers quickly interpret complex agreements, note indentures, and acquisition details.
Amendment No. 3 to Schedule 13G reveals that JPMorgan Chase & Co. holds 8,475,048 Class A shares of Rocket Companies (RKT) as of 31 Jul 2025. The stake equals 3.3 % of the outstanding class, keeping the bank below the 5 % threshold that would require a Schedule 13D. JPMorgan reports sole voting power over 8,016,061 shares and sole dispositive power over 8,435,125 shares; only 698 shares carry shared dispositive power, and there is no shared voting power. Filed under Rule 13d-1(b), the company identifies itself as a parent holding company/control person (HC) and lists subsidiaries such as J.P. Morgan Securities LLC and JPMorgan Chase Bank, N.A., which directly hold or manage the position. The filing states the shares were acquired in the ordinary course of business with no intent to influence control of the issuer. Vice President Rachel Tsvaygoft signed the certification on 5 Aug 2025.
ValueAct Capital has filed Amendment No. 3 to Schedule 13D regarding its position in Rocket Companies, Inc. (RKT). The filing shows that ValueAct Capital Master Fund, L.P. and its affiliated entities—VA Partners I, ValueAct Management L.P., ValueAct Management LLC, ValueAct Holdings, ValueAct Holdings II and ValueAct Holdings GP—collectively hold 25,395,627 Class A shares of Rocket Companies.
This ownership equals 9.9 % of the 254,664,311 shares that Rocket states will be outstanding after completion of its announced all-stock acquisition of Redfin. The group has shared voting and shared dispositive power over all shares; it reports no sole voting or dispositive authority. The stake was purchased entirely with the working capital of the ValueAct Master Fund at an aggregate cost of approximately $324.6 million.
Other Schedule 13D information remains unchanged; the amendment primarily updates share count, percentage ownership and cost basis, and attaches a list of recent transactions as Exhibit 1.
ValueAct Capital has filed Amendment No. 3 to Schedule 13D regarding its position in Rocket Companies, Inc. (RKT). The filing shows that ValueAct Capital Master Fund, L.P. and its affiliated entities—VA Partners I, ValueAct Management L.P., ValueAct Management LLC, ValueAct Holdings, ValueAct Holdings II and ValueAct Holdings GP—collectively hold 25,395,627 Class A shares of Rocket Companies.
This ownership equals 9.9 % of the 254,664,311 shares that Rocket states will be outstanding after completion of its announced all-stock acquisition of Redfin. The group has shared voting and shared dispositive power over all shares; it reports no sole voting or dispositive authority. The stake was purchased entirely with the working capital of the ValueAct Master Fund at an aggregate cost of approximately $324.6 million.
Other Schedule 13D information remains unchanged; the amendment primarily updates share count, percentage ownership and cost basis, and attaches a list of recent transactions as Exhibit 1.
ValueAct Capital has filed Amendment No. 3 to Schedule 13D regarding its position in Rocket Companies, Inc. (RKT). The filing shows that ValueAct Capital Master Fund, L.P. and its affiliated entities—VA Partners I, ValueAct Management L.P., ValueAct Management LLC, ValueAct Holdings, ValueAct Holdings II and ValueAct Holdings GP—collectively hold 25,395,627 Class A shares of Rocket Companies.
This ownership equals 9.9 % of the 254,664,311 shares that Rocket states will be outstanding after completion of its announced all-stock acquisition of Redfin. The group has shared voting and shared dispositive power over all shares; it reports no sole voting or dispositive authority. The stake was purchased entirely with the working capital of the ValueAct Master Fund at an aggregate cost of approximately $324.6 million.
Other Schedule 13D information remains unchanged; the amendment primarily updates share count, percentage ownership and cost basis, and attaches a list of recent transactions as Exhibit 1.
ValueAct Capital has filed Amendment No. 3 to Schedule 13D regarding its position in Rocket Companies, Inc. (RKT). The filing shows that ValueAct Capital Master Fund, L.P. and its affiliated entities—VA Partners I, ValueAct Management L.P., ValueAct Management LLC, ValueAct Holdings, ValueAct Holdings II and ValueAct Holdings GP—collectively hold 25,395,627 Class A shares of Rocket Companies.
This ownership equals 9.9 % of the 254,664,311 shares that Rocket states will be outstanding after completion of its announced all-stock acquisition of Redfin. The group has shared voting and shared dispositive power over all shares; it reports no sole voting or dispositive authority. The stake was purchased entirely with the working capital of the ValueAct Master Fund at an aggregate cost of approximately $324.6 million.
Other Schedule 13D information remains unchanged; the amendment primarily updates share count, percentage ownership and cost basis, and attaches a list of recent transactions as Exhibit 1.
Rocket Companies (NYSE: RKT) filed an 8-K to disclose debt capital actions tied to its pending acquisition of Mr. Cooper Group. On 4 Aug 2025 the company launched (1) cash tender offers for $650 m 5.125% 2030 and $600 m 5.750% 2031 Nationstar senior notes and (2) exchange offers for $750 m 6.500% 2029 and $1.0 bn 7.125% 2032 Nationstar notes in return for up to $1.75 bn of new Rocket senior notes.
The tender/exchange transactions seek noteholder consents to
- remove the “change-of-control” put related to the Mr. Cooper merger
- strip most restrictive covenants
- relax defeasance tests
- limit future events of default to payment failures
Completion is conditional on (a) receipt of requisite consents and execution of supplemental indentures and (b) the substantially concurrent closing of the Mr. Cooper acquisition under the 31 Mar 2025 merger agreement. Press releases describing the tender and exchange offers are furnished as Exhibits 99.1 and 99.2.
Rocket Companies (NYSE: RKT) filed an 8-K to disclose debt capital actions tied to its pending acquisition of Mr. Cooper Group. On 4 Aug 2025 the company launched (1) cash tender offers for $650 m 5.125% 2030 and $600 m 5.750% 2031 Nationstar senior notes and (2) exchange offers for $750 m 6.500% 2029 and $1.0 bn 7.125% 2032 Nationstar notes in return for up to $1.75 bn of new Rocket senior notes.
The tender/exchange transactions seek noteholder consents to
- remove the “change-of-control” put related to the Mr. Cooper merger
- strip most restrictive covenants
- relax defeasance tests
- limit future events of default to payment failures
Completion is conditional on (a) receipt of requisite consents and execution of supplemental indentures and (b) the substantially concurrent closing of the Mr. Cooper acquisition under the 31 Mar 2025 merger agreement. Press releases describing the tender and exchange offers are furnished as Exhibits 99.1 and 99.2.
Rocket Companies (NYSE: RKT) filed an 8-K to disclose debt capital actions tied to its pending acquisition of Mr. Cooper Group. On 4 Aug 2025 the company launched (1) cash tender offers for $650 m 5.125% 2030 and $600 m 5.750% 2031 Nationstar senior notes and (2) exchange offers for $750 m 6.500% 2029 and $1.0 bn 7.125% 2032 Nationstar notes in return for up to $1.75 bn of new Rocket senior notes.
The tender/exchange transactions seek noteholder consents to
- remove the “change-of-control” put related to the Mr. Cooper merger
- strip most restrictive covenants
- relax defeasance tests
- limit future events of default to payment failures
Completion is conditional on (a) receipt of requisite consents and execution of supplemental indentures and (b) the substantially concurrent closing of the Mr. Cooper acquisition under the 31 Mar 2025 merger agreement. Press releases describing the tender and exchange offers are furnished as Exhibits 99.1 and 99.2.
Rocket Companies (NYSE: RKT) filed an 8-K to disclose debt capital actions tied to its pending acquisition of Mr. Cooper Group. On 4 Aug 2025 the company launched (1) cash tender offers for $650 m 5.125% 2030 and $600 m 5.750% 2031 Nationstar senior notes and (2) exchange offers for $750 m 6.500% 2029 and $1.0 bn 7.125% 2032 Nationstar notes in return for up to $1.75 bn of new Rocket senior notes.
The tender/exchange transactions seek noteholder consents to
- remove the “change-of-control” put related to the Mr. Cooper merger
- strip most restrictive covenants
- relax defeasance tests
- limit future events of default to payment failures
Completion is conditional on (a) receipt of requisite consents and execution of supplemental indentures and (b) the substantially concurrent closing of the Mr. Cooper acquisition under the 31 Mar 2025 merger agreement. Press releases describing the tender and exchange offers are furnished as Exhibits 99.1 and 99.2.
TIAA-CREF Investment Management, LLC (TCIM) filed Amendment 1 to Schedule 13G for Rocket Companies, Inc. (RKT).
- Beneficial ownership: 11,496,710 Class A shares, equal to 7.60 % of outstanding common stock as of 30 Jun 2025.
- Sole voting & dispositive power: 8,820,802 shares; no shared power reported.
- Filed under Rule 13d-1(b) as an institutional investment adviser; TCIM certifies the stake is held in the ordinary course and not to influence control.
The disclosure adds a large U.S. institutional investor to RKT’s register, signalling increased professional interest yet no activist intent. No purchase price, acquisition timing, or strategic commentary is provided.
TIAA-CREF Investment Management, LLC (TCIM) filed Amendment 1 to Schedule 13G for Rocket Companies, Inc. (RKT).
- Beneficial ownership: 11,496,710 Class A shares, equal to 7.60 % of outstanding common stock as of 30 Jun 2025.
- Sole voting & dispositive power: 8,820,802 shares; no shared power reported.
- Filed under Rule 13d-1(b) as an institutional investment adviser; TCIM certifies the stake is held in the ordinary course and not to influence control.
The disclosure adds a large U.S. institutional investor to RKT’s register, signalling increased professional interest yet no activist intent. No purchase price, acquisition timing, or strategic commentary is provided.
Teachers Advisors, LLC (TAL) filed Amendment No. 1 to Schedule 13G on 06/30/2025 disclosing a beneficial stake in Rocket Companies, Inc. (RKT) common stock.
- Shares owned: Item 4 lists 11,496,710 shares, equating to 7.60 % of the outstanding class.
- Voting / dispositive power: TAL cites sole voting and dispositive power over 2,640,084 shares and no shared power.
- Reporting status: TAL files as an investment adviser (Rule 13d-1(b)(1)(ii)(E)) organized in Delaware and certifies the shares were acquired in the ordinary course of business, not with the intent to influence control.
- Certification & sign-off: Signed by Managing Director & Chief Compliance Officer Stuart R. Brunet on 07/21/2025.
Notable observation: Earlier summary boxes inside the filing reference 2,640,084 shares (1.74 %), while Item 4 cites 11,496,710 shares (7.60 %), indicating an internal inconsistency that merits clarification.
Teachers Advisors, LLC (TAL) filed Amendment No. 1 to Schedule 13G on 06/30/2025 disclosing a beneficial stake in Rocket Companies, Inc. (RKT) common stock.
- Shares owned: Item 4 lists 11,496,710 shares, equating to 7.60 % of the outstanding class.
- Voting / dispositive power: TAL cites sole voting and dispositive power over 2,640,084 shares and no shared power.
- Reporting status: TAL files as an investment adviser (Rule 13d-1(b)(1)(ii)(E)) organized in Delaware and certifies the shares were acquired in the ordinary course of business, not with the intent to influence control.
- Certification & sign-off: Signed by Managing Director & Chief Compliance Officer Stuart R. Brunet on 07/21/2025.
Notable observation: Earlier summary boxes inside the filing reference 2,640,084 shares (1.74 %), while Item 4 cites 11,496,710 shares (7.60 %), indicating an internal inconsistency that merits clarification.