Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings of Rocket Companies, Inc. (NYSE: RKT) provide detailed insight into its mortgage-focused financial services operations, capital structure, and corporate transactions. As a Delaware corporation with Class A common stock listed on the New York Stock Exchange, Rocket Companies files current reports on Form 8-K and related amendments that describe material events affecting the company and its subsidiaries.
Recent Rocket Companies filings highlight several key themes. Multiple Forms 8-K describe master repurchase agreements and related amendments entered into by Rocket Mortgage, LLC, a Michigan limited liability company and indirect subsidiary of Rocket Companies, and by One Reverse Mortgage, LLC. These filings explain extensions of expiration dates, technical changes to agreements with counterparties such as UBS AG New York Branch, Morgan Stanley Bank, N.A., and Bank of America, N.A., and disclose the company’s total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit, and early buyout facilities.
Other filings detail capital markets and credit arrangements. A Form 8-K dated October 1, 2025 describes exchange offers for existing senior notes originally issued by Nationstar Mortgage Holdings Inc. and the issuance of new senior notes due 2029 and 2032 by Rocket Companies. The filing also outlines supplemental indentures under which Rocket Mortgage, Redfin Corporation, and subsidiaries associated with Mr. Cooper guarantee Rocket’s senior notes and Rocket Mortgage’s senior notes. Another section of the same filing explains a Revolving Credit Agreement and a Borrower Accession Agreement through which Rocket Companies became the borrower under a revolving credit facility and increased the aggregate commitment.
Rocket’s SEC filings also document mergers and acquisitions. The October 1, 2025 Form 8-K and an October 10, 2025 Form 8-K/A describe the completion of the acquisition of Mr. Cooper Group Inc. through a series of mergers, the exchange ratio of Rocket Class A common stock issued to Mr. Cooper stockholders, and the filing of unaudited pro forma condensed combined financial statements. These disclosures help investors understand how the acquisition affects Rocket’s financial profile and corporate structure.
In addition, Rocket Companies uses Form 8-K to furnish earnings releases and supplemental financial information, as seen in the October 30, 2025 filing, and to address governance and procedural updates, such as the December 22, 2025 filing correcting the deadline for stockholder proposals under Rule 14a-8. On Stock Titan’s filings page, these documents are presented with real-time updates from EDGAR and AI-powered summaries that explain key terms, obligations, and structural changes, helping readers quickly interpret complex agreements, note indentures, and acquisition details.
Krishna Varun, Chief Executive Officer and Director of Rocket Companies, Inc. (RKT), reported a transaction on 09/07/2025 in which 52,082 shares of Class A common stock were disposed of at $20.26 per share. The Form 4 indicates the disposition was coded F(1) and represents shares withheld by the company to satisfy tax withholding related to the vesting of 116,254 restricted stock units granted on March 7, 2025. After the withholding, the reporting person directly beneficially owned 1,309,178 shares. The filing is signed by an attorney-in-fact on behalf of the reporting person on 09/09/2025.
Jonathan Mildenhall, Chief Marketing Officer of Rocket Companies, Inc. (RKT), reported a disposition of 60,754 shares of Class A common stock on 09/07/2025 at a reported price of $20.26 per share. The form states these shares were withheld by the company to satisfy tax withholding obligations tied to the vesting of 121,362 restricted stock units granted on March 7, 2024 and March 7, 2025. After the withholding, the reporting person beneficially owned 574,510 shares, held directly. The filing was submitted as a Form 4 by one reporting person and signed by an attorney in fact on 09/09/2025.
College Retirement Equities Fund-Growth Account (CREF CGA) filed an amendment on Schedule 13G reporting substantial holdings in Rocket Companies, Inc. (RKT). The filing discloses that CREF CGA beneficially owns 25,900,279 shares, representing 10.13% of the class, and that it has shared voting and dispositive power over 17,467,378 shares. An earlier table in the filing also lists an aggregate beneficial ownership of 17,467,378 shares, representing 6.83% of the class, and shows shared voting/dispositive power of the same amount. The filing states these shares were acquired in the ordinary course of business and not to change or influence control of the issuer, and identifies related investment advisers that may be deemed beneficial owners of portions of the holdings.
TIAA-CREF Investment Management, LLC reports beneficial ownership of 25,900,279 shares of Rocket Companies, Inc. common stock, representing 10.13% of the class. The filing states TCIM has sole voting and sole dispositive power over 20,129,450 shares and no shared voting or dispositive power. Two affiliated advisers are noted: Nuveen Asset Management may be deemed owner of 56,641 shares and Teachers Advisors may be deemed owner of 5,714,188 shares. The filing specifies the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Teachers Advisors, LLC filed Amendment No. 2 to a Schedule 13G regarding Rocket Companies, Inc. (RKT). The filing reports TAL and related accounts beneficially own 25,900,279 shares, representing 10.13% of RKT's outstanding common stock. TAL reports sole voting and dispositive power over 5,714,188 shares (2.24% of the class) and states the shares were acquired in the ordinary course of business and not to influence control. The filing also discloses that TIAA-CREF Investment Management, LLC may be deemed beneficial owner of 20,129,450 shares and Nuveen Asset Management may be deemed owner of 56,641 shares.
Nuveen Asset Management, LLC filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership in Rocket Companies, Inc. (RKT). The filing shows an aggregate of 25,900,279 shares, representing 10.13% of the class, which reflects holdings associated with affiliated advisers and funds. NAM itself reports direct beneficial ownership of 56,641 shares (0.02%) with sole voting and dispositive power over those shares. The filing states that 20,129,450 shares are attributable to CREF (advised by TCIM) and 5,714,188 shares to accounts advised by Teachers Advisors, LLC, and that the shares were acquired in the ordinary course of business and not to influence control of the issuer.
Rocket Companies, Inc. reports that its President, Bill Emerson, has informed the company he will retire from his role effective December 31, 2025. This provides several months of transition time before his departure from the executive position. Mr. Emerson will remain involved with the company by continuing to serve as a member of the board of directors.
Rocket Companies (RKT) announced it completed the acquisition of Redfin on July 1, 2025 and has furnished Redfin's unaudited condensed consolidated financial statements and related notes. The filing makes available Redfin's historical balance sheets as of June 30, 2025 and December 31, 2024 and its condensed statements of comprehensive loss, changes in mezzanine equity and stockholders' deficit for the three- and six-month periods ended June 30, 2025 and 2024, plus cash flow information for the six-month periods.
The filing also includes unaudited pro forma condensed combined financial information for Rocket: a pro forma balance sheet as of June 30, 2025 and pro forma statements of income (loss) for the six months ended June 30, 2025 and the year ended December 31, 2024. The report states these exhibits are submitted as Exhibits 99.1 and 99.2 and that Rocket's previously filed quarterly financial statements are not modified by this report.
Rocket Companies reported total assets of $30.36 billion and increased cash and cash equivalents to $5.09 billion from $1.27 billion a year earlier, driven by higher funding and financing activity. Net revenue for the quarter was $1.36 billion, with a $815.9 million gain on sale of loans. Mortgage servicing rights (MSRs) experienced a significant fair value decline, contributing to a $198.9 million negative MSR fair value change in the quarter. For the six months the company reported a $178.4 million net loss versus a prior-year six-month net income of $468.6 million, reflecting large MSR markdowns and higher operating and financing costs.
The company completed an organizational simplification by collapsing its Up-C structure, eliminating prior non-controlling interests and recognizing deferred tax impacts. It closed an estimated $1.8 billion acquisition of Redfin (July 1, 2025) and has a pending all-stock acquisition agreement for Mr. Cooper expected to close in the fourth quarter of 2025. The company issued permanent senior notes totaling $4.0 billion in June 2025, increasing total senior notes to about $8.0 billion and total liabilities to $22.91 billion.
FMR LLC and its chair Abigail P. Johnson filed Amendment No. 1 to Schedule 13G for Rocket Companies, Inc. (RKT). As of 30 Jun 2025 they report beneficial ownership of 13,606,480.35 Class A shares, equal to 9.0 % of the outstanding class.
FMR has sole voting power over 13,571,816 shares and sole dispositive power over the full 13.6 M shares; it holds no shared voting or dispositive authority. Johnson, filing individually, mirrors the dispositive power but exercises no voting power, reflecting her control position over FMR.
The filing is made under Rule 13d-1(b) for a passive ownership position; the certification states the securities were acquired in the ordinary course and not to influence control. A separate Exhibit 99 identifies relevant subsidiaries pursuant to Rule 13d-1(k).
Key dates: event date 30 Jun 2025; filing date 5 Aug 2025. Signatory: Richard Bourgelas under powers of attorney dated 23 May 2023.