Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Teachers Advisors, LLC filed an amended Schedule 13G reporting beneficial ownership of 30,831,478 shares of Rocket Companies, Inc. common stock, representing 12.06% of the class as of 09/30/2025.
The filing lists sole voting and dispositive power over 6,787,437 shares. Affiliates cited include TCIM (adviser to CREF) and NAM, reflecting the aggregate reported amount. The securities were acquired and are held in the ordinary course of business and not for the purpose or effect of changing or influencing control.
Rocket Companies (RKT): TIAA-CREF Investment Management LLC filed Amendment No. 3 to Schedule 13G reporting beneficial ownership of 30,831,478 shares of Rocket Companies common stock, representing 12.06% as of the event date 09/30/2025. The filer reports sole voting and dispositive power over 23,987,554 shares.
The filing attributes shares across affiliated investment vehicles: 23,987,554 shares via College Retirement Equities Fund, 6,787,437 shares via funds and separate accounts advised by Teachers Advisors, LLC, and 56,487 shares via Nuveen Asset Management, LLC. The securities were acquired in the ordinary course of business and not with the purpose or effect of changing or influencing control.
Rocket Companies (RKT): Schedule 13G/A (Amendment No. 3) discloses that Nuveen Asset Management, LLC and affiliated advisers reported beneficial ownership of 30,831,478 shares, representing 12.06% of the common stock as of 09/30/2025.
Within that total, Nuveen Asset Management, LLC is listed with 56,487 shares under sole voting and dispositive power. Affiliates are identified with additional holdings: TIAA-CREF Investment Management, LLC with 23,987,554 shares, and Teachers Advisors, LLC with 6,787,437 shares. The filing states the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control.
Rocket Companies (RKT): Boston Partners filed an amended Schedule 13G reporting beneficial ownership of 13,284,739 shares of Common Stock, representing 5.2% of the class as of 09/30/2025.
Boston Partners reports sole voting power over 12,504,878 shares and sole dispositive power over 13,284,739 shares, with no shared voting or dispositive power. The shares are held in discretionary accounts for certain clients, and the filing states the position was acquired and is held in the ordinary course of business and not for the purpose of changing or influencing control.
Rocket Companies (RKT) furnished an 8-K announcing results for the third quarter ended September 30, 2025. The company issued a press release, furnished as Exhibit 99.1, and posted supplemental financial information on its investor website.
The materials provided under Items 2.02 and 7.01 are furnished, not filed, under the Exchange Act.
The Vanguard Group filed an amended Schedule 13G reporting its passive ownership in Rocket Companies (RKT) common stock. Vanguard reported beneficial ownership of 22,945,500 shares, representing 8.78% of the class as of 09/30/2025.
The filing lists sole voting power: 0 and shared voting power: 1,466,501 shares. Vanguard reports sole dispositive power: 21,377,082 shares and shared dispositive power: 1,568,418 shares. Vanguard is identified as an investment adviser (IA) and certifies the securities were acquired and are held in the ordinary course of business, not to change or influence control. Clients of Vanguard, including registered investment companies and other managed accounts, have rights to dividends or sale proceeds; no single client’s interest exceeds five percent.
Rocket Companies, Inc. (RKT) reported an insider transaction related to its completed acquisition of Mr. Cooper Group Inc. On October 1, 2025, Director and 10% owner Daniel B. Gilbert acquired 89,859 shares of Class A common stock at $0, reflecting the merger consideration mechanics.
Per the merger terms, each outstanding share of Mr. Cooper common stock converted into the right to receive 11.0 shares of Rocket Class A common stock and cash in lieu of fractional shares. The 89,859 Class A shares were received in exchange for 8,169 Mr. Cooper shares in a transaction exempt under Rule 16b-3. As context, closing prices on September 30, 2025 were $19.38 for Rocket Class A and $210.79 for Mr. Cooper common stock.
Following the reported transaction, 89,859 Class A shares were beneficially owned indirectly by The Daniel B Gilbert Trust u/a/d 12/23/1996. The filing also lists beneficial holdings of 498,416,138 Class L-1 and 498,416,138 Class L-2 shares directly, and 70,107,640 Class L-1 and 70,107,640 Class L-2 shares indirectly via Daniel Gilbert Trust #1 u/a/d 8/23/16.
Slate Path Capital LP and David Greenspan filed a Schedule 13G reporting beneficial ownership of Rocket Companies Class A common stock. They report 19,358,000 shares, representing 2.0% of the class, with shared voting and dispositive power over those shares and no sole power. The filing states the current percentage is calculated against 966,463,355 shares outstanding, which reflects the addition of 705,205,413 shares issued in connection with Rocket’s acquisition of Mr. Cooper.
As a point-in-time reference, the filing notes that as of September 30, 2025, the Reporting Persons may have been deemed to beneficially own 13,795,000 shares, or 5.3%, based on 261,257,942 shares outstanding. The signatories certify the shares were acquired and are held in the ordinary course and not for the purpose of changing or influencing control.
Rocket Companies (RKT): Schedule 13D/A Amendment No. 1 updates beneficial ownership following share issuances, including consideration for the Mr. Cooper acquisition. Daniel Gilbert reports beneficial ownership of 1,608,089,722 shares, representing 57.12% of the Class A common stock base used in this filing. He has sole voting and dispositive power over 996,832,276 shares, with shared voting power over 611,257,446 shares and shared dispositive power over 140,215,280 shares.
Jennifer Gilbert reports beneficial ownership of 314,055,385 shares (11.16%). Daniel Gilbert Trust #1 u/a/d 8/23/16 reports 140,215,280 shares (4.98%) and ceased to be a beneficial owner of more than five percent on October 10, 2025. The percentage calculations are based on 2,815,342,810 shares, comprising outstanding Class A shares, Class A shares issuable upon conversion of Class L shares, and shares issued in the Mr. Cooper transaction.
Rocket Companies, Inc. has completed its previously announced acquisition of Mr. Cooper Group Inc., making Mr. Cooper a direct, wholly owned subsidiary through a two-step merger structure. Maverick Merger Sub first merged into Mr. Cooper, followed by Mr. Cooper merging into Forward Merger Sub, which now remains as the surviving subsidiary.
As consideration for the transaction, Rocket issued 705,205,413 shares of its Class A common stock to Mr. Cooper stockholders. This amendment to the earlier report adds unaudited pro forma condensed combined financial statements, including a pro forma balance sheet as of June 30, 2025 and pro forma income (loss) statements for the six months ended June 30, 2025 and the year ended December 31, 2024, to show how the combined company’s financials would look after the merger.