Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings of Rocket Companies, Inc. (NYSE: RKT) provide detailed insight into its mortgage-focused financial services operations, capital structure, and corporate transactions. As a Delaware corporation with Class A common stock listed on the New York Stock Exchange, Rocket Companies files current reports on Form 8-K and related amendments that describe material events affecting the company and its subsidiaries.
Recent Rocket Companies filings highlight several key themes. Multiple Forms 8-K describe master repurchase agreements and related amendments entered into by Rocket Mortgage, LLC, a Michigan limited liability company and indirect subsidiary of Rocket Companies, and by One Reverse Mortgage, LLC. These filings explain extensions of expiration dates, technical changes to agreements with counterparties such as UBS AG New York Branch, Morgan Stanley Bank, N.A., and Bank of America, N.A., and disclose the company’s total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit, and early buyout facilities.
Other filings detail capital markets and credit arrangements. A Form 8-K dated October 1, 2025 describes exchange offers for existing senior notes originally issued by Nationstar Mortgage Holdings Inc. and the issuance of new senior notes due 2029 and 2032 by Rocket Companies. The filing also outlines supplemental indentures under which Rocket Mortgage, Redfin Corporation, and subsidiaries associated with Mr. Cooper guarantee Rocket’s senior notes and Rocket Mortgage’s senior notes. Another section of the same filing explains a Revolving Credit Agreement and a Borrower Accession Agreement through which Rocket Companies became the borrower under a revolving credit facility and increased the aggregate commitment.
Rocket’s SEC filings also document mergers and acquisitions. The October 1, 2025 Form 8-K and an October 10, 2025 Form 8-K/A describe the completion of the acquisition of Mr. Cooper Group Inc. through a series of mergers, the exchange ratio of Rocket Class A common stock issued to Mr. Cooper stockholders, and the filing of unaudited pro forma condensed combined financial statements. These disclosures help investors understand how the acquisition affects Rocket’s financial profile and corporate structure.
In addition, Rocket Companies uses Form 8-K to furnish earnings releases and supplemental financial information, as seen in the October 30, 2025 filing, and to address governance and procedural updates, such as the December 22, 2025 filing correcting the deadline for stockholder proposals under Rule 14a-8. On Stock Titan’s filings page, these documents are presented with real-time updates from EDGAR and AI-powered summaries that explain key terms, obligations, and structural changes, helping readers quickly interpret complex agreements, note indentures, and acquisition details.
Rocket Companies (RKT) disclosed material information about a proposed transaction with Mr. Cooper and the principal risks that could affect completion and outcomes. The filing warns the transaction may not close or could be delayed, that conditions to closing might not be satisfied, and that announcement or pendency could distract management, affect key personnel and business relationships, or depress the companies' stock prices. It also highlights potential legal risks including stockholder litigation, tax treatment uncertainty, third-party contract consents, and integration challenges that could prevent anticipated synergies or make them take longer or cost more than expected. The statement points investors to a registration statement and each company’s public SEC filings for additional details.
Rocket Companies insider transaction: Chief Financial Officer Brian N. Brown had 32,756 restricted stock units vest, and the company withheld 14,675 Class A common shares to satisfy tax-withholding obligations related to that vesting. The withholding is reported under transaction code F(1) and reflects a non‑market sale to cover taxes rather than an open‑market disposition. After the withholding, the reporting person beneficially owns 789,819 Class A common shares. The transaction date reported is 09/08/2025.
Krishna Varun, Chief Executive Officer and director of Rocket Companies, Inc. (RKT), reported a securities disposition. On 09/08/2025 the reporting person had 58,259 shares of Class A common stock disposed of at a price of $20.48 per share. The filing states these shares were withheld by the company to satisfy tax withholding obligations related to the vesting of 130,042 restricted stock units granted on March 8, 2024. After the reported transaction, the reporting person beneficially owned 1,250,919 shares of Class A common stock. The Form 4 was submitted by an attorney-in-fact on behalf of the reporting person.
Rocket Companies reported an amendment and related agreement that affect its master repurchase arrangements. The company executed an A&R Master Repurchase Agreement and Amendment No. 9 to a Pricing Side Letter, and said a copy of the A&R Master Repurchase Agreement will be filed with its quarterly report for the period ending September 30, 2025. Following those actions, Rocket stated its total funding capacity across master repurchase agreements, early funding facilities, unsecured lines of credit, MSR lines of credit and early buyout facilities was $26.4 billion, compared with $26.2 billion as of June 30, 2025 and $27.5 billion as of December 31, 2024.
Rocket Companies insider Heather M. Lovier reported a tax-withholding share disposition related to vested restricted stock units. On 09/07/2025 Ms. Lovier had 42,937 shares of Class A common stock withheld and disposed at an average price of $20.26 per share to satisfy tax obligations tied to the vesting of 95,835 restricted stock units granted across four grant dates. After the transaction she beneficially owned 599,803 shares.
Rocket Companies, Inc. (RKT) Form 4: Noah A. Edwards, Chief Accounting Officer and officer of Rocket Companies, reported a withholding of 6,338 shares of Class A common stock on 09/07/2025 at a price of $20.26 per share. The withholding satisfied tax obligations tied to the vesting of 16,765 restricted stock units granted on September 28, 2023, March 7, 2024, and March 7, 2025. After the withholding, the Reporting Person beneficially owned 87,810 shares, held directly. The form was signed by an attorney-in-fact on 09/09/2025.
William D. Banfield, Chief Business Officer and director of Rocket Companies, Inc. (RKT), reported a non‑derivative disposition on 09/07/2025. The filing shows 43,832 shares of Class A common stock were disposed at a price of $20.26 per share, leaving the reporting person with 611,989 shares beneficially owned after the transaction. The form explains these shares were withheld by Rocket Companies to satisfy tax withholding obligations related to the vesting of 97,836 restricted stock units granted on September 28, 2023, March 7, 2024, August 26, 2024, and March 7, 2025.
This Form 4 was filed individually and signed by an attorney‑in‑fact on behalf of the reporting person.
Emerson William C., President and Director of Rocket Companies, Inc. (RKT), reported a transaction on 09/07/2025 in which 16,572 shares of Class A common stock were disposed at a price of $20.26 per share. The filing explains these shares were withheld by the company to satisfy tax-withholding obligations related to the vesting of 36,990 restricted stock units granted March 7, 2025. After the reported disposition, the reporting person beneficially owns 842,632 shares, held directly. The Form 4 was signed on 09/09/2025 by an attorney-in-fact. This is a routine insider withholding transaction tied to RSU vesting rather than an open-market sale.
Shawn Malhotra, Chief Technology Officer of Rocket Companies, Inc. (RKT), reported a transaction dated 09/07/2025. The Form 4 shows 15,558 shares of Class A common stock were disposed at an average price of $20.26. The filing explains these shares were withheld to satisfy tax withholding obligations arising from the vesting of 29,063 restricted stock units granted on March 7, 2025. After the transaction, the reporting person beneficially owned 633,936 shares of Class A common stock. The form was signed on 09/09/2025 by an attorney-in-fact.
Brian Nicholas Brown, listed as Chief Financial Officer & Treasurer of Rocket Companies, Inc. (RKT), reported a routine withholding sale tied to the vesting of restricted stock units. On 09/07/2025, 16,572 shares of Class A common stock were disposed of at a price of $20.26 per share under transaction code F(1), representing shares withheld to satisfy tax withholding obligations.
After this transaction, the reporting person beneficially owned 804,494 shares of Class A common stock. The filing explains the sale was to satisfy taxes on the vesting of 36,990 restricted stock units granted on March 7, 2025.