Welcome to our dedicated page for Rocket Companies SEC filings (Ticker: RKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Companies, Inc. filings document operating results, governance, funding arrangements and capital-structure matters for its homeownership platform. Its 8-K reports include earnings releases, Regulation FD supplemental financial information, preliminary operating updates, and material definitive agreements involving Rocket Mortgage warehouse and repurchase financing facilities.
Proxy filings cover board matters, stockholder proposals, executive compensation and voting procedures. Other disclosures address direct financial obligations, off-balance-sheet arrangements, funding capacity, risk factors and the financial performance of mortgage, real estate, title and personal finance businesses within Rocket Companies.
Rocket Companies (RKT): Schedule 13D/A Amendment No. 1 updates beneficial ownership following share issuances, including consideration for the Mr. Cooper acquisition. Daniel Gilbert reports beneficial ownership of 1,608,089,722 shares, representing 57.12% of the Class A common stock base used in this filing. He has sole voting and dispositive power over 996,832,276 shares, with shared voting power over 611,257,446 shares and shared dispositive power over 140,215,280 shares.
Jennifer Gilbert reports beneficial ownership of 314,055,385 shares (11.16%). Daniel Gilbert Trust #1 u/a/d 8/23/16 reports 140,215,280 shares (4.98%) and ceased to be a beneficial owner of more than five percent on October 10, 2025. The percentage calculations are based on 2,815,342,810 shares, comprising outstanding Class A shares, Class A shares issuable upon conversion of Class L shares, and shares issued in the Mr. Cooper transaction.
Rocket Companies, Inc. has completed its previously announced acquisition of Mr. Cooper Group Inc., making Mr. Cooper a direct, wholly owned subsidiary through a two-step merger structure. Maverick Merger Sub first merged into Mr. Cooper, followed by Mr. Cooper merging into Forward Merger Sub, which now remains as the surviving subsidiary.
As consideration for the transaction, Rocket issued 705,205,413 shares of its Class A common stock to Mr. Cooper stockholders. This amendment to the earlier report adds unaudited pro forma condensed combined financial statements, including a pro forma balance sheet as of June 30, 2025 and pro forma income (loss) statements for the six months ended June 30, 2025 and the year ended December 31, 2024, to show how the combined company’s financials would look after the merger.
Rocket Companies, Inc. (RKT) reporting person Jonathan Mildenhall, the Chief Marketing Officer and an officer, was granted 154,130 restricted stock units (RSUs) on 10/08/2025. Each RSU represents the right to one share of Class A common stock and the grant was made under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The RSUs vest in six equal, semi-annual installments over three years with the first vesting on 04/07/2026, subject to continued employment. After the grant, the reporting person beneficially owned 728,640 shares of Class A common stock.
Brian N. Brown, Chief Financial Officer and Treasurer of Rocket Companies, Inc. (RKT), reported receipt of 215,782 restricted stock units (RSUs) on 10/08/2025 in a grant priced at $0. Each RSU converts to one share of Class A common stock upon vesting. After the grant the reporting person beneficially owns 1,005,601 shares. The RSUs vest in six equal semi-annual installments over three years, beginning on 04/07/2026 and thereafter each 10/07 and 04/07 until fully vested, subject to continued employment. The grant was exempt under Rule 16b-3.
Rocket Companies, Inc. Chief Technology Officer Shawn Malhotra received a grant of 154,130 restricted stock units (RSUs) on 10/08/2025 under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU converts to one share of Class A common stock upon vesting. The RSUs vest in six equal semi-annual installments over three years, beginning 04/07/2026, subject to continued employment. After the grant, the reporting person beneficially owns 788,066 shares of Class A common stock. The filing was submitted as a Form 4 by one reporting person and signed on 10/10/2025.
Noah A. Edwards, Chief Accounting Officer of Rocket Companies, Inc. (RKT), was granted 30,826 restricted stock units (RSUs) on 10/08/2025. The award is exempt under Rule 16b-3 and carries a $0 grant price; each RSU converts to one share of Class A common stock upon vesting. Following the grant, the reporting person beneficially owns 118,636 shares. The RSUs vest in six equal semi-annual installments over three years, with the initial vesting on 04/07/2026, subject to continued employment. The Form 4 was filed by one reporting person and signed on 10/10/2025.
Rocket Companies, Inc. (RKT) reported an award of 107,891 restricted stock units (RSUs) to Heather M. Lovier, its Chief Operating Officer, in a transaction dated 10/08/2025. Each RSU converts to one share of Class A common stock upon vesting and the grant was made under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The RSUs carry a grant price of $0 to the reporting person and will vest in six equal, semi-annual installments over three years, with the initial vesting on 04/07/2026 and subsequent vesting each April 7 and October 7. Following the grant, the reporting person beneficially owns 707,694 shares of Class A common stock. The filing was signed on 10/10/2025 by an attorney-in-fact.
William D. Banfield, Chief Business Officer and officer of Rocket Companies, Inc. (RKT), received a grant of 107,891 restricted stock units (RSUs) on 10/08/2025. Each RSU represents the contingent right to one share of Class A common stock and the award was granted at a price of $0. The RSUs vest in six equal, semi‑annual installments over three years, with the first vesting date on 04/07/2026 and subsequent vesting on each April 7 and October 7 thereafter, subject to continued employment.
Following the grant, the reporting person beneficially owns 719,880 shares. The grant was reported on Form 4 and the transaction was made under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b‑3.
Jesse K. Bray, President & CEO of Rocket Mortgage and director of Rocket Companies, Inc. (RKT), reported multiple acquisitions of Rocket Class A common stock on 10/01/2025 tied to the closing of Rocket's acquisition of Mr. Cooper.
Pursuant to the merger terms each Mr. Cooper share converted into 11.0 Rocket Class A shares and restricted stock units (RSUs) of Mr. Cooper converted into Rocket RSUs with the same time-based vesting. The Form 4/A shows total beneficial ownership of 10,038,351 Class A shares following the transactions and notes a separate grant of 816,743 Rocket RSUs that vest in six equal semi-annual installments beginning 10/01/2025. The filing was amended to correct an earlier clerical overstatement of the securities acquired.
This Amendment No. 4 to a Schedule 13D reports that ValueAct-related entities together hold 41,509,252 shares of Rocket Companies, Inc. (Class A), equal to approximately 4.3% of the company's Common Stock on the basis of 965,183,901 total shares. The aggregate purchase price for the shares held by ValueAct Capital Master Fund is reported as approximately $509,080,275.68. The filing states that 16,113,625 of these shares were acquired effective October 1, 2025 in connection with Rocket's acquisition of Mr. Cooper, which increased ValueAct Master Fund's beneficial ownership. The Reporting Persons further state that as of October 1, 2025 they have ceased to be beneficial owners of more than 5% of Rocket's Common Stock, terminating their Schedule 13D filing obligation.