[Form 4] Rocket Companies, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Krishna Varun, Chief Executive Officer and Director of Rocket Companies, Inc. (RKT), reported a transaction on 09/07/2025 in which 52,082 shares of Class A common stock were disposed of at $20.26 per share. The Form 4 indicates the disposition was coded F(1) and represents shares withheld by the company to satisfy tax withholding related to the vesting of 116,254 restricted stock units granted on March 7, 2025. After the withholding, the reporting person directly beneficially owned 1,309,178 shares. The filing is signed by an attorney-in-fact on behalf of the reporting person on 09/09/2025.

Positive

• Reporting person retains substantial direct ownership of 1,309,178 shares after the withholding, indicating continued alignment with shareholders.
• Transaction is administrative (tax withholding) related to RSU vesting rather than an open-market sale, reducing signaling risk.

Negative

• 52,082 shares were disposed (withheld) to satisfy tax obligations, reducing the reporting person's free-transferable holdings.
• Vesting-related withholding reflects dilution from equity compensation, which modestly increases shares outstanding held by others.

Insights

Corporate Governance Expert

TL;DR: Routine tax-withholding disposal from RSU vesting; maintains substantial direct ownership.

This Form 4 documents a common administrative transaction where shares are retained by the issuer to meet tax obligations arising from RSU vesting. The reporting person still holds a material direct stake of 1,309,178 shares after withholding, so the transaction is unlikely to signal a change in insider sentiment or corporate control. For governance review, this is a standard procedure and does not indicate opportunistic selling.

Securities Analyst

TL;DR: Non-market-sale disposition tied to RSU vesting; impact on float and insider ownership is marginal.

The 52,082-share disposition was executed at $20.26 to satisfy withholding for 116,254 RSUs vested on March 7, 2025. Because the transaction is a company-withheld tax remittance rather than an open-market sale, it should have limited immediate market impact. The remaining direct holdings of 1,309,178 shares continue to represent meaningful insider alignment with shareholders.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krishna Varun

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	09/07/2025		F(1)		52,082	D	$20.26	1,309,178	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 116,254 restricted stock units granted to the Reporting Person on March 7, 2025.

Remarks:

	/s/ Tina V. John, attorney in fact	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Krishna Varun report on Form 4 for RKT?

The Form 4 reports a disposition of 52,082 Class A shares on 09/07/2025 at $20.26 per share related to tax withholding for vested RSUs.

Why were shares disposed of according to the filing?

The filing states the shares were withheld by Rocket Companies, Inc. to satisfy tax withholding obligations from the vesting of 116,254 restricted stock units granted March 7, 2025.

How many shares does the reporting person own after the transaction?

After the reported withholding, the reporting person directly beneficially owned 1,309,178 shares.

Was this an open-market sale by the insider?

No. The transaction is coded F(1), indicating shares were withheld by the issuer for tax purposes, not an open-market sale.

Who signed the Form 4 filing?

The Form 4 was signed by Tina V. John, attorney in fact on behalf of the reporting person on 09/09/2025.