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  4. [Form 4] Rocket Companies, Inc. Insider Trading Activity

RKT director files Form 4 for 5,000-share Class A stock sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Rocket Companies, Inc. (RKT) director reported open‑market sales of Class A common stock under a pre‑arranged Rule 10b5‑1 trading plan adopted on August 11, 2025. On November 19, 2025, the reporting person sold 2,500 Class A shares at a weighted average price of $17.0376 per share, followed by another sale of 2,500 Class A shares on November 20, 2025 at a weighted average price of $16.914 per share.

After these transactions, the reporting person beneficially owned 1,013,184 shares of Class A common stock, as well as 3,186,005 shares of Class L‑1 common stock and 3,186,005 shares of Class L‑2 common stock, all held directly.

Positive

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Negative

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Insider Rizik Matthew
Role Director
Sold 5,000 shs ($85K)
Type Security Shares Price Value
Sale Class A common stock 2,500 $16.914 $42K
Sale Class A common stock 2,500 $17.0376 $43K
holding Class L-1 common stock -- -- --
holding Class L-2 common stock -- -- --
Holdings After Transaction: Class A common stock — 1,013,184 shares (Direct); Class L-1 common stock — 3,186,005 shares (Direct); Class L-2 common stock — 3,186,005 shares (Direct)
Footnotes (1)
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.77 to $17.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.42 to $17.665 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rizik Matthew
(Last) (First) (Middle)
C/O ROCKET COMPANIES, INC.
1050 WOODWARD AVENUE
(Street)
DETROIT MI 48226
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 11/19/2025 S(1) 2,500 D $17.0376(2) 1,015,684 D
Class A common stock 11/20/2025 S(1) 2,500 D $16.914(3) 1,013,184 D
Class L-1 common stock 3,186,005 D
Class L-2 common stock 3,186,005 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.77 to $17.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.42 to $17.665 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Elisabeth Gormley, attorney in fact 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Rocket Companies (RKT) report in this Form 4?

The filing reports that a director of Rocket Companies sold a total of 5,000 shares of Class A common stock in two transactions on November 19 and 20, 2025.

At what prices were the Rocket Companies (RKT) shares sold in this Form 4?

The director sold 2,500 Class A shares at a weighted average price of $17.0376 per share on November 19, 2025 and 2,500 Class A shares at a weighted average price of $16.914 per share on November 20, 2025.

How many Rocket Companies (RKT) shares does the insider own after these transactions?

Following the reported sales, the insider beneficially owns 1,013,184 shares of Class A common stock, 3,186,005 shares of Class L‑1 common stock, and 3,186,005 shares of Class L‑2 common stock, all held directly.

Was the Rocket Companies (RKT) insider sale under a Rule 10b5-1 trading plan?

Yes. The transactions were effected pursuant to a Rule 10b5‑1 trading plan adopted by the reporting person on August 11, 2025.

Does the Form 4 disclose price ranges for the Rocket Companies (RKT) share sales?

Yes. For the November 19, 2025 sale, shares were sold in multiple transactions at prices ranging from $16.77 to $17.33 per share. For the November 20, 2025 sale, shares were sold at prices ranging from $16.42 to $17.665 per share.

What role does the reporting person have at Rocket Companies (RKT)?

The reporting person is identified as a director of Rocket Companies, Inc.