[SCHEDULE 13G/A] Rocket Companies, Inc. SEC Filing

Rhea-AI Filing Summary

Nuveen Asset Management, LLC filed an Amendment No. 2 to a Schedule 13G/A reporting beneficial ownership in Rocket Companies, Inc. (RKT). The filing shows an aggregate of 25,900,279 shares, representing 10.13% of the class, which reflects holdings associated with affiliated advisers and funds. NAM itself reports direct beneficial ownership of 56,641 shares (0.02%) with sole voting and dispositive power over those shares. The filing states that 20,129,450 shares are attributable to CREF (advised by TCIM) and 5,714,188 shares to accounts advised by Teachers Advisors, LLC, and that the shares were acquired in the ordinary course of business and not to influence control of the issuer.

Positive

• Aggregate 10.13% ownership disclosed, providing transparency about significant institutional holdings
• Filing states shares were acquired in the ordinary course of business and not to influence control
• Breakout of major holdings provided: 20,129,450 shares (CREF) and 5,714,188 shares (TAL-related accounts)

Negative

• NAM's sole voting power is limited to 56,641 shares (0.02%), indicating limited direct influence despite larger economic exposure
• Filing does not disclose any changes in holdings over time or acquisition dates for the aggregated positions

Insights

Financial Analyst

TL;DR: A meaningful 10.13% aggregate stake is disclosed, largely held via affiliated TIAA-managed funds, signaling notable institutional interest.

The filing attributes 25.9 million shares (10.13% of common stock) to Nuveen and affiliated investment advisers, primarily CREF and accounts managed by Teachers Advisors. While NAM's direct voting power is minimal (56,641 shares), the combined economic ownership is material and may affect liquidity and shareholder composition. The statement that shares were acquired in the ordinary course of business and not to influence control reduces immediate governance concerns but highlights concentrated institutional ownership that investors should note.

Corporate Governance Expert

TL;DR: Filing clarifies ownership lines and affirms no intent to influence control, but concentrated holdings merit monitoring.

The Schedule 13G/A distinguishes NAM's limited direct voting/dispositive power from the larger economic positions held through TCIM and TAL-advised vehicles. Certification that holdings were not acquired to change control is typical for passive investors filing under Rule 13d-1(b). Nevertheless, a >10% aggregate holding by related advisers is material for governance dynamics and could become more significant if holdings or voting arrangements change.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)

Rocket Companies, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

77311W101

(CUSIP Number)

08/29/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 77311W101

1

Names of Reporting Persons

Nuveen Asset Management, LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 56,641.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 56,641.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

56,641.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

0.02 %

12

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Rocket Companies, Inc.
(b)	Address of issuer's principal executive offices: 1050 Woodward Avenue, Detroit, MI 48226-1906 United States
Item 2.
(a)	Name of person filing: Nuveen Asset Management, LLC ("NAM")
(b)	Address or principal business office or, if none, residence: 333 W. Wacker Drive Chicago, IL 60606
(c)	Citizenship: Delaware
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.: 77311W101
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 25,900,279
(b)	Percent of class: 10.13 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 56,641
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 56,641
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. Nuveen Asset Management, LLC ("NAM"), is a registered investment adviser affiliated with TCIM and TAL. NAM may be deemed to be a beneficial owner of 56,641 shares of Issuer's common stock. TIAA-CREF Investment Management, LLC ("TCIM") is the investment adviser to the College Retirement Equities Fund ("CREF"), a registered investment company, and may be deemed to be a beneficial owner of 20,129,450 shares of Issuer's common stock owned by CREF. Teachers Advisors, LLC ("TAL") is the investment adviser to three registered investment companies, TIAA-CREF Funds ("Funds"), TIAA-CREF Life Funds ("Life Funds"), and TIAA Separate Account VA-1 ("VA-1"), as well as one or more separately managed accounts of Advisors (collectively, the "Separate Accounts"), and may be deemed to be a beneficial owner of 5,714,188 shares of Issuer's common stock owned separately by Funds, Life Funds, VA-1, and/or the Separate Accounts.. These shares were acquired in the ordinary course of business, and not with the purpose or effect of changing or influencing control of the Issuer.
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Nuveen Asset Management, LLC

Signature:	/s/ Erik Mogavero
Name/Title:	Erik Mogavero, Managing Director, Head of Affiliate Compliance
Date:	09/04/2025

FAQ

What percentage of Rocket Companies (RKT) does Nuveen Asset Management report owning?

The filing reports an aggregate beneficial ownership of 25,900,279 shares, representing 10.13% of RKT common stock.

How many shares does Nuveen directly control and vote for RKT?

Nuveen Asset Management reports 56,641 shares as sole voting power and sole dispositive power, representing 0.02% of the class.

Which affiliated advisers hold the largest portions of the reported RKT stake?

The filing attributes 20,129,450 shares to CREF (advised by TCIM) and 5,714,188 shares to accounts advised by Teachers Advisors, LLC.

Does the filing indicate intent to influence control of Rocket Companies?

No. The statement certifies the shares were acquired in the ordinary course of business and not to change or influence control.

When was this Schedule 13G/A signed?

The filing is signed by Erik Mogavero on 09/04/2025.