[Form 4] Rocket Companies, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Jonathan Mildenhall, Chief Marketing Officer of Rocket Companies, Inc. (RKT), reported a disposition of 60,754 shares of Class A common stock on 09/07/2025 at a reported price of $20.26 per share. The form states these shares were withheld by the company to satisfy tax withholding obligations tied to the vesting of 121,362 restricted stock units granted on March 7, 2024 and March 7, 2025. After the withholding, the reporting person beneficially owned 574,510 shares, held directly. The filing was submitted as a Form 4 by one reporting person and signed by an attorney in fact on 09/09/2025.

Positive

• Disposition was for tax withholding tied to RSU vesting rather than an open-market sale
• Reporting person retains a material ownership stake of 574,510 shares after withholding

Negative

• Beneficial ownership decreased by 60,754 shares due to the withholding
• Filing reports no additional purchases that would offset the reduction in shares

Insights

Financial Analyst

TL;DR: The reported sale is a tax-withholding disposition from RSU vesting, not an open-market cash sale, leaving the officer with 574,510 shares.

The transaction code F and the explanation make clear the 60,754-share disposition was to satisfy tax withholding on vested restricted stock units granted in 2024 and 2025. This is a routine, non-discretionary disposition common after equity vesting and does not indicate a voluntary market sale or change in trading intention. The retained holding of 574,510 shares remains material relative to typical insider stakes, but no new purchases, grants beyond the stated RSUs, or derivative transactions are reported in this filing.

Corporate Governance Expert

TL;DR: This Form 4 documents a customary tax-satisfaction share withholding after RSU vesting; disclosure is complete for the reported items.

The filing identifies the reporting person as an officer and discloses the mechanics of the withholding tied to two grant dates. The filing appears to comply with Section 16 reporting rules by documenting the disposition, resulting ownership, and signature authority. There is no indication of additional compensatory or transactional terms beyond the stated withholding, and no derivative positions are reported.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mildenhall Jonathan

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Marketing Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	09/07/2025		F(1)		60,754	D	$20.26	574,510	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 121,362 restricted stock units granted to the Reporting Person on March 7, 2024 and March 7, 2025.

Remarks:

	/s/ Tina V. John, attorney in fact	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Jonathan Mildenhall report on Form 4 for Rocket Companies (RKT)?

He reported a disposition of 60,754 Class A shares on 09/07/2025 at $20.26 per share, withheld to satisfy tax obligations from vested RSUs.

Why were the 60,754 shares disposed of according to the filing?

The filing states the shares were withheld by Rocket Companies to satisfy tax withholding obligations related to the vesting of 121,362 restricted stock units.

How many shares does the reporting person beneficially own after the transaction?

The filing reports 574,510 shares beneficially owned by the reporting person following the reported transaction.

What is the reporting person’s role at Rocket Companies in this Form 4?

The form identifies Jonathan Mildenhall as an Officer (Chief Marketing Officer) of Rocket Companies, Inc.

When was the Form 4 signed and filed?

The signature block shows the form was signed by an attorney in fact on 09/09/2025 and reports a transaction date of 09/07/2025.