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Rocket Companies (RKT) CMO granted 234,113 RSUs with tax shares withheld

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rocket Companies, Inc. Chief Marketing Officer Jonathan Mildenhall reported equity compensation activity involving the company’s Class A common stock. He received a grant of 234,113 restricted stock units under the 2020 Omnibus Incentive Plan, with each unit representing one future share upon vesting.

The RSUs were granted on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, beginning September 7, 2026, contingent on continued employment. On the same date, 60,949 shares were withheld at $14.95 per share to cover tax obligations from RSU vesting, leaving him with 901,804 directly held shares.

Positive

  • None.

Negative

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Insights

Routine RSU grant with tax withholding; net effect is standard compensation, not a market-driven trade.

Chief Marketing Officer Jonathan Mildenhall received 234,113 RSUs of Rocket Companies, Inc. Class A common stock as part of the company’s 2020 Omnibus Incentive Plan. The grant is compensation-related and carries no exercise price, aligning pay with future share performance as units vest.

The RSUs vest in six equal, semi-annual tranches over three years starting September 7, 2026, subject to continued employment. A separate F-code transaction shows 60,949 shares withheld at $14.95 per share to satisfy tax obligations on vesting, a non-market disposition. After these events, he holds 901,804 shares directly, indicating a substantial continuing equity stake.

Insider Mildenhall Jonathan
Role Chief Marketing Officer
Type Security Shares Price Value
Grant/Award Class A common stock 234,113 $0.00 --
Tax Withholding Class A common stock 60,949 $14.95 $911K
Holdings After Transaction: Class A common stock — 962,753 shares (Direct)
Footnotes (1)
  1. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mildenhall Jonathan
(Last) (First) (Middle)
C/O ROCKET COMPANIES, INC.
1050 WOODWARD AVENUE
(Street)
DETROIT MI 48226
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Marketing Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 03/07/2026 A 234,113(1) A $0 962,753 D
Class A common stock 03/07/2026 F(2) 60,949 D $14.95 901,804 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.
2. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
Remarks:
Exhibit 24.1: Power of Attorney
/s/ Elisabeth Gormley, attorney in fact 03/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Rocket Companies (RKT) report for Jonathan Mildenhall?

Rocket Companies reported that Chief Marketing Officer Jonathan Mildenhall received a grant of 234,113 restricted stock units. These RSUs are equity compensation under the 2020 Omnibus Incentive Plan and each unit represents the right to receive one share of Class A common stock upon vesting.

How do Jonathan Mildenhall’s new RSUs at Rocket Companies (RKT) vest?

The RSUs granted to Jonathan Mildenhall vest in six equal, semi-annual installments over three years. Vesting occurs on each March 7 and September 7, starting September 7, 2026, and is conditioned on his continued employment with Rocket Companies on each vesting date.

Why were 60,949 Rocket Companies (RKT) shares disposed of in this Form 4?

The 60,949 shares shown as a disposition were withheld to cover tax withholding obligations on vested restricted stock units. This F-code transaction reflects payment of taxes using shares, not an open-market sale, and is a common mechanism in equity compensation programs.

How many Rocket Companies (RKT) shares does Jonathan Mildenhall hold after these transactions?

Following the RSU grant and tax withholding transaction, Jonathan Mildenhall directly holds 901,804 shares of Rocket Companies Class A common stock. This figure reflects his post-transaction ownership as reported in the Form 4 and indicates a sizeable ongoing equity interest in the company.

What plan governs the RSU grant to Rocket Companies (RKT) CMO Jonathan Mildenhall?

The RSU grant to Jonathan Mildenhall was issued under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan. This plan allows the company to grant equity awards like restricted stock units, aligning executive compensation with shareholder interests through stock-based incentives that vest over time.