Rocket Companies CFO uses shares for tax withholding

Rocket Companies, Inc. President and Chief Financial Officer Brian Nicholas Brown reported a tax-related share disposition.

Rhea-AI Filing Summary

Rocket Companies, Inc. President and Chief Financial Officer Brian Nicholas Brown reported a tax-related share disposition. On March 3, 2026, 39,128 shares of Class A common stock were forfeited at $16.79 per share to cover tax withholding obligations upon vesting of restricted stock units under the 2020 Omnibus Incentive Plan. After this withholding transaction, he directly held 966,473 shares of Class A common stock, as well as 395,777 shares each of Class L-1 and Class L-2 common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 39,128 shares

Exercise Price or Tax Liability 3 txns

Insider Brown Brian Nicholas

Role President & Chief Fin Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A common stock	39,128	$16.79	$657K
holding	Class L-1 common stock	--	--	--
holding	Class L-2 common stock	--	--	--

Holdings After Transaction: Class A common stock — 966,473 shares (Direct); Class L-1 common stock — 395,777 shares (Direct); Class L-2 common stock — 395,777 shares (Direct)

Footnotes (1)

1. F1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RKT executive Brian Nicholas Brown report?

Brian Nicholas Brown reported a tax-withholding disposition of Rocket Companies shares. 39,128 Class A shares were forfeited to cover tax obligations upon vesting of restricted stock units granted under the 2020 Omnibus Incentive Plan.

Was the Rocket Companies (RKT) Form 4 a market sale by the CFO?

The Form 4 reports a tax-withholding disposition, not an open-market sale. 39,128 Class A shares were forfeited to satisfy tax withholding when restricted stock units vested, as described in the filing footnote.

How many Rocket Companies Class A shares does the CFO hold after this Form 4?

Following the tax-withholding disposition, Brian Nicholas Brown directly holds 966,473 shares of Class A common stock. This figure reflects his ownership after forfeiting 39,128 shares to cover tax withholding obligations tied to vested restricted stock units.

What price per share was used for the Rocket Companies tax-withholding shares?

The forfeited Rocket Companies shares were valued at $16.79 per share for the tax-withholding transaction. This price was applied to the 39,128 Class A shares surrendered to satisfy withholding obligations from restricted stock unit vesting.

What other Rocket Companies equity classes does the CFO report holding?

In addition to Class A shares, Brian Nicholas Brown reports direct holdings of 395,777 shares of Class L-1 common stock and 395,777 shares of Class L-2 common stock. These figures are reported as holdings, without a new buy or sell transaction disclosed.

Does the Rocket Companies Form 4 show any insider share purchases or open-market sales?

The Form 4 does not show insider purchases or open-market sales. It records a tax-withholding disposition of 39,128 Class A shares and updates Brown’s post-transaction holdings in Class A, Class L-1, and Class L-2 common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/04/2026 - 04:05 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Brian Nicholas

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVENUE

(Street)

DETROIT MI 48226

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & Chief Fin Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	03/03/2026		F(1)		39,128	D	$16.79	966,473	D
Class L-1 common stock								395,777	D
Class L-2 common stock								395,777	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Remarks:

Exhibit 24.1: Power of Attorney

	/s/ Elisabeth Gormley, attorney in fact	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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