Rocket Companies: Bray trust sells 132,700 shares

The trust's reported sale was made under a Rule 10b5-1 plan adopted June 16, 2026.

Rhea-AI Filing Summary

Rocket Companies, Inc. director and Rocket Mortgage President & CEO Jesse K. Bray reported that the Jesse K. Bray Living Trust sold 132,700 Class A common shares on October 1, 2026, at a weighted average $12.01 per share; individual sale prices ranged from $12.00 to $12.02. The sale was made under a Rule 10b5-1 plan adopted June 16, 2026. Separately, 57,200 shares were forfeited to pay tax withholding obligations upon restricted stock unit vesting; Bray directly held 7,812,940 shares after that transaction, and the trust held 7,820,327 shares after the sale.

Insider Trade Summary 10b5-1

Net Seller: 132,700 shares

Net Sell 2 txns

Insider Bray Jesse K

Role Pres & CEO, Rocket Mortgage

Sold 132,700 shs ($1.59M)

Type	Security	Shares	Price	Value
Tax Withholding	Class A common stock F1	57,200	$11.51	$658K
Sale	Class A common stock F2, F3	132,700	$12.01	$1.59M

Holdings After Transaction: Class A common stock — 7,812,940 shares (Direct); Class A common stock — 7,820,327 shares (Indirect, By The Jesse K. Bray Living Trust)

Footnotes (3)

1. F1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
2. F2. The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.
3. F3. The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.02 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Key Figures

Class A common shares sold: 132,700 shares Weighted average sale price: $12.01 per share Sale price range: $12.00 to $12.02 per share +3 more

6 metrics

Class A common shares sold 132,700 shares By the Jesse K. Bray Living Trust on October 1, 2026

Weighted average sale price $12.01 per share Trust sale on October 1, 2026

Sale price range $12.00 to $12.02 per share Trust sale on October 1, 2026

Shares forfeited for tax withholding 57,200 shares Upon vesting of restricted stock units on October 1, 2026

Direct shares following tax-withholding transaction 7,812,940 shares Jesse K. Bray, October 1, 2026

Trust shares following sale 7,820,327 shares The Jesse K. Bray Living Trust, October 1, 2026

Key Terms

Rule 10b5-1 trading plan, weighted average price, restricted stock units, tax withholding obligations

4 terms

Rule 10b5-1 trading plan regulatory

"pursuant to a previously announced Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The reported price in Column 4 is a weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

restricted stock units financial

"upon the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"to pay tax withholding obligations upon the vesting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RKT shares did Jesse K. Bray's trust sell?

The Jesse K. Bray Living Trust sold 132,700 Class A common shares on October 1, 2026, at a weighted average price of $12.01 per share. The transactions were at prices from $12.00 to $12.02 and were made under a Rule 10b5-1 plan adopted June 16, 2026.

How many RKT shares were withheld for taxes?

A total of 57,200 shares were forfeited to pay tax withholding obligations upon vesting of restricted stock units granted under Rocket Companies' 2020 Omnibus Incentive Plan. Jesse K. Bray directly held 7,812,940 shares following that transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:06 PM Accepted by SEC EDGAR 10/02/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bray Jesse K

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVE.

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres & CEO, Rocket Mortgage

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	10/01/2026		F(1)		57,200	D	$11.51	7,812,940	D
Class A common stock	10/01/2026		S		132,700(2)	D	$12.01(3)	7,820,327	I	By The Jesse K. Bray Living Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

2. The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.

3. The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.02 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)