Rocket Companies: Bray trust sells 92,300 shares

The shares were sold in multiple transactions at $12.18 to $12.65 per share; the reported weighted average price was $12.39.

Rhea-AI Filing Summary

Jesse K. Bray, President and CEO of Rocket Mortgage and a director, reported that the Jesse K. Bray Living Trust sold 92,300 Class A common shares on October 2, 2026. The sale was made under a previously announced Rule 10b5-1 trading plan adopted by the Trust on June 16, 2026. After the sale, the Trust held 7,728,027 shares. A separate direct holding entry listed 7,812,940 shares on October 2, 2026.

Insider Trade Summary 10b5-1

Net Seller: 92,300 shares

Net Sell 2 txns

Insider Bray Jesse K

Role Pres & CEO, Rocket Mortgage

Sold 92,300 shs ($1.14M)

Type	Security	Shares	Price	Value
Sale	Class A common stock F1, F2	92,300	$12.39	$1.14M
holding	Class A common stock	--	--	--

Holdings After Transaction: Class A common stock — 7,728,027 shares (Indirect, By The Jesse K. Bray Living Trust); Class A common stock — 7,812,940 shares (Direct)

Footnotes (2)

1. F1. The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.
2. F2. The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $12.18 to $12.65 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Key Figures

Shares sold: 92,300 shares Reported weighted average price: $12.39 per share Reported sale-price range: $12.18 to $12.65 per share +3 more

6 metrics

Shares sold 92,300 shares Sale by the Jesse K. Bray Living Trust on October 2, 2026

Reported weighted average price $12.39 per share Sale transactions on October 2, 2026

Reported sale-price range $12.18 to $12.65 per share Multiple transactions on October 2, 2026

Trust shares following sale 7,728,027 shares Reported resulting position after the October 2, 2026 sale

Direct holdings 7,812,940 shares Direct holding entry dated October 2, 2026

Rule 10b5-1 plan adoption date June 16, 2026 Plan adopted by the Jesse K. Bray Living Trust

Key Terms

Rule 10b5-1 trading plan, weighted average purchase price, Class A common stock

3 terms

Rule 10b5-1 trading plan regulatory

"the Trust's sale under a plan adopted June 16, 2026"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average purchase price financial

"the reported price across multiple sale transactions"

The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.

Class A common stock technical

"the shares sold by the Jesse K. Bray Living Trust"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RKT shares did Jesse K. Bray’s trust sell, and at what price?

The Jesse K. Bray Living Trust sold 92,300 Class A common shares on October 2, 2026, at a reported weighted average price of $12.39 per share. The sale was made under a previously announced Rule 10b5-1 trading plan adopted by the Trust on June 16, 2026.

What price range did the RKT shares sell for?

The 92,300 shares were sold in multiple transactions at prices ranging from $12.18 to $12.65 per share. The reported weighted average price was $12.39 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/05/2026 - 04:11 PM Accepted by SEC EDGAR 10/05/2026 - 04:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bray Jesse K

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVE.

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres & CEO, Rocket Mortgage

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	10/02/2026		S		92,300(1)	D	$12.39(2)	7,728,027	I	By The Jesse K. Bray Living Trust
Class A common stock								7,812,940	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction reported on this Form 4 was effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on June 16, 2026.

2. The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $12.18 to $12.65 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)