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Rocket Companies grants 154,130 RSUs to Chief Marketing Officer

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rocket Companies, Inc. (RKT) reporting person Jonathan Mildenhall, the Chief Marketing Officer and an officer, was granted 154,130 restricted stock units (RSUs) on 10/08/2025. Each RSU represents the right to one share of Class A common stock and the grant was made under the 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The RSUs vest in six equal, semi-annual installments over three years with the first vesting on 04/07/2026, subject to continued employment. After the grant, the reporting person beneficially owned 728,640 shares of Class A common stock.

Positive

  • 154,130 RSUs granted to the Chief Marketing Officer, aligning pay with long-term equity
  • Vesting spread across six semi-annual installments over three years, promoting retention
  • Beneficial ownership increased to 728,640 Class A shares, strengthening insider alignment

Negative

  • Outstanding dilution risk as 154,130 RSUs convert to Class A shares upon vesting
  • Vesting contingent on continued employment, so award value is forfeitable if employment terminates

Insights

Grant aligns executive pay with shareholder equity over a standard multi-year vesting schedule.

The 154,130 RSU grant is a non-cash long-term incentive that converts to one share per vested unit; it was issued under the company's omnibus plan and exempt under Rule 16b-3, indicating a routine equity award to an officer. Spreading vesting across six semi-annual installments over three years ties the award to continued service rather than immediate liquidity.

Key dependencies include continued employment through each vesting date and customary forfeiture if employment ends before vesting. Investors may monitor dilution impact and insider alignment by tracking total outstanding shares and any future grants; the first vesting occurs on 04/07/2026.

Insider Mildenhall Jonathan
Role Chief Marketing Officer
Type Security Shares Price Value
Grant/Award Class A common stock 154,130 $0.00 --
Holdings After Transaction: Class A common stock — 728,640 shares (Direct)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mildenhall Jonathan
(Last) (First) (Middle)
C/O ROCKET COMPANIES, INC.
1050 WOODWARD AVENUE
(Street)
DETROIT MI 48226
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Marketing Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 10/08/2025 A 154,130(1) A $0 728,640 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on October 8, 2025 and will vest in six equal, semi-annual installments over three years on each April 7 and October 7, with the initial vesting date on April 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.
Remarks:
/s/ Tina V. John, attorney in fact 10/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did the Rocket Companies (RKT) Form 4 filed on 10/10/2025 disclose?

It discloses a grant of 154,130 RSUs to Jonathan Mildenhall, the Chief Marketing Officer, awarded on 10/08/2025 and reported via Form 4 on 10/10/2025.

How do the RSUs granted to the RKT CMO vest?

The RSUs vest in six equal, semi-annual installments over three years, with the first vesting on 04/07/2026, subject to continued employment.

How many Rocket (RKT) Class A shares does the reporting person own after the grant?

Following the reported transaction, the reporting person beneficially owned 728,640 Class A shares.

Under what plan were the RSUs granted?

The RSUs were granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan and the transaction was exempt under Rule 16b-3.

Does the Form 4 show any exercise price or cash payment for the grant?

No. The Form 4 reports the RSUs were granted at a price of $0, reflecting a restricted unit grant rather than a purchase or option exercise.