Rocket One adds $5,257,000 to ATM stock program

Rocket One Inc. increased the maximum aggregate offering price of its common stock issuable under its At The Market Offering Agreement with H.C.

Rhea-AI Filing Summary

Rocket One Inc. increased the maximum aggregate offering price of its common stock issuable under its At The Market Offering Agreement with H.C. Wainwright & Co., LLC to include up to an additional $5,257,000 in shares. This increase is separate from approximately $13,557,905 of shares of common stock that were sold to date pursuant to the same Sales Agreement; this is a baseline figure, not the amount being offered.

The company also filed a Current Prospectus Supplement and obtained a legal opinion from Sheppard Mullin Richter & Hampton LLP regarding the legality of the $5,257,000 in shares of common stock covered by the supplement.

Filing Explained

The filing expands common-stock issuance capacity, but does not report a sale of the added amount; using it could reduce existing holders’ ownership percentages.

On July 31, 2026, Rocket One increased the maximum aggregate offering price under its existing Sales Agreement by up to $5,257,000; the filing identifies this as shares issuable, not shares newly reported as sold.

The agreement is an at-the-market arrangement, allowing the company to sell new shares gradually into the open market at prevailing prices rather than in one priced deal.

If the added capacity is used to issue shares, the total share count would increase and existing holders’ percentage ownership would decrease absent offsetting changes.

8-K Event Classification

2 items: 8.01, 9.01

2 items

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

Key Figures

Additional ATM capacity: $5,257,000 Shares sold under ATM to date: approximately $13,557,905 ATM Agreement date: November 8, 2024

3 metrics

Additional ATM capacity $5,257,000 Maximum aggregate offering price of common stock issuable under the At The Market Offering Agreement as of July 31, 2026

Shares sold under ATM to date approximately $13,557,905 Shares of common stock sold to date pursuant to the At The Market Offering Agreement

ATM Agreement date November 8, 2024 Date of At The Market Offering Agreement with H.C. Wainwright & Co., LLC

Key Terms

At The Market Offering Agreement, prospectus supplement, legal opinion, Emerging growth company

4 terms

At The Market Offering Agreement financial

"common stock ... issuable under the At The Market Offering Agreement (the “Sales Agreement”)"

An at-the-market offering agreement is a contract that lets a company sell newly issued shares directly into the open market through a broker, at whatever price the stock is trading at that moment. For investors this matters because it can increase the number of shares available (which may dilute existing ownership) while providing a flexible, often faster way for the company to raise cash without fixing a price, similar to a vendor selling small batches at current market stalls rather than setting a single fixed price.

prospectus supplement regulatory

"and filed a prospectus supplement (the “Current Prospectus Supplement”)"

A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.

legal opinion regulatory

"A copy of the legal opinion as to the legality of the $5,257,000 shares"

Emerging growth company regulatory

"Emerging growth company"

An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Rocket One Inc. (RKTO) announce on July 31, 2026?

Rocket One Inc. increased the maximum aggregate offering price of common stock issuable under its At The Market Offering Agreement, adding up to an additional $5,257,000 in shares and filing a related Current Prospectus Supplement and legal opinion.

How much additional common stock can Rocket One (RKTO) issue under its ATM agreement?

Rocket One may issue up to an additional $5,257,000 of common stock under its At The Market Offering Agreement. This amount represents an increase in the maximum aggregate offering price of shares issuable under the existing Sales Agreement.

How many Rocket One (RKTO) shares have been sold to date under the Sales Agreement?

Rocket One reports that approximately $13,557,905 of shares of common stock have been sold to date pursuant to the At The Market Offering Agreement. This figure reflects prior sales and is separate from the new $5,257,000 additional capacity.

Who is Rocket One’s (RKTO) sales agent for the At The Market Offering Agreement?

Rocket One’s At The Market Offering Agreement is with H.C. Wainwright & Co., LLC, dated November 8, 2024. Under this agreement, Rocket One may issue and sell shares of its common stock through the sales agent in at-the-market transactions.

What legal documents did Rocket One (RKTO) file in connection with the $5,257,000 increase?

Rocket One filed a Current Prospectus Supplement and a legal opinion from Sheppard Mullin Richter & Hampton LLP. The opinion addresses the legality of the $5,257,000 in shares of common stock issuable under the Sales Agreement and covered by the supplement.

What exhibits are associated with Rocket One’s (RKTO) July 31, 2026 update?

The company listed Exhibit 5.1 as the opinion of Sheppard Mullin Richter & Hampton LLP, Exhibit 23.1 as the firm’s consent (included in Exhibit 5.1), and Exhibit 104 as the Cover Page Interactive Data File in Inline XBRL format.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) July 31, 2026

Rocket One Inc.

(Exact name of registrant as specified in its charter)

Nevada		001-38803		82-1553794
(State or other jurisdiction of incorporation)		(Commission File Number)		(I. R. S. Employer Identification No.)

720 Monroe Street, Suite E514

Hoboken, NJ 07030

(Address of principal executive offices, including ZIP code)

(866) 239-7459

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common stock, $0.0001 par value		RKTO		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Events.

On July 31, 2026, Rocket One Inc. (the “Company”) increased the maximum aggregate offering price of the shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) issuable under the At The Market Offering Agreement (the “Sales Agreement”) with H.C. Wainwright & Co., LLC, dated November 8, 2024, to up to an additional aggregate of $5,257,000, which does not include the approximately $13,557,905 of shares of Common Stock that were sold to date pursuant to the Sales Agreement, and filed a prospectus supplement (the “Current Prospectus Supplement”). A copy of the legal opinion as to the legality of the $5,257,000 shares of Common Stock issuable under the Sales Agreement and covered by the Current Prospectus Supplement is filed as Exhibit 5.1 attached hereto.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.		Description
5.1		Opinion of Sheppard Mullin Richter & Hampton LLP
23.1		Consent of Sheppard Mullin Richter & Hampton LLP (included in Exhibit 5.1)
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: July 31, 2026	Rocket One Inc.
	/s/ Robb Knie
	Robb Knie
	Chief Executive Officer

2

Filing Exhibits & Attachments

4 documents

Other Documents

• EX-5.1 OPINION OF SHEPPARD MULLIN RICHTER & HAMPTON LLP 13.8 KB
• EX-101 XBRL SCHEMA FILE 3.0 KB
• EX-101 XBRL LABEL FILE 33.4 KB
• EX-101 XBRL PRESENTATION FILE 21.8 KB