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Radiant Logistics CCO exercises 11,382 RSUs

Radiant Logistics’ chief commercial officer settled vested RSUs, had shares withheld for obligations, and received a new long-term RSU grant.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RADIANT LOGISTICS, INC (RLGT) reported that Chief Commercial Officer Arnold Goldstein settled previously vested restricted stock units on September 11, 2026, converting 11,382 RSUs into an equal number of common shares and delivering or having 2,772 shares withheld at $8.13 per share for payment of exercise price or tax liability. The RSUs converted into common stock on a one-for-one basis and had vested on November 14, 2025, with shares delivered within 30 days after vesting. On September 10, 2026, he also received a new award of 12,035 RSUs, each representing a contingent right to one common share, scheduled to vest on September 10, 2029, with delivery within 30 days after vesting. No Rule 10b5-1 trading plan is reported for these transactions.

Positive

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Negative

  • None.
Insider Goldstein Arnold
Role Chief Commercial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 11,382 $0.00 $0.00
Exercise Common Stock F1 11,382 -- --
Exercise Price or Tax Liability Common Stock 2,772 $8.13 $23K
Grant/Award Restricted Stock Units F3, F4 12,035 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 12,035 contracts (Direct); Common Stock — 33,486 shares (Direct)
Footnotes (4)
  1. F1. Restricted stock units convert into common stock on a one-for-one basis.
  2. F2. The restricted stock units vested on November 14, 2025. Vested shares will be delivered to the reporting person as soon as practicable, but no more than 30 days after vesting.
  3. F3. Each restricted stock unit represents a contingent right to receive one share of common stock.
  4. F4. The restricted stock units vest on September 10, 2029. Vested shares will be delivered to the reporting person as soon as practicable, but not more than 30 days after vesting.
RSUs converted to common stock 11,382 shares Restricted stock units settled into RLGT common stock on September 11, 2026
Shares delivered or withheld for obligations 2,772 shares Common shares delivered or withheld at settlement to pay exercise price or tax liability
Price per share for withheld shares $8.13 per share Value used for 2,772 common shares delivered or withheld on September 11, 2026
New RSU grant 12,035 RSUs Restricted stock units granted to Arnold Goldstein on September 10, 2026
Vesting date of settled RSUs November 14, 2025 Previously granted RSUs vested before being settled into common stock
Vesting date of new RSU grant September 10, 2029 Future vesting date for the 12,035 newly granted RSUs
Restricted Stock Units financial
"Restricted stock units convert into common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
tax liability financial
"Payment of exercise price or tax liability by delivering or withholding securities"
Rule 10b5-1 regulatory
"No Rule 10b5-1 trading plan is reported for these transactions"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider equity activity did RLGT’s Chief Commercial Officer report on this Form 4?

Arnold Goldstein reported exercising 11,382 restricted stock units into common stock on September 11, 2026, with 2,772 shares delivered or withheld to cover exercise price or tax liability, and a new grant of 12,035 RSUs on September 10, 2026.

How many RLGT shares were withheld or delivered for obligations in this filing?

The filing reports that 2,772 shares of RLGT common stock were delivered or withheld at $8.13 per share to pay the exercise price or tax liability associated with the RSU settlement on September 11, 2026.

What new RSU grant did RLGT’s Arnold Goldstein receive and when does it vest?

On September 10, 2026, Arnold Goldstein received a grant of 12,035 restricted stock units. Each RSU represents a contingent right to receive one share of RLGT common stock and the units vest on September 10, 2029, with shares delivered within 30 days after vesting.

What were the terms of the RSUs that Goldstein settled into RLGT common stock?

The settled RSUs converted into 11,382 shares of RLGT common stock on a one-for-one basis. Those restricted stock units vested on November 14, 2025, and the vested shares were to be delivered as soon as practicable, but no more than 30 days after vesting.

Was a Rule 10b5-1 trading plan involved in the RLGT insider transactions?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not selected, so no Rule 10b5-1 trading plan is reported in connection with these transactions by RLGT’s Chief Commercial Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Goldstein Arnold

(Last)(First)(Middle)
700 S RENTON VILLAGE PLACE
SEVENTH FLOOR

(Street)
RENTON WASHINGTON 98057

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RADIANT LOGISTICS, INC [ RLGT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Commercial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/11/2026M11,382A(1)36,258D
Common Stock09/11/2026F2,772D$8.1333,486D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/11/2026M11,382 (2)09/11/2026Common Stock11,382$00D
Restricted Stock Units(3)09/10/2026A12,035 (4)09/10/2029Common Stock12,035$012,035D
Explanation of Responses:
1. Restricted stock units convert into common stock on a one-for-one basis.
2. The restricted stock units vested on November 14, 2025. Vested shares will be delivered to the reporting person as soon as practicable, but no more than 30 days after vesting.
3. Each restricted stock unit represents a contingent right to receive one share of common stock.
4. The restricted stock units vest on September 10, 2029. Vested shares will be delivered to the reporting person as soon as practicable, but not more than 30 days after vesting.
Arnold Goldstein09/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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