Basswood fund to sell 1,159 Regional shares

Regional Management Corp. (RM) received a notice that Basswood Financial Long Only Fund, LP, a 10% stockholder, plans to sell shares of its Common Stock under Rule 144.

Rhea-AI Filing Summary

Regional Management Corp. (RM) received a notice that Basswood Financial Long Only Fund, LP, a 10% stockholder, plans to sell shares of its Common Stock under Rule 144. The planned sale covers 1,159 shares, to be sold through Maxim Group LLC on the NYSE on or after September 1, 2026.

The planned sale has an aggregate market value of $37,192.31, based on a $32.09 closing price for the Common Stock on August 31, 2026. Shares of Common Stock outstanding were 9,225,794 as of June 30, 2026; this is a baseline figure, not the amount being offered.

Key Figures

Shares to be sold: 1,159 shares of Common Stock Aggregate Market Value of planned sale: $37,192.31 Closing price: $32.09 per share +4 more

7 metrics

Shares to be sold 1,159 shares of Common Stock Planned sale under Rule 144, with Maxim Group LLC on NYSE

Aggregate Market Value of planned sale $37,192.31 Based on closing price on August 31, 2026 for 1,159 shares

Closing price $32.09 per share Closing price of Common Stock on August 31, 2026 used for valuation

Shares outstanding 9,225,794 shares Shares of Common Stock outstanding as of June 30, 2026

Planned sale date September 1, 2026 Date of proposed Rule 144 sale on NYSE

Date of Notice September 1, 2026 Date the Form 144 notice was signed and filed

Ownership status 10% stockholder Status of Basswood Financial Long Only Fund, LP relative to issuer

Key Terms

Rule 144, Aggregate Market Value, Affiliate, Open Market purchases, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Aggregate Market Value financial

"The Aggregate Market Value is based on the closing price of $32.09"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Affiliate regulatory

"through open market purchases and transfers from Affiliates, from March 2014"

Open Market purchases financial

"obtained the shares of Common Stock ... through open market purchases"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Common Stock, par value $0.10 financial

"Common Stock, par value $0.10 ("Common Stock")"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for Regional Management Corp. (RM)?

It discloses that Basswood Financial Long Only Fund, LP, a 10% stockholder, has notified of its intent to sell 1,159 shares of Regional Management Corp. Common Stock under Rule 144 through Maxim Group LLC on the NYSE, with a planned sale date of September 1, 2026.

How many RM shares is the selling stockholder planning to sell under this Form 144?

The selling stockholder plans to sell 1,159 shares of Regional Management Corp. Common Stock. The filing describes this as a sale under Rule 144, with Maxim Group LLC listed as broker and the NYSE as the trading market.

What is the aggregate market value of the RM shares covered by this Form 144?

The aggregate market value of the planned sale is $37,192.31. This value is based on the $32.09 closing price of Regional Management Corp. Common Stock on August 31, 2026, applied to the 1,159 shares to be sold.

How many Regional Management Corp. (RM) shares were outstanding at the reference date?

There were 9,225,794 shares of Regional Management Corp. Common Stock outstanding as of June 30, 2026, as reported in the company’s most recent Form 10-Q filed on July 31, 2026. This is a context figure, not the number of shares being sold.

Who is selling RM shares and what is their status relative to the issuer?

The seller is Basswood Financial Long Only Fund, LP, with Basswood Capital Management L.L.C. as investment manager. The filing identifies the seller as a 10% stockholder of Regional Management Corp., making the sale subject to Rule 144 limits and disclosure.

How and when were the RM shares being sold under this Form 144 originally acquired?

According to the filing, Basswood Financial Long Only Fund, LP obtained the shares of Regional Management Corp. Common Stock through open market purchases and transfers from affiliates from March 2014 through May 2024.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 04:41 PM EDT Accepted by SEC EDGAR 09/01/2026 - 04:40 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001538637
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Regional Management Corp.
SEC File Number	001-35477
Address of Issuer	979 Batesville Road, Suite B Greer SOUTH CAROLINA 29651
Phone	864-448-7000
Name of Person for Whose Account the Securities are To Be Sold	Basswood Financial Long Only Fund, LP
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	Maxim Group LLC 300 Park Ave, 16 FL New York NY 10022	1159	37192.31	9225794	09/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2014	(3)	Open Market and/or Transfers from Affiliate			4298	03/24/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	(1) The Aggregate Market Value is based on the closing price of $32.09 of the Common Stock on August 31, 2026. (2) The Number of Shares Outstanding is based on the number of shares of Common Stock outstanding as of June 30, 2026, as reported by the issuer in its most recent 10-Q filing, which was filed with the Commission on July 31, 2026. (3) Basswood Financial Long Only Fund, LP. obtained the shares of Common Stock listed in Table I through open market purchases and transfers from Affiliates, from March 2014 through May 2024.
Date of Notice	09/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	By: Basswood Capital Management L.L.C, its investment manager; By: /s/ Marc Samit, Principal and Chief Operating Officer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)