Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Regional Management Corp. filings document the formal record for a consumer finance company operating as Regional Finance. Periodic and current reports describe installment-loan revenue, originations, net finance receivables, credit losses, delinquencies, provisions for credit losses and funding used to support the loan portfolio.
Form 8-K disclosures cover results of operations, dividend declarations, Regulation FD presentations and material agreements tied to the company’s capital and lending platform, including its Senior Revolving Credit Facility, RMR IV warehouse facility and program management agreement with Column N.A. Proxy materials document board matters, executive compensation, equity awards and shareholder voting items. The filings also address liquidity covenants, receivables financing, risk management and governance matters relevant to the company’s consumer lending model.
A shareholder associated with ticker RM filed to sell common stock. The planned transaction involves 3,274 shares of common stock with a stated value of $139,145.00, listed on the NYSE with a proposed sale date of 07/10/2026. The shares relate to Restricted Stock Units granted on 12/31/2022. The filing also lists prior Rule 10b5-1 sales by Steven Brooks Barnette, including 1,600 common shares on 04/17/2026 for $64,000.00 and 1,600 common shares on 07/01/2026 for $67,267.04.
Regional Management Corp. Vice President and Chief Accounting Officer Steven B. Barnette reported an open-market sale of 1,600 shares of common stock. The shares were sold on July 1, 2026 at a weighted average price of $42.04 per share, in multiple trades between $42.00 and $42.21. After this transaction, he directly holds 16,746 shares of Regional Management common stock. The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 1, 2025, indicating the trades were scheduled in advance rather than timed opportunistically.
Regional Management Corp. reported that SVP and General Counsel Catherine R. Atwood acquired 8,321 shares of common stock as a grant or award. These shares relate to a Performance Restricted Stock Unit granted on June 14, 2023, for which the compensation committee certified performance for the period ended June 14, 2026. Following this award, her direct holdings increased to 55,707 shares, with the granted shares scheduled to settle on December 31, 2026 under the award agreement.
Regional Management Corp. executive Manish Parmar received an equity award tied to prior performance. He acquired 10,695 shares of common stock at no cash cost, following certification of performance results for a period that ended June 14, 2026. These shares arise from a Performance Restricted Stock Unit granted on June 14, 2023 and will settle on December 31, 2026 under the award agreement. After this award, Parmar directly holds 71,847 shares of Regional Management Corp. common stock.
Rana Harpreet reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. executive vice president and chief financial and administrative officer Harpreet Rana received a grant of 17,466 shares of common stock as a performance-based restricted stock unit award. This non-cash compensation increased his direct holdings to 63,635 shares.
The award relates to a performance restricted stock unit granted on June 14, 2023. On July 2, 2026, the board’s Human Resources and Compensation Committee certified the performance results for the period ended June 14, 2026. According to the award terms, the shares are scheduled to settle on December 31, 2026.
Fisher Brian J. reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. executive Brian J. Fisher, EVP and Chief Strategy/Development Officer, reported an award of 13,247 shares of Common Stock. These shares relate to a Performance Restricted Stock Unit granted on June 14, 2023, for which the performance period ended June 14, 2026. The Human Resources and Compensation Committee certified the performance level on July 2, 2026, and the shares are scheduled to settle on December 31, 2026. Following this award, Fisher directly holds 46,117 shares of Common Stock.
RM insider sale reported under a Rule 10b5-1 plan. The filing shows Steven Brooks Barnette executed 10b5-1 sales of 1,600 shares of Common stock on 04/17/2026 for proceeds of $64,000. The shares derive from Restricted Stock Units dated 12/31/2021. Morgan Stanley Smith Barney LLC is listed as the broker/filing agent. The filing is administrative notice of the sale and does not state further proceeds treatment or changes to holdings.
Regional Management Corp. director Sandra K. Johnson reported a charitable gift of 1,360 shares of Common Stock. The transaction, classified as a bona fide gift with no sale proceeds, occurred on June 1, 2026. After the gift transfer, she directly holds 20,573 shares. As a charitable donation rather than a market trade, this filing reflects a personal giving decision more than a change in investment stance.
Regional Management Corp. director Sandra K. Johnson reported an open-market sale of company stock. She sold 1,000 shares of Common Stock at $36.00 per share. After this transaction, she directly holds 21,933 shares of Regional Management Corp. common stock.
Regional Management Corp. director Jonathan David Brown received a grant of 3,337 shares of Common Stock as a stock award. The shares were acquired at no cash cost to him and are classified as a grant or award rather than an open-market purchase. Following this compensation-related transaction, Brown directly holds a total of 34,748 shares of Regional Management Corp. common stock.