Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Regional Management Corp. filings document the formal record for a consumer finance company operating as Regional Finance. Periodic and current reports describe installment-loan revenue, originations, net finance receivables, credit losses, delinquencies, provisions for credit losses and funding used to support the loan portfolio.
Form 8-K disclosures cover results of operations, dividend declarations, Regulation FD presentations and material agreements tied to the company’s capital and lending platform, including its Senior Revolving Credit Facility, RMR IV warehouse facility and program management agreement with Column N.A. Proxy materials document board matters, executive compensation, equity awards and shareholder voting items. The filings also address liquidity covenants, receivables financing, risk management and governance matters relevant to the company’s consumer lending model.
Regional Management Corp. director Jonathan David Brown received a grant of 3,337 shares of Common Stock as a stock award. The shares were acquired at no cash cost to him and are classified as a grant or award rather than an open-market purchase. Following this compensation-related transaction, Brown directly holds a total of 34,748 shares of Regional Management Corp. common stock.
BASSWOOD CAPITAL MANAGEMENT, L.L.C. reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. insiders associated with Basswood Capital Management reported a new stock award on a Form 4. On May 21, 2026, they received 3,337 shares of Common Stock as a grant or similar award at $0.00 per share, held indirectly. Following this award, that indirectly held account reported 34,748 shares of Regional Management common stock. The filing also lists several other indirect Common Stock positions with updated holdings as of the same date.
Booth Julie reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. director Julie Booth received a grant of 3,829 shares of Common Stock. The award was recorded at a price of $0.00 per share, reflecting a compensation-related grant rather than a market purchase. Following this transaction, she directly holds 8,988 shares.
Regional Management Corp. director Maria Contreras-Sweet received a grant of 3,829 shares of Common Stock on May 21, 2026. The grant was recorded at a price of $0.00 per share, indicating it is a compensation-related award rather than an open-market purchase.
After this award, she directly holds 39,696 shares of Regional Management Corp. common stock. The filing reports no sales, option exercises, or derivative positions, so this update reflects a straightforward increase in her direct equity stake through a single share grant.
Regional Management Corp. director Sandra K. Johnson received a stock grant of 3,583 shares of Common Stock on May 21, 2026. The shares were reported at a price of $0.0000 per share, indicating a compensation-related award rather than an open-market purchase.
After this grant, Johnson directly owns 22,933 shares of Regional Management Corp. common stock. This filing reflects routine equity compensation and does not show any share sales or option exercises.
Freiberg Steven J reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. director Steven J. Freiberg reported routine equity compensation and updated indirect holdings. He received a grant of 3,829 shares of common stock at $0.00 per share, bringing his direct holdings to 142,048 shares of common stock.
The filing also lists indirect holdings: 30,000 shares held by the Neena Freiberg Irrevocable Trust, where he serves as trustee, and 22,448 shares held by his spouse, Neena Freiberg. The transactions do not reflect any open‑market purchases or sales.
Dunn Michael R reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. director Michael R. Dunn received a grant of 3,583 shares of Common Stock on 2026-05-21 at no cash cost per share. This compensation-related award increased his direct holdings to 106,692 shares, reflecting a routine equity grant rather than an open-market purchase or sale.
Regional Management Corp. director Carlos Palomares reported a stock award of company shares. On May 21, 2026, he received 4,286 shares of Common Stock as a grant or other acquisition at no cash cost per share. Following this award, his direct holdings increased to 74,196 shares of Common Stock, reflecting a routine compensation-related equity grant rather than an open-market purchase or sale.
Campos Roel C reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. director Roel C. Campos received a grant of 3,583 shares of common stock, recorded at a price of $0.00 per share, as a stock award rather than an open-market purchase. Following this award, his direct holdings total 117,784 common shares.
Charles Schwab Corporation submitted a Form 144 notice reporting proposed transactions in Common stock. The filing lists two tranches of Restricted Stock Awards dated 05/20/2020 (550 shares) and 05/19/2022 (2,292 shares) under the "Securities To Be Sold" section. The filing also records securities sold during the past 3 months and includes a dated entry of 05/26/2026.