REGIONAL MANAGEMENT CORP Form 4 Filings

Regional Management Corp. (RM) reported that investment entities associated with Forager Fund, L.P. filed to disclose open-market sales of its common stock. On September 15–17, 2026, the Fund sold a total of 29,322 shares at weighted average prices around $32 per share across multiple trades. The shares are held directly by Forager Fund, L.P.; Forager Capital Management, LLC is its general partner, and Edward Urban Kissel and Robert Symmes MacArthur are principals with shared voting and dispositive authority. Each reporting person disclaims beneficial ownership except to the extent of any pecuniary interest. No Rule 10b5-1 trading plan is reported.

Regional Management Corp. (RM) had affiliated reporting persons led by Basswood Capital Management, L.L.C. report net share activity in Common Stock. On September 2, 2026 they indirectly acquired 23,764 shares at $33.10 per share, bringing indirect holdings to 453,434 shares. On September 1, 2026 they also indirectly acquired 4,064 shares at $31.86 per share and sold 1,159 shares at $31.65 per share. All positions are reported as indirect and reference additional ownership details in exhibits; no Rule 10b5-1 trading plan is reported.

Regional Management Corp. (RM) reported that insider Catherine R. Atwood, SVP and General Counsel, sold 200 shares of common stock on August 24, 2026 at a price of $35.00 per share. Following this transaction, she directly holds 55,507 shares of Regional Management Corp. common stock.

The sale was effected pursuant to a Rule 10b5-1 trading plan that she adopted on November 14, 2025, indicating the transaction was pre-arranged under that plan.

Regional Management Corp. reports that President and CEO Lakhbir S. Lamba purchased a total of 10,000 shares of common stock in open market or private transactions on August 11–12, 2026. The purchases were executed in multiple trades at weighted average prices around the low $30s per share, within disclosed intraday price ranges.

Barnette Steven B reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. reported that VP and Chief Accounting Officer Steven B. Barnette received a grant of 4,393 shares of Common Stock on August 3, 2026 at no purchase cost. This award increased his direct holdings to 17,865 shares and was not reported under a Rule 10b5-1 trading plan.

Regional Management Corp. executive Steven B. Barnette, VP and Chief Accounting Officer, executed an open-market sale of 3,274 shares of common stock at a weighted average price of $43.30 per share, with prices ranging from $43.02 to $43.49, pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on December 1, 2025. After this transaction, he directly holds 13,472 shares.

Regional Management Corp. Vice President and Chief Accounting Officer Steven B. Barnette reported an open-market sale of 1,600 shares of common stock. The shares were sold on July 1, 2026 at a weighted average price of $42.04 per share, in multiple trades between $42.00 and $42.21. After this transaction, he directly holds 16,746 shares of Regional Management common stock. The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 1, 2025, indicating the trades were scheduled in advance rather than timed opportunistically.

Regional Management Corp. reported that SVP and General Counsel Catherine R. Atwood acquired 8,321 shares of common stock as a grant or award. These shares relate to a Performance Restricted Stock Unit granted on June 14, 2023, for which the compensation committee certified performance for the period ended June 14, 2026. Following this award, her direct holdings increased to 55,707 shares, with the granted shares scheduled to settle on December 31, 2026 under the award agreement.

Regional Management Corp. executive Manish Parmar received an equity award tied to prior performance. He acquired 10,695 shares of common stock at no cash cost, following certification of performance results for a period that ended June 14, 2026. These shares arise from a Performance Restricted Stock Unit granted on June 14, 2023 and will settle on December 31, 2026 under the award agreement. After this award, Parmar directly holds 71,847 shares of Regional Management Corp. common stock.

Rana Harpreet reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. executive vice president and chief financial and administrative officer Harpreet Rana received a grant of 17,466 shares of common stock as a performance-based restricted stock unit award. This non-cash compensation increased his direct holdings to 63,635 shares.

The award relates to a performance restricted stock unit granted on June 14, 2023. On July 2, 2026, the board’s Human Resources and Compensation Committee certified the performance results for the period ended June 14, 2026. According to the award terms, the shares are scheduled to settle on December 31, 2026.

Fisher Brian J. reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. executive Brian J. Fisher, EVP and Chief Strategy/Development Officer, reported an award of 13,247 shares of Common Stock. These shares relate to a Performance Restricted Stock Unit granted on June 14, 2023, for which the performance period ended June 14, 2026. The Human Resources and Compensation Committee certified the performance level on July 2, 2026, and the shares are scheduled to settle on December 31, 2026. Following this award, Fisher directly holds 46,117 shares of Common Stock.

Regional Management Corp. director Sandra K. Johnson reported a charitable gift of 1,360 shares of Common Stock. The transaction, classified as a bona fide gift with no sale proceeds, occurred on June 1, 2026. After the gift transfer, she directly holds 20,573 shares. As a charitable donation rather than a market trade, this filing reflects a personal giving decision more than a change in investment stance.

Regional Management Corp. director Sandra K. Johnson reported an open-market sale of company stock. She sold 1,000 shares of Common Stock at $36.00 per share. After this transaction, she directly holds 21,933 shares of Regional Management Corp. common stock.

Regional Management Corp. director Jonathan David Brown received a grant of 3,337 shares of Common Stock as a stock award. The shares were acquired at no cash cost to him and are classified as a grant or award rather than an open-market purchase. Following this compensation-related transaction, Brown directly holds a total of 34,748 shares of Regional Management Corp. common stock.

BASSWOOD CAPITAL MANAGEMENT, L.L.C. reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. insiders associated with Basswood Capital Management reported a new stock award on a Form 4. On May 21, 2026, they received 3,337 shares of Common Stock as a grant or similar award at $0.00 per share, held indirectly. Following this award, that indirectly held account reported 34,748 shares of Regional Management common stock. The filing also lists several other indirect Common Stock positions with updated holdings as of the same date.

Booth Julie reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. director Julie Booth received a grant of 3,829 shares of Common Stock. The award was recorded at a price of $0.00 per share, reflecting a compensation-related grant rather than a market purchase. Following this transaction, she directly holds 8,988 shares.

Regional Management Corp. director Maria Contreras-Sweet received a grant of 3,829 shares of Common Stock on May 21, 2026. The grant was recorded at a price of $0.00 per share, indicating it is a compensation-related award rather than an open-market purchase.

After this award, she directly holds 39,696 shares of Regional Management Corp. common stock. The filing reports no sales, option exercises, or derivative positions, so this update reflects a straightforward increase in her direct equity stake through a single share grant.

Regional Management Corp. director Sandra K. Johnson received a stock grant of 3,583 shares of Common Stock on May 21, 2026. The shares were reported at a price of $0.0000 per share, indicating a compensation-related award rather than an open-market purchase.

After this grant, Johnson directly owns 22,933 shares of Regional Management Corp. common stock. This filing reflects routine equity compensation and does not show any share sales or option exercises.

Freiberg Steven J reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. director Steven J. Freiberg reported routine equity compensation and updated indirect holdings. He received a grant of 3,829 shares of common stock at $0.00 per share, bringing his direct holdings to 142,048 shares of common stock.

The filing also lists indirect holdings: 30,000 shares held by the Neena Freiberg Irrevocable Trust, where he serves as trustee, and 22,448 shares held by his spouse, Neena Freiberg. The transactions do not reflect any open‑market purchases or sales.

Dunn Michael R reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. director Michael R. Dunn received a grant of 3,583 shares of Common Stock on 2026-05-21 at no cash cost per share. This compensation-related award increased his direct holdings to 106,692 shares, reflecting a routine equity grant rather than an open-market purchase or sale.

Regional Management Corp. director Carlos Palomares reported a stock award of company shares. On May 21, 2026, he received 4,286 shares of Common Stock as a grant or other acquisition at no cash cost per share. Following this award, his direct holdings increased to 74,196 shares of Common Stock, reflecting a routine compensation-related equity grant rather than an open-market purchase or sale.

Campos Roel C reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. director Roel C. Campos received a grant of 3,583 shares of common stock, recorded at a price of $0.00 per share, as a stock award rather than an open-market purchase. Following this award, his direct holdings total 117,784 common shares.

Fisher Brian J. reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. executive Brian J. Fisher, EVP and Chief Strategy/Development Officer, received a grant of 5,125 shares of common stock on May 13, 2026. The shares were awarded at $0.0000 per share as compensation, not an open-market purchase, bringing his direct holdings to 32,870 shares.

Lamba Lakhbir S. reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. reported that President and CEO Lakhbir S. Lamba received a grant of 36,613 shares of common stock on May 13, 2026. The award carried a stated price of $0.00 per share, indicating it was granted rather than purchased in the market. Following this grant, Lamba directly holds a total of 45,734 shares of Regional Management common stock.

Parmar Manish reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. executive Manish Parmar, EVP and Chief Credit Risk Officer, received a grant of 5,125 shares of common stock. The shares were awarded at no cash cost per share, increasing his directly held stake to 61,152 shares after the transaction.

Rana Harpreet reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. reported that EVP and Chief Financial & Administrative Officer Harpreet Rana received a grant of 14,645 shares of Common Stock. The shares were awarded at a price of $0.00 per share, increasing Rana’s directly held stake to 46,169 shares following the grant.

Regional Management Corp. reported that SVP and General Counsel Catherine R. Atwood received a grant of 6,444 shares of common stock as a stock award. The shares were acquired at a stated price of $0.00 per share, reflecting compensation rather than a market purchase. Following this award, she directly holds 47,386 shares of Regional Management common stock.

Regional Management Corp. executive reports insider sale. SVP and General Counsel Catherine R. Atwood sold 3,000 shares of Regional Management Corp. common stock in an open-market transaction at a weighted average price of $35.06 per share. After this sale, she directly holds 40,942 shares.

The transaction occurred under a pre-arranged Rule 10b5-1 trading plan adopted by Atwood on November 14, 2025. The reported sale price reflects a weighted average for multiple trades executed between $35.04 and $35.32 per share.

Forager Fund, L.P., a ten percent owner of Regional Management Corp., reported open-market sales of common stock. The fund sold 2,101 shares on April 28, 2026 at a weighted average price of $39.59 per share, in multiple trades between $39.535 and $39.815. It then sold 2,916 shares on April 29, 2026 at a weighted average price of $38.50, in trades between $38.50 and $38.515. After these transactions, the fund directly held 948,458 shares of Regional Management common stock. Forager Capital Management, LLC is the fund’s general partner, and Edward Kissel and Robert MacArthur are principals with shared voting and disposal authority; each reporting person disclaims beneficial ownership beyond any pecuniary interest.

Forager Fund, L.P., a ten percent owner of Regional Management Corp., reported open-market sales of a total of 27,961 shares of common stock over three days. The fund sold 7,173 shares on April 17 at a weighted average price near $38.56, 15,000 shares on April 20 around $39.68, and 5,788 shares on April 21 around $40.18. After these transactions, the filing shows 953,475 shares of common stock held directly. The shares are held by Forager Fund, L.P.; Forager Capital Management, LLC is its general partner, and Messrs. Kissel and MacArthur have shared voting and disposition authority but each reporting person disclaims beneficial ownership beyond any pecuniary interest.

Regional Management Corp. vice president and chief accounting officer Steven B. Barnette completed an open-market sale of 1,600 shares of common stock at $40.00 per share. After this transaction, he directly holds 18,346 shares of Regional Management common stock. The sale was made pursuant to a pre-arranged Rule 10b5-1 trading plan adopted by Barnette on December 1, 2025, indicating it was scheduled in advance rather than timed discretionarily.

Regional Management Corp. executive Brian J. Fisher exercised options and sold a portion of his shares in a planned series of transactions. On April 15, 2026, he exercised employee stock options to acquire 8,918 shares of common stock at $19.99 per share, fully using this option grant.

As part of this net exercise, 5,957 shares were withheld by the company at a market price of $38.22 to cover the exercise price and related tax withholding obligations, which are described as non-market transactions. After the exercise and withholding, his direct common stock holdings were 30,706 shares.

On April 17, 2026, Fisher then sold 2,961 shares of common stock in an open-market transaction at $38.95 per share under a Rule 10b5-1 trading plan adopted on December 10, 2025. Following these transactions, he directly holds 27,745 shares of Regional Management Corp. common stock and no remaining derivative position from this option grant.

Forager Fund, L.P. and related reporting persons, as ten percent owners of Regional Management Corp., reported open-market sales of common stock over three consecutive days. They sold 7,398 shares at a weighted average price of about $38.02 on April 14, 2026, 17,602 shares at about $38.06 on April 15, 2026, and 12,827 shares at about $38.48 on April 16, 2026. After these transactions, the Fund directly held 981,436 shares, indicating it continues to maintain a large position in Regional Management despite the net sale of 37,827 shares.

Regional Management Corp. executive vice president and chief financial and administrative officer Harpreet Rana reported open‑market sales of company common stock under a pre‑planned Rule 10b5‑1 trading plan. On April 15, 2026, Rana sold 14,978 shares at a weighted average price of $38.09, in multiple trades between $38.00 and $38.38. On April 14, 2026, Rana sold 3,009 shares at a weighted average price of $38.06, with individual prices between $38.00 and $38.44. After these transactions, Rana directly owns 31,524 shares of Regional Management Corp. common stock.

Regional Management Corp. executive Brian J. Fisher reported planned stock sales under a Rule 10b5-1 trading plan. On April 14, he sold 3,000 shares of Common Stock in open-market transactions at a weighted average price of $38.07 per share, with individual trades ranging from $38.00 to $38.44. On April 15, he sold an additional 5,457 shares at a weighted average price of $38.09 per share, with trades between $38.00 and $38.38. Following these transactions, Fisher directly owns 27,745 shares of Regional Management Corp. common stock.

Regional Management Corp. director Campos Roel C filed an amended insider report to correct a previously reported share acquisition. The amendment explains that an earlier acquisition, triggered by inadvertent automatic enrollment in a dividend reinvestment program, was fully rescinded by the broker the next day. Following this correction, Campos is shown as directly holding 114,201 shares of Common Stock, with no net change in his ownership from the reversed transaction.

Regional Management Corp. director Roel C. Campos acquired 953 shares of Common Stock in an open-market purchase at $32.07 per share. This one-time transaction occurred through inadvertent automatic enrollment in a dividend reinvestment program in his personal brokerage account.

Following this purchase, Campos directly holds 115,154 shares, so the new shares represent a small addition to his existing position.

Regional Management Corp. director Carlos Palomares exercised employee stock options, converting 9,188 options into common shares at an exercise price of $15.89 per share.

To cover the exercise price and related tax obligations, 4,589 common shares were withheld at a market price of $31.82, leaving him with 69,910 directly owned shares.

Regional Management Corp. insiders reported net share sales by entities associated with Basswood Capital Management. Affiliated funds and entities that are 10% owners and directors-by-deputization reported open-market sales totaling 9,044 shares of Common Stock.

The sales occurred on February 20 and 23, 2026 at per-share prices of $34.05 and $34.51, and are reported as indirect ownership with details referenced in Exhibit 99.1. Following these transactions, the reporting entities continued to hold substantial indirect positions across multiple accounts.

Regional Management Corp. senior vice president and general counsel Catherine R. Atwood reported selling a total of 3,000 shares of common stock in open-market transactions. She sold 400 shares on February 13, 2026 at a weighted average price of about $35.04 per share and 2,600 shares on February 17, 2026 at about $35.02 per share. The sales were made under a Rule 10b5-1 trading plan adopted on November 14, 2025, and she held 43,942 shares directly after the most recent sale.

Forager Fund, L.P., a 10% owner of Regional Management Corp. (RM), reported small open-market sales of the company’s common stock. On January 12, 2026, the Fund sold 500 shares at $39.25 per share, and on January 13, 2026, it sold 809 shares at a weighted average price of $38.62, with individual trades ranging from $38.56 to $38.715.

After these transactions, the Form 4 reports that 1,019,263 shares of Regional Management common stock remained beneficially owned. The shares are directly held by Forager Fund, L.P.; Forager Capital Management, LLC is the general partner, and Messrs. Kissel and MacArthur, as principals of the general partner, share authority to vote and dispose of the shares. Each reporting person disclaims beneficial ownership except to the extent of his or its pecuniary interest.

Forager Fund, L.P., a 10% owner of Regional Management Corp., reported open‑market sales of common stock over three days in January 2026. The Fund sold 300 shares on January 7, 2026 at a weighted average price of $39.05, 18,294 shares on January 8, 2026 at a weighted average price of $38.79, and 20,837 and 724 shares on January 9, 2026 at weighted average prices of $38.94 and $39.64, respectively. After these sales, the Form 4 reports 1,020,572 shares of Regional Management common stock beneficially owned. The filing notes that Forager Capital Management, LLC is the general partner of Forager Fund, and Messrs. Kissel and MacArthur share authority over voting and disposition, with each reporting person disclaiming beneficial ownership except to the extent of any pecuniary interest.

Regional Management Corp. director-affiliated investors reported multiple open-market sales of the company’s common stock. Forager Fund, L.P. sold 7,968 shares on 01/02/2026 at a weighted average price of $38.93, 8,827 shares on 01/05/2026 at $40.09, and 7,576 shares on 01/06/2026 at $38.88. After these transactions, 1,060,727 shares were reported as beneficially owned.

The shares are held directly by Forager Fund, L.P., whose general partner is Forager Capital Management, LLC. Messrs. Kissel and MacArthur, principals of the general partner and directors of Regional Management, share voting and dispositive authority over the fund’s holdings and each disclaims beneficial ownership beyond any pecuniary interest.

Regional Management Corp. executive reports tax-related share withholding. An officer of Regional Management Corp., serving as EVP and Chief Strategy/Development Officer, reported two transactions in the company’s common stock on 12/31/2025.

The filing shows dispositions of 1,589 shares and 3,657 shares of common stock at a reference price of $38.75 per share, coded as "F" transactions. The code "F" indicates shares were withheld by the issuer to satisfy tax withholding obligations tied to equity awards rather than sold in the open market.

After these non-market transactions, the officer directly beneficially owned 39,859 and then 36,202 shares of Regional Management Corp. common stock, as reported in the form.

Regional Management Corp. insider reports tax-related share withholdings

Catherine R. Atwood, Senior Vice President and General Counsel of Regional Management Corp., reported two non-market transactions in company common stock on 12/31/2025. A total of 703 shares were withheld at a price of $38.75 to cover tax obligations upon settlement of performance restricted stock units, and an additional 2,228 shares were withheld at $38.75 upon vesting of restricted stock. These are administrative, tax-withholding entries rather than open-market sales or purchases. Following these transactions, Atwood directly beneficially owned 46,942 shares of Regional Management common stock.

Regional Management Corp. reported insider equity transactions by its EVP, Chief Financial & Administrative Officer. On 12/31/2025, the officer had 2,041 shares of common stock withheld at $38.75 per share to cover tax obligations upon settlement of performance restricted stock units, leaving 56,011 shares beneficially owned directly. On the same date, an additional 6,500 shares were withheld at $38.75 per share to satisfy tax withholding upon vesting of restricted stock, leaving 49,511 shares beneficially owned directly. Both transactions are explicitly described as non-market events related to tax withholding, rather than open market purchases or sales.

Regional Management Corp. executive vice president and chief credit risk officer filed an ownership update after non-market share transactions on 12/31/2025. The filing reports that 816 shares of common stock were withheld at $38.75 per share to cover tax withholding when performance restricted stock units settled, and an additional 2,124 shares were withheld at the same price to cover taxes on vesting of restricted stock. After these tax-related withholdings, the executive beneficially owned 58,151 and then 56,027 shares of common stock in direct ownership, reflecting administrative share reductions rather than open-market sales.

Regional Management Corp. reported an insider share withholding related to equity compensation. A company officer, the VP and Chief Accounting Officer, reported that on 12/31/2025, 1,392 shares of Regional Management common stock were withheld at a price of $38.75 per share to satisfy tax obligations upon the vesting of restricted stock. After this non-market transaction, the officer beneficially owned 19,946 shares directly.

Regional Management Corp. director and 10% owner affiliates reported insider sales of common stock. On December 9, 2025, affiliated entities reported several open-market sales of Regional Management Corp. common stock at $36.68 per share. On December 10, 2025, additional sales were reported at $37.8 per share, including a sale of 25,514 shares at that price. The reporting persons hold their positions indirectly through various Basswood Capital Management–related entities, and the filing shows that they continue to beneficially own substantial amounts of Regional Management Corp. common stock after these transactions.