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Regional Management Corp. (NYSE: RM) insiders receive 3,337-share stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BASSWOOD CAPITAL MANAGEMENT, L.L.C. reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. insiders associated with Basswood Capital Management reported a new stock award on a Form 4. On May 21, 2026, they received 3,337 shares of Common Stock as a grant or similar award at $0.00 per share, held indirectly. Following this award, that indirectly held account reported 34,748 shares of Regional Management common stock. The filing also lists several other indirect Common Stock positions with updated holdings as of the same date.

Positive

  • None.

Negative

  • None.
Insider BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D
Role null | null | null
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.10 per share ("Common Stock") 3,337 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock, par value $0.10 per share ("Common Stock") — 34,748 shares (Indirect, See footnotes); Common Stock — 425,606 shares (Indirect, See footnotes)
Footnotes (1)
  1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1.
Granted shares 3,337 shares Common Stock award on May 21, 2026
Award price $0.00 per share Price for 3,337-share grant
Indirect holdings after award 34,748 shares Account receiving 3,337-share grant
Indirect holdings entry 968 shares Common Stock, indirect ownership as of May 21, 2026
Indirect holdings entry 103,611 shares Common Stock, indirect ownership as of May 21, 2026
Indirect holdings entry 4,908 shares Common Stock, indirect ownership as of May 21, 2026
Indirect holdings entry 261,307 shares Common Stock, indirect ownership as of May 21, 2026
Largest indirect holding shown 425,606 shares Common Stock, indirect ownership as of May 21, 2026
Common Stock financial
"security_title: "Common Stock, par value $0.10 per share ("Common Stock")""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
indirect ownership financial
"ownership_type: "indirect" with ownership_code "I" and nature_of_ownership "See footnotes""
Form 4 regulatory
"INSIDER FILING DATA (Form 4) describing insider transactions in Regional Management"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
director-by-deputization regulatory
"reportingPersons other field: "Director-by-Deputization" for Basswood and the Lindenbaums"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
(Last)(First)(Middle)
645 MADISON AVENUE
10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.10 per share ("Common Stock")05/21/2026A3,337A$034,748ISee footnotes(1)(2)
Common Stock425,606ISee footnotes(1)(3)
Common Stock24,277ISee footnotes(1)(4)
Common Stock261,307ISee footnotes(1)(5)
Common Stock4,908ISee footnotes(1)(6)
Common Stock103,611ISee footnotes(1)(7)
Common Stock968ISee footnotes(1)(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
(Last)(First)(Middle)
645 MADISON AVENUE
10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
LINDENBAUM MATTHEW A
(Last)(First)(Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVE, 10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
LINDENBAUM BENNETT D
(Last)(First)(Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVE, 10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
Explanation of Responses:
1. See Exhibit 99.1.
2. See Exhibit 99.1.
3. See Exhibit 99.1.
4. See Exhibit 99.1.
5. See Exhibit 99.1.
6. See Exhibit 99.1.
7. See Exhibit 99.1.
8. See Exhibit 99.1.
Remarks:
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures
/s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C.05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did Regional Management Corp. (RM) report on this Form 4?

The Form 4 shows insiders associated with Basswood Capital Management received a grant of 3,337 shares of Regional Management common stock on May 21, 2026, held indirectly, and updated several existing indirect share holdings as of the same date.

How many Regional Management (RM) shares were granted in the latest insider award?

The filing reports a grant or similar award of 3,337 shares of Regional Management common stock. These shares were acquired at $0.00 per share and are held indirectly, increasing the reported holdings for that indirectly owned account to 34,748 shares after the transaction.

At what price were the newly awarded Regional Management (RM) shares acquired?

The 3,337 newly awarded shares of Regional Management common stock were acquired at $0.00 per share. This indicates a compensation-type grant or similar award, rather than an open-market purchase, and the shares are reported as being held indirectly by the reporting persons.

What are the total Regional Management (RM) shares in the account receiving the 3,337-share grant?

After the 3,337-share grant, the indirectly held account reported total holdings of 34,748 Regional Management common shares. This figure reflects the updated position following the award on May 21, 2026, as disclosed in the non-derivative holdings section of the Form 4.

Does the Form 4 for Regional Management (RM) show other indirect share holdings?

Yes. Besides the 34,748-share account, the Form 4 lists several additional indirect holdings of Regional Management common stock, including accounts with 968, 103,611, 4,908, 261,307, 24,277, and 425,606 shares reported as of May 21, 2026, all categorized as indirect ownership.

Who are the reporting persons on the Regional Management Corp. (RM) Form 4?

The reporting persons are Basswood Capital Management, L.L.C., Matthew A. Lindenbaum, and Bennett D. Lindenbaum. Each is identified as a director-by-deputization and ten percent owner, with the reported Regional Management common stock positions held indirectly, subject to details in Exhibit 99.1.