STOCK TITAN
  1. Home
  2. SEC Filings
  3. RM
  4. [Form 4] Regional Management Corp. Insider Trading Activity

Regional Management insiders sell 13,346 shares

Available on EDGAR Accepted by SEC EDGAR
Filing Impact
(Moderate)
Filing Sentiment

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment worksHow the balance works

Form Type
4

Rhea-AI Filing Summary

Regional Management Corp. (RM) reported indirect common-stock purchases and sales involving reporting persons identified as directors by deputization and 10% owners: Basswood Capital Management, L.L.C.; Matthew A. Lindenbaum; Bennett D. Lindenbaum; Basswood Financial Long Only Fund, L.P.; Basswood Opportunity Partners, L.P.; Basswood Financial Fund, L.P.; and Basswood Financial Fund, Ltd. Across November 9 and November 11, 2026, reported transactions included sales of 13,346 shares and purchases of 10,421 shares. Sales were priced at $36.32 per share on November 9 and $34.38 on November 11; purchases were priced at $34.46 per share on November 11. No Rule 10b5-1 plan is reported.

Insider BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL FUND, L.P., Basswood Financial Fund, Ltd.
Role Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner
Bought 10,421 shs ($359K)
Sold 13,346 shs ($462K)
Type Security Shares Price Value
Sale Common Stock F1, F2 10,587 $34.38 $364K
Purchase Common Stock F1, F2 823 $34.46 $28K
Sale Common Stock F1, F3 1,331 $34.38 $46K
Purchase Common Stock F1, F4 6,675 $34.46 $230K
Purchase Common Stock F1, F5 104 $34.46 $4K
Purchase Common Stock F1, F6 2,819 $34.46 $97K
Sale Common Stock, par value $0.10 per share ("Common Stock") F1, F2 309 $36.32 $11K
Sale Common Stock F1, F3 38 $36.32 $1K
Sale Common Stock F1, F4 771 $36.32 $28K
Sale Common Stock F1, F5 15 $36.32 $544.80
Sale Common Stock F1, F6 295 $36.32 $11K
Holding Common Stock F1, F7 -- -- --
Holding Common Stock F1, F8 -- -- --
Holdings After Transaction: Common Stock, par value $0.10 per share ("Common Stock") — 447,755 shares (Indirect, See footnotes); Common Stock — 134,803 shares (Indirect, See footnotes)
Holdings Before and After: Common Stock, par value $0.10 per share ("Common Stock"), 448,064 to 447,755 shares (Indirect, See footnotes)
Footnotes (8)
  1. F1. See Exhibit 99.1.
  2. F2. See Exhibit 99.1.
  3. F3. See Exhibit 99.1.
  4. F4. See Exhibit 99.1.
  5. F5. See Exhibit 99.1.
  6. F6. See Exhibit 99.1.
  7. F7. See Exhibit 99.1.
  8. F8. See Exhibit 99.1.
Shares sold 13,346 shares Reported transactions on November 9 and November 11, 2026
Shares purchased 10,421 shares Reported transactions on November 11, 2026
Sale price $36.32 per share Sales on November 9, 2026
Sale price $34.38 per share Sales on November 11, 2026
Purchase price $34.46 per share Purchases on November 11, 2026
Indirect shares following transaction 447,755 shares Reported after a sale of 309 shares on November 9, 2026
Director-by-Deputization regulatory
"reporting persons identified as Director-by-Deputization"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RM shares were bought and sold, and at what prices?
The reported transactions included sales of 13,346 shares and purchases of 10,421 shares. Sales were priced at $36.32 per share on November 9 and $34.38 on November 11, 2026; purchases were priced at $34.46 per share on November 11. No Rule 10b5-1 plan is reported.

What RM shareholding was reported after a sale?
An indirect holding line reported 447,755 shares following a sale of 309 shares on November 9, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
(Last)(First)(Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.10 per share ("Common Stock")11/09/2026S309D$36.32447,755ISee footnotes(1)(2)
Common Stock11/09/2026S38D$36.3218,543ISee footnotes(1)(3)
Common Stock11/09/2026S771D$36.32242,297ISee footnotes(1)(4)
Common Stock11/09/2026S15D$36.324,537ISee footnotes(1)(5)
Common Stock11/09/2026S295D$36.3296,268ISee footnotes(1)(6)
Common Stock11/11/2026S10,587D$34.38437,168ISee footnotes(1)(2)
Common Stock11/11/2026P823A$34.46437,991ISee footnotes(1)(2)
Common Stock11/11/2026S1,331D$34.3817,212ISee footnotes(1)(3)
Common Stock11/11/2026P6,675A$34.46248,972ISee footnotes(1)(4)
Common Stock11/11/2026P104A$34.464,641ISee footnotes(1)(5)
Common Stock11/11/2026P2,819A$34.4699,087ISee footnotes(1)(6)
Common Stock968ISee footnotes(1)(7)
Common Stock34,748ISee footnotes(1)(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
(Last)(First)(Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
LINDENBAUM MATTHEW A
(Last)(First)(Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
LINDENBAUM BENNETT D
(Last)(First)(Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.
(Last)(First)(Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVE, 10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
BASSWOOD OPPORTUNITY PARTNERS, L.P.
(Last)(First)(Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVE, 10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
BASSWOOD FINANCIAL FUND, L.P.
(Last)(First)(Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVE, 10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
1. Name and Address of Reporting Person*
Basswood Financial Fund, Ltd.
(Last)(First)(Middle)
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVE, 10TH FLOOR
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)XOther (specify below)
Director-by-Deputization
Explanation of Responses:
1. See Exhibit 99.1.
2. See Exhibit 99.1.
3. See Exhibit 99.1.
4. See Exhibit 99.1.
5. See Exhibit 99.1.
6. See Exhibit 99.1.
7. See Exhibit 99.1.
8. See Exhibit 99.1.
Remarks:
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures
BASSWOOD CAPITAL MANAGEMENT, L.L.C. /s/ Matthew Lindenbaum, Managing Member11/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

Keep reading

More on RM

All RM news

Trending in the feed

AIMD
Ainos Secures Largest Order in Company History: $9 Million ASE Agreement for 5,000 Additional AI Nose Systems Open the live feed