STOCK TITAN

Regional Management (RM) officer sells 1,600 shares under 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Regional Management Corp. Vice President and Chief Accounting Officer Steven B. Barnette reported an open-market sale of 1,600 shares of common stock. The shares were sold on July 1, 2026 at a weighted average price of $42.04 per share, in multiple trades between $42.00 and $42.21. After this transaction, he directly holds 16,746 shares of Regional Management common stock. The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted on December 1, 2025, indicating the trades were scheduled in advance rather than timed opportunistically.

Positive

  • None.

Negative

  • None.
Insider Barnette Steven B
Role VP, Chief Accounting Officer
Sold 1,600 shs ($67K)
Type Security Shares Price Value
Sale Common Stock 1,600 $42.04 $67K
Holdings After Transaction: Common Stock — 16,746 shares (Direct, null)
Footnotes (1)
  1. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.21 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
Shares sold 1,600 shares Open-market sale of common stock on July 1, 2026
Weighted average sale price $42.04 per share Common stock sold in multiple transactions
Post-transaction holdings 16,746 shares Directly held Regional Management common stock after sale
Price range of trades $42.00–$42.21 per share Range for multiple sale transactions included in Form 4
Net buy/sell shares 1,600 shares net sold Form 4 transaction summary shows net-sell direction
Rule 10b5-1 trading plan regulatory
"The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2025."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
transaction code "S" regulatory
"transaction_code_description: Sale in open market or private transaction"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barnette Steven B

(Last)(First)(Middle)
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE ROAD, SUITE B

(Street)
GREER SOUTH CAROLINA 29651

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP, Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026S(1)1,600D$42.04(2)16,746D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.21 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
/s/ Catherine R. Atwood, attorney-in-fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Regional Management (RM) report for Steven B. Barnette?

Regional Management reported that Steven B. Barnette, its Vice President and Chief Accounting Officer, sold 1,600 shares of common stock. The transaction was an open-market sale executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 1, 2025.

How many Regional Management (RM) shares did Steven B. Barnette sell and at what price?

Steven B. Barnette sold 1,600 shares of Regional Management common stock at a weighted average price of $42.04. According to the filing, individual trades occurred in multiple transactions at prices ranging from $42.00 to $42.21 per share, all on July 1, 2026.

How many Regional Management (RM) shares does Steven B. Barnette hold after this Form 4 sale?

After selling 1,600 shares, Steven B. Barnette directly holds 16,746 shares of Regional Management common stock. This post-transaction holding figure comes directly from the Form 4, providing context for the scale of the reported insider sale relative to his remaining position.

Was Steven B. Barnette’s Regional Management (RM) stock sale part of a Rule 10b5-1 plan?

Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Steven B. Barnette on December 1, 2025. Such plans pre-schedule trades, indicating the timing of this 1,600-share sale was determined in advance rather than decided spontaneously.

What does the weighted average price mean in Steven B. Barnette’s RM stock sale?

The weighted average price of $42.04 reflects multiple trade executions between $42.00 and $42.21, combined into a single average figure. The filing notes that detailed information on each trade’s exact share count and price is available from Regional Management, security holders, or SEC staff upon request.

What type of insider transaction was reported in this Regional Management (RM) Form 4?

The Form 4 reports a non-derivative open-market sale of common stock by Steven B. Barnette. It is classified with transaction code “S,” described as a sale in an open market or private transaction, and involves directly held shares rather than options or other derivatives.