[Form 4] Regional Management Corp. Insider Trading Activity

Rhea-AI Filing Summary

Freiberg Steven J reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. director Steven J. Freiberg reported routine equity compensation and updated indirect holdings. He received a grant of 3,829 shares of common stock at $0.00 per share, bringing his direct holdings to 142,048 shares of common stock.

The filing also lists indirect holdings: 30,000 shares held by the Neena Freiberg Irrevocable Trust, where he serves as trustee, and 22,448 shares held by his spouse, Neena Freiberg. The transactions do not reflect any open‑market purchases or sales.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Freiberg Steven J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,829	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 142,048 shares (Direct); Common Stock — 22,448 shares (Indirect, See Footnote)

Footnotes (1)

1. These shares of common stock of Regional Management Corp. are held by the Neena Freiberg Irrevocable Trust. The reporting person is trustee of the Neena Freiberg Irrevocable Trust. These shares of common stock of Regional Management Corp. are held by the reporting person's spouse, Neena Freiberg.

Key Figures

Equity grant: 3,829 shares Grant price: $0.00 per share Direct holdings after award: 142,048 shares +3 more

6 metrics

Equity grant 3,829 shares Common stock award to director at $0.00 per share

Grant price $0.00 per share Price for 3,829-share award (code A acquisition)

Direct holdings after award 142,048 shares Common stock directly owned by Steven J. Freiberg after transaction

Trust indirect holdings 30,000 shares Shares held by Neena Freiberg Irrevocable Trust

Spousal indirect holdings 22,448 shares Shares held by spouse, Neena Freiberg

Acquire transactions 1 TransactionSummary acquireCount for this Form 4

Key Terms

Grant, award, or other acquisition, indirect ownership, Irrevocable Trust, Form 4

4 terms

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

indirect ownership financial

"ownership_type: indirect; nature_of_ownership: See Footnote"

Irrevocable Trust financial

"held by the Neena Freiberg Irrevocable Trust"

An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 05/26/2026 - 04:31 PM Accepted by SEC EDGAR 05/26/2026 - 04:30 PM Learn about SEC filing dates

FAQ

What insider transaction did Steven J. Freiberg report at Regional Management Corp. (RM)?

Steven J. Freiberg reported receiving a grant of 3,829 common shares of Regional Management Corp. stock at $0.00 per share. This reflects a compensation-related award rather than an open-market purchase or sale, and increases his directly held stake.

How many Regional Management Corp. (RM) shares does Steven J. Freiberg now hold directly?

After the reported award, Steven J. Freiberg directly holds 142,048 shares of Regional Management Corp. common stock. This figure comes from the Form 4 total shares following the transaction and represents his personal, direct ownership position.

What indirect Regional Management Corp. (RM) holdings are associated with Steven J. Freiberg?

The Form 4 lists 30,000 shares held by the Neena Freiberg Irrevocable Trust and 22,448 shares held by his spouse, Neena Freiberg. These positions are reported as indirect ownership associated with Freiberg through trust and spousal holdings.

Was the Form 4 transaction for Regional Management Corp. (RM) an open-market buy or sell?

No, the Form 4 shows a grant or award of 3,829 shares at $0.00 per share, coded as an acquisition (A). There are no reported open-market purchases or sales in this filing; the transaction is compensation-related.

What does transaction code "A" mean in the Regional Management Corp. (RM) Form 4?

Transaction code “A” on the Form 4 indicates a grant, award, or other acquisition of securities. In this case, Steven J. Freiberg received 3,829 common shares of Regional Management Corp. as an equity award at no cash purchase price.

Who holds the trust and spousal shares reported for Regional Management Corp. (RM)?

The 30,000 shares are held by the Neena Freiberg Irrevocable Trust, where Steven J. Freiberg is trustee. The additional 22,448 shares are held by his spouse, Neena Freiberg, as disclosed in the Form 4 footnotes.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Freiberg Steven J

(Last) (First) (Middle)

C/O REGIONAL MANAGEMENT CORP.

979 BATESVILLE ROAD, SUITE B

(Street)

GREER SOUTH CAROLINA 29651

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/21/2026		A		3,829	A	$0	142,048	D
Common Stock								22,448	I	See Footnote(1)
Common Stock								30,000	I	See Footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares of common stock of Regional Management Corp. are held by the Neena Freiberg Irrevocable Trust. The reporting person is trustee of the Neena Freiberg Irrevocable Trust.

2. These shares of common stock of Regional Management Corp. are held by the reporting person's spouse, Neena Freiberg.

	/s/ Catherine R. Atwood, attorney-in-fact	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)