Regional Management (NYSE: RM) director awarded 3,337 common shares

Rhea-AI Filing Summary

Regional Management Corp. director Jonathan David Brown received a grant of 3,337 shares of Common Stock as a stock award. The shares were acquired at no cash cost to him and are classified as a grant or award rather than an open-market purchase. Following this compensation-related transaction, Brown directly holds a total of 34,748 shares of Regional Management Corp. common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Brown Jonathan David

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $0.10 per share ("Common Stock")	3,337	$0.00	--

Holdings After Transaction: Common Stock, par value $0.10 per share ("Common Stock") — 34,748 shares (Direct, null)

Footnotes (1)

Key Figures

Shares granted: 3,337 shares Grant price per share: $0.00 per share Shares held after transaction: 34,748 shares +1 more

4 metrics

Shares granted 3,337 shares Equity grant on 2026-05-21

Grant price per share $0.00 per share Reported transaction price for award

Shares held after transaction 34,748 shares Director’s direct holdings following grant

Transaction code A Grant, award, or other acquisition

Key Terms

Form 4, grant or award acquisition, transaction code A, Common Stock, par value $0.10 per share

4 terms

Form 4 regulatory

"The Form 4 only reports an acquisition via a 3,337-share grant."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

grant or award acquisition financial

"The transaction is recorded as a grant or award acquisition, not a market buy."

transaction code A regulatory

"The Form 4 uses transaction code A, indicating shares were awarded as compensation."

Common Stock, par value $0.10 per share financial

"Jonathan David Brown directly holds 34,748 shares of Regional Management Corp. common stock."

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brown Jonathan David

(Last) (First) (Middle)

C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.10 per share ("Common Stock")	05/21/2026		A		3,337	A	$0	34,748	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Jonathan Brown, a senior analyst at Basswood Capital Management, L.L.C. (the "Management Company"), was appointed to the board of directors of Regional Management Corp. (the "Issuer") as a representative of the Management Company and certain of its affiliates. Solely for purposes of Section 16 of the Exchange Act of 1934, the Management Company and certain of its affiliates may be deemed to be a director-by-deputization by virtue of its representation on the board of directors of the Issuer.

	/s/ Jonathan D. Brown	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RM director Jonathan David Brown report?

Jonathan David Brown reported receiving a grant of 3,337 shares of Regional Management Corp. common stock. The filing classifies this as a grant or award, not an open-market trade, and reflects routine equity-based director compensation.

Was cash paid for Jonathan David Brown’s new RM shares?

No, the 3,337 Regional Management Corp. shares were granted at a reported price of $0.00 per share. This indicates a stock award as compensation rather than a purchase on the open market for cash consideration.

How many RM shares does Jonathan David Brown hold after this grant?

After the reported equity grant, Jonathan David Brown directly holds 34,748 shares of Regional Management Corp. common stock. This total reflects his position immediately following the 3,337-share award disclosed in the Form 4 filing.

Is Jonathan David Brown’s RM transaction a buy or a grant?

The transaction is recorded as a grant or award acquisition, not a market buy. The Form 4 uses transaction code A, indicating shares were awarded as compensation rather than purchased in an open-market transaction.

Does the RM Form 4 show any stock sales by Jonathan David Brown?

No, the Form 4 only reports an acquisition via a 3,337-share grant. The transaction summary shows no sales, gifts, tax withholdings, or derivative exercises, highlighting a single compensation-related stock award to the director.