Regional Management (NYSE: RM) CAO’s 3,274-share sale under 10b5-1 plan

Rhea-AI Filing Summary

Regional Management Corp. executive Steven B. Barnette, VP and Chief Accounting Officer, executed an open-market sale of 3,274 shares of common stock at a weighted average price of $43.30 per share, with prices ranging from $43.02 to $43.49, pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on December 1, 2025. After this transaction, he directly holds 13,472 shares.

Insider Trade Summary 10b5-1

Net Seller: 3,274 shares ($141,764)

Net Sell 1 txn

Insider Barnette Steven B

Role VP, Chief Accounting Officer

Sold 3,274 shs ($142K)

Type	Security	Shares	Price	Value
Sale	Common Stock	3,274	$43.30	$142K

Holdings After Transaction: Common Stock — 13,472 shares (Direct)

Footnotes (1)

1. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.02 to $43.49 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Key Figures

Shares sold: 3,274 shares Weighted average sale price: $43.30 per share Sale price range low: $43.02 per share +3 more

6 metrics

Shares sold 3,274 shares Open-market sale of common stock by VP & CAO Steven B. Barnette

Weighted average sale price $43.30 per share Average price for the 3,274 shares sold

Sale price range low $43.02 per share Lowest price among multiple sale transactions

Sale price range high $43.49 per share Highest price among multiple sale transactions

Shares owned after sale 13,472 shares Direct holdings of Steven B. Barnette following the transaction

Rule 10b5-1 plan adoption date December 1, 2025 Date Barnette adopted the trading plan used for this sale

Key Terms

Rule 10b5-1 trading plan, weighted average price, open-market sale

3 terms

Rule 10b5-1 trading plan regulatory

"The sale of shares was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/14/2026 - 04:31 PM Accepted by SEC EDGAR 07/14/2026 - 04:30 PM Learn about SEC filing dates

FAQ

What insider transaction did RM report for Steven B. Barnette?

Steven B. Barnette executed an open-market sale of 3,274 shares of Regional Management Corp. common stock at a weighted average price of $43.30 per share, with individual trades between $43.02 and $43.49, under a Rule 10b5-1 trading plan.

What is Steven B. Barnette’s role at Regional Management Corp. (RM)?

Steven B. Barnette serves as Vice President and Chief Accounting Officer of Regional Management Corp. He reported a recent open-market sale of company common stock executed pursuant to a Rule 10b5-1 trading plan adopted on December 1, 2025.

How many RM shares does Steven B. Barnette hold after this sale?

Following the reported transaction, Steven B. Barnette directly holds 13,472 shares of Regional Management Corp. common stock. This figure reflects his ownership after selling 3,274 shares in an open-market transaction executed under a Rule 10b5-1 trading plan.

At what prices were Steven B. Barnette’s RM shares sold?

The reported sale used a weighted average price of $43.30 per share. According to the disclosure, the multiple individual trades were executed at prices ranging from $43.02 to $43.49 per share, all as part of the same planned selling program.

Was the RM insider sale by Steven B. Barnette under a Rule 10b5-1 plan?

Yes. The transaction was conducted pursuant to a Rule 10b5-1 trading plan adopted by Steven B. Barnette on December 1, 2025. Such pre-arranged plans allow executives to systematically sell shares according to preset instructions, independent of subsequent market conditions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barnette Steven B

(Last) (First) (Middle)

C/O REGIONAL MANAGEMENT CORP.

979 BATESVILLE ROAD, SUITE B

(Street)

GREER SOUTH CAROLINA 29651

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/10/2026		S(1)		3,274	D	$43.3(2)	13,472	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2025.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.02 to $43.49 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

	/s/ Catherine R. Atwood, attorney-in-fact	07/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)