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Regional Management (NYSE: RM) EVP exercises options and sells 2,961 shares

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Regional Management Corp. executive Brian J. Fisher exercised options and sold a portion of his shares in a planned series of transactions. On April 15, 2026, he exercised employee stock options to acquire 8,918 shares of common stock at $19.99 per share, fully using this option grant.

As part of this net exercise, 5,957 shares were withheld by the company at a market price of $38.22 to cover the exercise price and related tax withholding obligations, which are described as non-market transactions. After the exercise and withholding, his direct common stock holdings were 30,706 shares.

On April 17, 2026, Fisher then sold 2,961 shares of common stock in an open-market transaction at $38.95 per share under a Rule 10b5-1 trading plan adopted on December 10, 2025. Following these transactions, he directly holds 27,745 shares of Regional Management Corp. common stock and no remaining derivative position from this option grant.

Positive

  • None.

Negative

  • None.
Insider Fisher Brian J.
Role EVP, Chief Strat/Dev Officer
Sold 2,961 shs ($115K)
Type Security Shares Price Value
Sale Common Stock 2,961 $38.95 $115K
Exercise Employee Stock Option (right to buy) 8,918 $0.00 --
Exercise Common Stock 8,918 $19.99 $178K
Tax Withholding Common Stock 5,957 $38.22 $228K
Holdings After Transaction: Common Stock — 27,745 shares (Direct); Employee Stock Option (right to buy) — 0 shares (Direct)
Footnotes (1)
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025. Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on April 15, 2026; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions. Represents the closing market price of the issuer's common stock at the time of the option exercise on April 15, 2026. The option vested and became exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019. The option is now fully exercisable.
Open-market sale shares 2,961 shares Common Stock sold on April 17, 2026 at $38.95
Sale price $38.95 per share Open-market sale of 2,961 Common Stock shares
Options exercised 8,918 shares Employee stock options exercised on April 15, 2026
Option exercise price $19.99 per share Exercise price for 8,918 employee stock options
Shares withheld for exercise and taxes 5,957 shares Net exercise withholding at $38.22 for price and tax obligations
Post-transaction holdings 27,745 shares Direct Common Stock held after all reported transactions
Withholding reference price $38.22 per share Market price used for net exercise withholding on April 15, 2026
Rule 10b5-1 trading plan financial
"This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
net exercise financial
"Represents a "net exercise" of outstanding stock options."
tax withholding obligations financial
"and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options."
non-market transactions financial
"These shares were withheld by the issuer ... These are non-market transactions."
closing market price financial
"Represents the closing market price of the issuer's common stock at the time of the option exercise on April 15, 2026."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fisher Brian J.
(Last)(First)(Middle)
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE ROAD, SUITE B
(Street)
GREER SOUTH CAROLINA 29651
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Strat/Dev Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/15/2026M(1)8,918A$19.9936,663D
Common Stock04/15/2026F(1)(2)5,957D$38.22(3)30,706D
Common Stock04/17/2026S(1)2,961D$38.9527,745D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$19.9904/15/2026M(1)8,918 (4)03/15/2027Common Stock8,918$00D
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025.
2. Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on April 15, 2026; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.
3. Represents the closing market price of the issuer's common stock at the time of the option exercise on April 15, 2026.
4. The option vested and became exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019. The option is now fully exercisable.
/s/ Catherine R. Atwood, attorney-in-fact04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did RM executive Brian J. Fisher report?

Brian J. Fisher reported exercising options for 8,918 Regional Management Corp. shares and an open-market sale of 2,961 shares. A further 5,957 shares were withheld by the company to cover the option exercise price and related tax obligations as part of a non-market net exercise.

At what prices did Brian J. Fisher transact Regional Management (RM) shares?

Fisher exercised employee stock options at an exercise price of $19.99 per share and had 5,957 shares withheld at $38.22. He later sold 2,961 common shares in the open market at $38.95 per share, according to the Form 4 disclosure.

How many Regional Management (RM) shares does Brian J. Fisher hold after these trades?

After the reported transactions, Brian J. Fisher directly holds 27,745 shares of Regional Management Corp. common stock. This figure reflects the option exercise, the company’s withholding of 5,957 shares for exercise and taxes, and the subsequent open-market sale of 2,961 shares.

Were Brian J. Fisher’s RM share sales made under a Rule 10b5-1 plan?

Yes. The Form 4 states the 2,961-share open-market sale on April 17, 2026 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2025, indicating the transaction was pre-planned rather than timed discretionarily.

What does the net exercise of options mean in Brian J. Fisher’s RM filing?

The filing describes a net exercise where 8,918 options were exercised and 5,957 shares were withheld. These withheld shares covered the exercise price and tax withholding obligations based on the market price at exercise, and are specifically characterized as non-market transactions.