RM CFO sells 17,987 shares under 10b5-1 plan

Regional Management Corp. executive vice president and chief financial and administrative officer Harpreet Rana reported open‑market sales of company common stock under a pre‑planned Rule 10b5‑1 trading plan.

Rhea-AI Filing Summary

Regional Management Corp. executive vice president and chief financial and administrative officer Harpreet Rana reported open‑market sales of company common stock under a pre‑planned Rule 10b5‑1 trading plan. On April 15, 2026, Rana sold 14,978 shares at a weighted average price of $38.09, in multiple trades between $38.00 and $38.38. On April 14, 2026, Rana sold 3,009 shares at a weighted average price of $38.06, with individual prices between $38.00 and $38.44. After these transactions, Rana directly owns 31,524 shares of Regional Management Corp. common stock.

Insider Trade Summary 10b5-1

Net Seller: 17,987 shares

Net Sell 2 txns

Insider Rana Harpreet

Role EVP, Chief Fin & Admin Officer

Sold 17,987 shs ($685K)

Type	Security	Shares	Price	Value
Sale	Common Stock	14,978	$38.09	$571K
Sale	Common Stock	3,009	$38.06	$115K

Holdings After Transaction: Common Stock — 31,524 shares (Direct)

Footnotes (3)

1. F1. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.
2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.38, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
3. F3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.44, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Key Figures

Total shares sold: 17,987 shares April 15, 2026 sale: 14,978 shares at $38.09 April 14, 2026 sale: 3,009 shares at $38.06 +2 more

5 metrics

Total shares sold 17,987 shares Open-market sales on April 14–15, 2026

April 15, 2026 sale 14,978 shares at $38.09 Weighted average price; trades from $38.00 to $38.38

April 14, 2026 sale 3,009 shares at $38.06 Weighted average price; trades from $38.00 to $38.44

Shares owned after transactions 31,524 shares Direct ownership following April 15, 2026 sale

Prior-day post-sale holding 46,502 shares Direct ownership after April 14, 2026 sale

Key Terms

Rule 10b5-1 trading plan, weighted average price, open-market sale, Common Stock, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RM executive Harpreet Rana report?

Harpreet Rana reported selling Regional Management Corp. common stock in open‑market transactions. The sales totaled 17,987 shares over two days at weighted average prices slightly above $38 per share under a pre‑planned Rule 10b5‑1 trading arrangement.

How many RM shares did Harpreet Rana sell and at what prices?

Rana sold 17,987 shares of Regional Management Corp. common stock. This included 14,978 shares at a weighted average price of $38.09 and 3,009 shares at $38.06, with individual trades ranging from $38.00 to about $38.44.

On what dates did the RM insider stock sales occur?

The reported insider stock sales occurred on April 14, 2026 and April 15, 2026. Both transactions involved open‑market sales of Regional Management Corp. common stock at weighted average prices just above $38 per share, executed under a Rule 10b5‑1 plan.

Was the RM insider sale by Harpreet Rana under a Rule 10b5-1 plan?

Yes. The filing states the sales were effected under a Rule 10b5‑1 trading plan adopted by Harpreet Rana on November 20, 2025. Such plans pre‑schedule trades, indicating these transactions were planned in advance rather than timed discretionarily.

How many Regional Management Corp. shares does Harpreet Rana still own?

After the reported transactions, Harpreet Rana directly owns 31,524 shares of Regional Management Corp. common stock. This figure reflects holdings following the sale of 14,978 shares on April 15, 2026 and 3,009 shares on April 14, 2026.

What is Harpreet Rana’s role at Regional Management Corp.?

Harpreet Rana serves as executive vice president and chief financial and administrative officer at Regional Management Corp. This senior leadership position oversees the company’s finance and administrative functions and is subject to insider reporting requirements like the Form 4 filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/16/2026 - 04:30 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rana Harpreet

(Last) (First) (Middle)

C/O REGIONAL MANAGEMENT CORP.

979 BATESVILLE ROAD, SUITE B

(Street)

GREER SOUTH CAROLINA 29651

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Fin & Admin Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/14/2026		S(1)		3,009	D	$38.06(2)	46,502	D
Common Stock	04/15/2026		S(1)		14,978	D	$38.09(3)	31,524	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.38, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.44, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

	/s/ Catherine R. Atwood, attorney-in-fact	04/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)