STOCK TITAN

Regional Management (NYSE: RM) EVP sells 8,457 shares under 10b5-1 plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Regional Management Corp. executive Brian J. Fisher reported planned stock sales under a Rule 10b5-1 trading plan. On April 14, he sold 3,000 shares of Common Stock in open-market transactions at a weighted average price of $38.07 per share, with individual trades ranging from $38.00 to $38.44. On April 15, he sold an additional 5,457 shares at a weighted average price of $38.09 per share, with trades between $38.00 and $38.38. Following these transactions, Fisher directly owns 27,745 shares of Regional Management Corp. common stock.

Positive

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Negative

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Insider Fisher Brian J.
Role EVP, Chief Strat/Dev Officer
Sold 8,457 shs ($322K)
Type Security Shares Price Value
Sale Common Stock 5,457 $38.09 $208K
Sale Common Stock 3,000 $38.07 $114K
Holdings After Transaction: Common Stock — 27,745 shares (Direct)
Footnotes (1)
  1. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.38, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.44, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
Shares sold April 14, 2026 3,000 shares Open-market sale of Common Stock at weighted avg price
Price April 14 sale <money>$38.07</money> per share Weighted average; trades from <money>$38.00</money> to <money>$38.44</money>
Shares sold April 15, 2026 5,457 shares Open-market sale of Common Stock at weighted avg price
Price April 15 sale <money>$38.09</money> per share Weighted average; trades from <money>$38.00</money> to <money>$38.38</money>
Total shares sold in filing 8,457 shares Aggregate of reported open-market sales
Shares owned after transactions 27,745 shares Direct ownership of Common Stock following sales
Rule 10b5-1 plan adoption date <date>December 10, 2025</date> Plan governing the reported sales
Rule 10b5-1 trading plan regulatory
"The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fisher Brian J.

(Last)(First)(Middle)
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE ROAD, SUITE B

(Street)
GREER SOUTH CAROLINA 29651

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Strat/Dev Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/14/2026S(1)3,000D$38.07(2)33,202D
Common Stock04/15/2026S(1)5,457D$38.09(3)27,745D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.38, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.44, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
/s/ Catherine R. Atwood, attorney-in-fact04/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did RM executive Brian J. Fisher report?

Brian J. Fisher reported open-market sales of Regional Management Corp. common stock totaling 8,457 shares. The transactions occurred on April 14 and April 15, 2026, and were executed at weighted average prices slightly above $38 per share, as disclosed in the Form 4 filing.

At what prices did Brian J. Fisher sell RM common stock?

Fisher’s April 14 sale had a weighted average price of $38.07, with trades from $38.00 to $38.44. His April 15 sale had a weighted average price of $38.09, with trades between $38.00 and $38.38, reflecting multiple executions within narrow ranges.

How many RM shares does Brian J. Fisher own after these sales?

After the reported transactions, Fisher directly owns 27,745 shares of Regional Management Corp. common stock. This post-transaction balance is stated in the Form 4 and reflects his remaining direct ownership position following the two open-market sales disclosed.

Were Brian J. Fisher’s RM stock sales made under a trading plan?

Yes. A footnote explains that the sales were effected under a Rule 10b5-1 trading plan adopted by Fisher on December 10, 2025. Such plans allow pre-scheduled transactions, providing a structured framework for insider trades over time.

How many RM shares did Brian J. Fisher sell in total in this Form 4?

The Form 4 shows Fisher sold a total of 8,457 shares of Regional Management Corp. common stock. This consists of 3,000 shares sold on April 14 and 5,457 shares sold on April 15, all categorized as open-market sales of non-derivative securities.