RM Form 144: 2,961 shares from option exercise

RM filing notifies of an intended disposition of 2,961 shares of Common Stock tied to an exercise of stock options effective 04/17/2026.

Rhea-AI Filing Summary

RM filing notifies of an intended disposition of 2,961 shares of Common Stock tied to an exercise of stock options effective 04/17/2026. The filing also lists 10b5-1 sales executed on 04/15/2026 (5,457 shares, $207,874.05) and 04/14/2026 (3,000 shares, $114,213.90) as transactions in the preceding three months.

Insights

Securities Counsel

Form 144 lists an option exercise and recent 10b5-1 sales by the reporting holder.

The filing records an exercise of stock options for 2,961 shares on 04/17/2026 and discloses prior 10b5-1 sale executions on 04/15/2026 and 04/14/2026. The entries appear administrative: they document intent and past transactions rather than a corporate action.

Cash‑flow treatment and purchaser details for the exercise are limited to the line item Cash; timing and settlement mechanics are standard matters for subsequent broker and transfer records.

Key Figures

Shares reported for exercise: 2,961 shares 10b5-1 sale on 04/15/2026: 5,457 shares Proceeds from 04/15/2026 sale: $207,874.05 +2 more

5 metrics

Shares reported for exercise 2,961 shares Exercise of stock options on 04/17/2026

10b5-1 sale on 04/15/2026 5,457 shares Proceeds $207,874.05

Proceeds from 04/15/2026 sale $207,874.05 10b5-1 sale of 5,457 shares

10b5-1 sale on 04/14/2026 3,000 shares Proceeds $114,213.90

Proceeds from 04/14/2026 sale $114,213.90 10b5-1 sale of 3,000 shares

Key Terms

10b5-1, Form 144, Exercise of Stock Options

3 terms

10b5-1 regulatory

"10b5-1 Sales for BRIAN JOSEPH FISHER 979 Batesville Road"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Exercise of Stock Options financial

"Securities To Be Sold | Exercise of Stock Options | Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does RM's Form 144 say about the 04/17/2026 transaction?

It reports an exercise of stock options for 2,961 shares dated 04/17/2026. The line item lists Cash under consideration and identifies the issuer as the source of the shares.

Were there recent open-market sales by the reporting holder for RM?

Yes. The filing lists 10b5-1 plan sales of 5,457 shares on 04/15/2026 for $207,874.05 and 3,000 shares on 04/14/2026 for $114,213.90. These are recorded as past three‑month transactions.

Does the Form 144 state who received the proceeds from the listed sales?

The excerpt identifies the transaction method (e.g., Cash) and that the issuer is the source for the option exercise. It does not specify detailed payee or allocation of sale proceeds in the provided lines.

Is the 2,961-share entry a sale or an acquisition?

The entry is labeled an exercise of stock options with the issuer as source and Cash listed; the line records the option exercise event rather than an explicit open‑market sale in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/17/2026 - 04:38 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001567382
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Regional Management Corp.
SEC File Number	001-35477
Address of Issuer	979 Batesville Road, Suite B Greer SOUTH CAROLINA 29651
Phone	8644487000
Name of Person for Whose Account the Securities are To Be Sold	BRIAN FISHER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2961	114116.94	9396929	04/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/17/2026	Exercise of Stock Options	Issuer			2961	04/17/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BRIAN JOSEPH FISHER 979 Batesville Road, Suite B Greer SC 29651	Common	04/15/2026	5457	207874.05
10b5-1 Sales for BRIAN JOSEPH FISHER 979 Batesville Road, Suite B Greer SC 29651	Common	04/14/2026	3000	114213.90

144: Remarks and Signature

Remarks
Date of Notice	04/17/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Brian Fisher
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)