Basswood affiliates buy 23,764 Regional shares

Basswood-affiliated reporting persons for Regional Management Corp. reported indirect grants totaling 27,828 shares and a 1,159-share sale in RM common stock.

Rhea-AI Filing Summary

Regional Management Corp. (RM) had affiliated reporting persons led by Basswood Capital Management, L.L.C. report net share activity in Common Stock. On September 2, 2026 they indirectly acquired 23,764 shares at $33.10 per share, bringing indirect holdings to 453,434 shares. On September 1, 2026 they also indirectly acquired 4,064 shares at $31.86 per share and sold 1,159 shares at $31.65 per share. All positions are reported as indirect and reference additional ownership details in exhibits; no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Net Seller: 1,159 shares

Net Sell 8 txns

Insider BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD FINANCIAL LONG ONLY FUND, L.P.

Role Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner

Sold 1,159 shs ($37K)

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $0.10 per share ("Common Stock") F1, F2	23,764	$33.10	$787K
Grant/Award	Common Stock F1, F2	4,064	$31.86	$129K
Sale	Common Stock F1, F3	1,159	$31.65	$37K
holding	Common Stock F1, F4	--	--	--
holding	Common Stock F1, F5	--	--	--
holding	Common Stock F1, F6	--	--	--
holding	Common Stock F1, F7	--	--	--
holding	Common Stock F1, F8	--	--	--

Holdings After Transaction: Common Stock, par value $0.10 per share ("Common Stock") — 453,434 shares (Indirect, See footnotes); Common Stock — 428,660 shares (Indirect, See footnotes)

Footnotes (8)

1. F1. See Exhibit 99.1.
2. F2. See Exhibit 99.1.
3. F3. See Exhibit 99.1.
4. F4. See Exhibit 99.1.
5. F5. See Exhibit 99.1.
6. F6. See Exhibit 99.1.
7. F7. See Exhibit 99.1.
8. F8. See Exhibit 99.1.

Key Figures

Indirect shares acquired September 2, 2026: 23,764 shares at $33.10 per share Indirect shares acquired September 1, 2026: 4,064 shares at $31.86 per share Indirect shares sold September 1, 2026: 1,159 shares at $31.65 per share +2 more

5 metrics

Indirect shares acquired September 2, 2026 23,764 shares at $33.10 per share Grant, award, or other acquisition of RM common stock

Indirect shares acquired September 1, 2026 4,064 shares at $31.86 per share Grant, award, or other acquisition of RM common stock

Indirect shares sold September 1, 2026 1,159 shares at $31.65 per share Sale of RM common stock

Indirect holdings after September 2, 2026 transaction 453,434 shares Total RM common stock indirectly held following latest acquisition

Net buy/sell shares reported 1,159 shares net sell Net of buy/sell transactions in the filing’s transaction summary

Key Terms

Director-by-Deputization, indirect, Rule 10b5-1

3 terms

Director-by-Deputization regulatory

"each reporting person is noted as "Director-by-Deputization""

indirect financial

"All positions are reported as indirect and reference additional ownership"

Rule 10b5-1 regulatory

"no Rule 10b5-1 trading plan is reported"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions in RM stock did Basswood entities report on this Form 4?

Basswood-affiliated reporting persons reported indirect acquisitions of 23,764 shares on September 2, 2026 and 4,064 shares on September 1, 2026, plus an indirect sale of 1,159 shares on September 1, 2026, all in Regional Management Corp. common stock.

How many RM shares do the reporting persons indirectly hold after these transactions?

After the September 2, 2026 acquisition, the reporting persons show 453,434 shares of Regional Management Corp. common stock held indirectly, with the nature of this ownership described in referenced exhibits.

At what prices were the RM share transactions reported on this Form 4?

The reporting persons acquired 23,764 shares at $33.10 per share and 4,064 shares at $31.86 per share, and sold 1,159 shares at $31.65 per share, all in Regional Management Corp. common stock.

Are the RM insider holdings reported as direct or indirect ownership?

All Regional Management Corp. holdings on this Form 4 are reported as indirect ownership, with the specific nature of ownership and involved entities referenced to exhibits noted in the footnotes.

Was a Rule 10b5-1 trading plan involved in these RM insider transactions?

No. The Form 4 indicates that no Rule 10b5-1 trading plan is reported for these Regional Management Corp. transactions.

Who are the reporting persons associated with this RM Form 4 filing?

Reporting persons include Basswood Capital Management, L.L.C., Basswood Financial Long Only Fund, L.P., and individuals Matthew A. Lindenbaum and Bennett D. Lindenbaum, each described as a director and ten percent owner by deputization for Regional Management Corp.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 05:28 PM EDT Accepted by SEC EDGAR 09/03/2026 - 05:27 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.10 per share ("Common Stock")	09/02/2026		A		23,764	A	$33.1	453,434	I	See footnotes(1)(2)
Common Stock	09/01/2026		A		4,064	A	$31.86	429,670	I	See footnotes(1)(2)
Common Stock	09/01/2026		S		1,159	D	$31.65	23,118	I	See footnotes(1)(3)
Common Stock								261,307	I	See footnotes(1)(4)
Common Stock								4,908	I	See footnotes(1)(5)
Common Stock								103,611	I	See footnotes(1)(6)
Common Stock								968	I	See footnotes(1)(7)
Common Stock								34,748	I	See footnotes(1)(8)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

LINDENBAUM MATTHEW A

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

LINDENBAUM BENNETT D

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD FINANCIAL LONG ONLY FUND, L.P.

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

Explanation of Responses:

1. See Exhibit 99.1.

2. See Exhibit 99.1.

3. See Exhibit 99.1.

4. See Exhibit 99.1.

5. See Exhibit 99.1.

6. See Exhibit 99.1.

7. See Exhibit 99.1.

8. See Exhibit 99.1.

Remarks:

Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures

	/s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C.	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)