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Regional Management (RM) CEO awarded 36,613 common shares, now holds 45,734

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lamba Lakhbir S. reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. reported that President and CEO Lakhbir S. Lamba received a grant of 36,613 shares of common stock on May 13, 2026. The award carried a stated price of $0.00 per share, indicating it was granted rather than purchased in the market. Following this grant, Lamba directly holds a total of 45,734 shares of Regional Management common stock.

Positive

  • None.

Negative

  • None.
Insider Lamba Lakhbir S.
Role President and CEO
Type Security Shares Price Value
Grant/Award Common Stock 36,613 $0.00 --
Holdings After Transaction: Common Stock — 45,734 shares (Direct, null)
Footnotes (1)
Shares granted 36,613 shares Common Stock grant on May 13, 2026
Grant price per share $0.00 per share Stated transaction price for the award
Total shares after grant 45,734 shares CEO direct holdings following the transaction
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Common Stock financial
"security_title: "Common Stock" in the reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
direct ownership financial
"ownership_type: "direct" with ownership_code "D" for the shares"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lamba Lakhbir S.

(Last)(First)(Middle)
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE RD., SUITE B

(Street)
GREER SOUTH CAROLINA 29651

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026A36,613A$045,734D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Catherine R. Atwood, attorney-in-fact05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Regional Management (RM) report for Lakhbir S. Lamba?

Regional Management reported that President and CEO Lakhbir S. Lamba received a grant of 36,613 shares of common stock on May 13, 2026. This was classified as a grant or award acquisition rather than a market purchase.

How many Regional Management (RM) shares does Lakhbir S. Lamba hold after this grant?

After the May 13, 2026 grant, Lakhbir S. Lamba directly holds 45,734 shares of Regional Management common stock. This total reflects the newly granted 36,613 shares added to his prior direct holdings as reported in the filing.

Was the Regional Management (RM) CEO’s Form 4 transaction a purchase or a grant?

The Form 4 transaction for Regional Management’s CEO was reported with code A, described as a grant, award, or other acquisition. The shares were recorded at a price of $0.00 per share, confirming they were granted rather than bought in the open market.

What does transaction code A mean in the Regional Management (RM) Form 4 filing?

Transaction code A in the Regional Management Form 4 is described as a grant, award, or other acquisition of common stock. It indicates the insider received shares from the company, not through a market trade, consistent with the 36,613-share award to the CEO.

Is the CEO’s ownership in Regional Management (RM) direct or indirect after this transaction?

The filing classifies the CEO’s post-transaction ownership of 45,734 shares as direct, using ownership code D. There is no indication in the provided data of indirect holdings through entities such as trusts, partnerships, or family investment vehicles.