STOCK TITAN

Regional Management (NYSE: RM) CFO awarded 14,645 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rana Harpreet reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. reported that EVP and Chief Financial & Administrative Officer Harpreet Rana received a grant of 14,645 shares of Common Stock. The shares were awarded at a price of $0.00 per share, increasing Rana’s directly held stake to 46,169 shares following the grant.

Positive

  • None.

Negative

  • None.
Insider Rana Harpreet
Role EVP, Chief Fin & Admin Officer
Type Security Shares Price Value
Grant/Award Common Stock 14,645 $0.00 --
Holdings After Transaction: Common Stock — 46,169 shares (Direct, null)
Footnotes (1)
Shares granted 14,645 shares Common Stock grant coded as acquisition (A)
Grant price $0.00 per share Recorded price for awarded Common Stock
Shares owned after transaction 46,169 shares Direct Common Stock holdings following the grant
Number of acquisition transactions 1 transaction Single grant/award acquisition reported in summary
Reported sale transactions 0 transactions No sales or dispositions in transaction summary
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rana Harpreet

(Last)(First)(Middle)
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE ROAD, SUITE B

(Street)
GREER SOUTH CAROLINA 29651

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Fin & Admin Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026A14,645A$046,169D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Catherine R. Atwood, attorney-in-fact05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Regional Management (RM) report for Harpreet Rana?

Regional Management reported that EVP and Chief Financial & Administrative Officer Harpreet Rana received a grant of 14,645 shares of Common Stock. The award was recorded at $0.00 per share and is classified as a grant or other acquisition rather than an open-market purchase.

How many Regional Management (RM) shares does Harpreet Rana hold after the Form 4 grant?

After the grant, Harpreet Rana directly holds 46,169 shares of Regional Management Common Stock. This total includes the newly awarded 14,645 shares and represents her direct ownership position as disclosed, with no derivative securities reported in this filing excerpt.

Was Harpreet Rana’s Regional Management (RM) share grant an open-market purchase?

No, the transaction is coded "A" as a grant, award, or other acquisition, not an open-market purchase. The shares were recorded at $0.00 per share, indicating a compensation-related award rather than a discretionary buy in the public market.

Does the Form 4 for Regional Management (RM) show any share sales by Harpreet Rana?

The disclosed Form 4 data shows only one acquisition transaction, a 14,645-share grant. There are no reported sales, dispositions, or derivative exercises in this excerpt, and transaction summary counts for sales and exercises are all listed as zero.

What does transaction code "A" mean in the Regional Management (RM) Form 4?

Transaction code "A" in this Form 4 indicates a grant, award, or other acquisition of securities. For Harpreet Rana, it reflects a 14,645-share Common Stock award at $0.00 per share, categorized as a compensation-related acquisition rather than a market trade.