Regional Management insiders sell 35,550 shares

Q: How many RM shares were sold, and at what prices?

Sales across November 3, 4 and 5 totaled 35,550 shares in 14 reported transactions. The reported per-share prices were $39.00 on November 3, $39.80 on November 4 and $40.01 on November 5, 2026.

A November 3 transaction reported 19,244 shares held after a 3,874-share sale.

Available on EDGAR 11/05/2026 - 07:18 PM EST Accepted by SEC EDGAR 11/05/2026 - 07:18 PM EST

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Fourteen reported indirect common-stock sales involving Regional Management Corp. (RM) totaled 35,550 shares across November 3–5, 2026. The listed reporting persons include Matthew A. Lindenbaum and Bennett D. Lindenbaum, each identified as a director-by-deputation. Sales were priced at $39.00 per share on November 3, $39.80 on November 4 and $40.01 on November 5.

Insider Trade Summary

Net Seller: 35,550 shares

Net Sell 14 txns

Insider BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD FINANCIAL FUND, L.P., Basswood Financial Fund, Ltd.

Sold 35,550 shs ($1.41M)

Type	Security	Shares	Price	Value
Sale	Common Stock ^{F1, F2}	17	$40.01	$680.17
Sale	Common Stock ^{F1, F3}	2	$40.01	$80.02
Sale	Common Stock ^{F1, F4}	41	$40.01	$2K
Sale	Common Stock ^{F1, F5}	1	$40.01	$40.01
Sale	Common Stock ^{F1, F6}	16	$40.01	$640.16
Sale	Common Stock ^{F1, F2}	5,353	$39.80	$213K
Sale	Common Stock ^{F1, F3}	661	$39.80	$26K
Sale	Common Stock ^{F1, F4}	13,369	$39.80	$532K
Sale	Common Stock ^{F1, F5}	265	$39.80	$11K
Sale	Common Stock ^{F1, F6}	5,106	$39.80	$203K
Sale	Common Stock, par value $0.10 per share ("Common Stock") ^{F1, F3}	3,874	$39.00	$151K
Sale	Common Stock ^{F1, F4}	4,829	$39.00	$188K
Sale	Common Stock ^{F1, F5}	90	$39.00	$4K
Sale	Common Stock ^{F1, F6}	1,926	$39.00	$75K
Holding	Common Stock ^{F1, F7}	--	--	--
Holding	Common Stock ^{F1, F8}	--	--	--

Holdings After Transaction: Common Stock, par value $0.10 per share ("Common Stock") — 19,244 shares (Indirect, See footnotes); Common Stock — 132,279 shares (Indirect, See footnotes)

Holdings Before and After: Common Stock, par value $0.10 per share ("Common Stock"), 23,118 to 19,244 shares (Indirect, See footnotes)

Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (8)

F1. See Exhibit 99.1.
F2. See Exhibit 99.1.
F3. See Exhibit 99.1.
F4. See Exhibit 99.1.
F5. See Exhibit 99.1.
F6. See Exhibit 99.1.
F7. See Exhibit 99.1.
F8. See Exhibit 99.1.

Key Figures

Shares sold: 35,550 shares Reported sales: 14 transactions Sale price per share: $39.00 +4 more

7 metrics

Shares sold 35,550 shares Reported total across 14 sales

Reported sales 14 transactions November 3–5, 2026

Sale price per share $39.00 November 3, 2026

Sale price per share $39.80 November 4, 2026

Sale price per share $40.01 November 5, 2026

Shares sold in one transaction 3,874 shares November 3, 2026

Shares following one transaction 19,244 shares Reported after a November 3, 2026 sale

Key Terms

Director-by-Deputation, indirect, non-derivative

3 terms

Director-by-Deputation regulatory

"identified as Director-by-Deputation"

indirect regulatory

"ownership type is indirect"

non-derivative regulatory

"transaction type is non-derivative"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RM shares were sold, and at what prices?

Sales across November 3, 4 and 5 totaled 35,550 shares in 14 reported transactions. The reported per-share prices were $39.00 on November 3, $39.80 on November 4 and $40.01 on November 5, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

(Last)

(First)

(Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $0.10 per share ("Common Stock")	11/03/2026		S		3,874	D	$39	19,244	I	See footnotes⁽¹⁾⁽³⁾
Common Stock	11/03/2026		S		4,829	D	$39	256,478	I	See footnotes⁽¹⁾⁽⁴⁾
Common Stock	11/03/2026		S		90	D	$39	4,818	I	See footnotes⁽¹⁾⁽⁵⁾
Common Stock	11/03/2026		S		1,926	D	$39	101,685	I	See footnotes⁽¹⁾⁽⁶⁾
Common Stock	11/04/2026		S		5,353	D	$39.8	448,081	I	See footnotes⁽¹⁾⁽²⁾
Common Stock	11/04/2026		S		661	D	$39.8	18,583	I	See footnotes⁽¹⁾⁽³⁾
Common Stock	11/04/2026		S		13,369	D	$39.8	243,109	I	See footnotes⁽¹⁾⁽⁴⁾
Common Stock	11/04/2026		S		265	D	$39.8	4,553	I	See footnotes⁽¹⁾⁽⁵⁾
Common Stock	11/04/2026		S		5,106	D	$39.8	96,579	I	See footnotes⁽¹⁾⁽⁶⁾
Common Stock	11/05/2026		S		17	D	$40.01	448,064	I	See footnotes⁽¹⁾⁽²⁾
Common Stock	11/05/2026		S		2	D	$40.01	18,581	I	See footnotes⁽¹⁾⁽³⁾
Common Stock	11/05/2026		S		41	D	$40.01	243,068	I	See footnotes⁽¹⁾⁽⁴⁾
Common Stock	11/05/2026		S		1	D	$40.01	4,552	I	See footnotes⁽¹⁾⁽⁵⁾
Common Stock	11/05/2026		S		16	D	$40.01	96,563	I	See footnotes⁽¹⁾⁽⁶⁾
Common Stock								968	I	See footnotes⁽¹⁾⁽⁷⁾
Common Stock								34,748	I	See footnotes⁽¹⁾⁽⁸⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

1. Name and Address of Reporting Person^*

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

(Last)

(First)

(Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

LINDENBAUM MATTHEW A

(Last)

(First)

(Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

LINDENBAUM BENNETT D

(Last)

(First)

(Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD FINANCIAL LONG ONLY FUND, L.P.

(Last)

(First)

(Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD OPPORTUNITY PARTNERS, L.P.

(Last)

(First)

(Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD FINANCIAL FUND, L.P.

(Last)

(First)

(Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

Basswood Financial Fund, Ltd.

(Last)

(First)

(Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

Explanation of Responses:

1. See Exhibit 99.1.

2. See Exhibit 99.1.

3. See Exhibit 99.1.

4. See Exhibit 99.1.

5. See Exhibit 99.1.

6. See Exhibit 99.1.

7. See Exhibit 99.1.

8. See Exhibit 99.1.

Remarks:

Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures

	BASSWOOD CAPITAL MANAGEMENT, L.L.C. /s/ Matthew Lindenbaum, Managing Member	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

Regional Management insiders sell 35,550 shares

Rhea-AI Filing Summary

Insider Trade Summary

Key Figures

Key Terms

FAQ

How many RM shares were sold, and at what prices?

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