Regional Management holder proposes $40 share sale

Available on EDGAR 11/05/2026 - 08:50 PM EST Accepted by SEC EDGAR 11/05/2026 - 08:50 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Regional Management Corp. (RM) reports a Rule 144 notice by 10% stockholder Basswood Financial Fund, Ltd. for the proposed sale of 1 share of common stock through Jones Trading Institutional Services LLC on November 5, 2026; the listed aggregate market value is $40. Shares outstanding were 8,947,424 as of October 27, 2026. Basswood reported sales of 90 shares on November 3 and 265 shares on November 4. Marc Samit, Principal and Chief Operating Officer of Basswood Capital Management, L.L.C., signed for the investment manager.

Key Figures

Shares proposed for sale: 1 share Aggregate market value: $40 Shares outstanding: 8,947,424 shares +5 more

8 metrics

Shares proposed for sale 1 share Approximate sale date: November 5, 2026

Aggregate market value $40 Proposed sale

Shares outstanding 8,947,424 shares As of October 27, 2026

Closing price $39.50 per share November 4, 2026

Recent shares sold 90 shares November 3, 2026

Recent sale amount $3,510.00 November 3, 2026

Recent shares sold 265 shares November 4, 2026

Recent sale amount $10,547.00 November 4, 2026

Key Terms

Rule 144, 10% Stockholder, Aggregate Market Value, shares outstanding

4 terms

Rule 144 regulatory

"all other persons included in that definition"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10% Stockholder regulatory

"10% Stockholder"

Aggregate Market Value financial

"The Aggregate Market Value is based on the closing price"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

shares outstanding financial

"The Number of Shares Outstanding is based on"

Shares outstanding are the total number of a company’s stock units held by all shareholders, including institutional investors and company insiders — think of them as the total number of slices of the company’s ownership pie. Investors use this number to calculate how much of the company each share represents, and it directly affects per-share measures like earnings per share, ownership percentage and valuation; when the slice count changes, an investor’s claim and the company’s per-share metrics change too.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RM shares is Basswood Financial Fund proposing to sell?

Basswood Financial Fund, Ltd. gave notice of a proposed sale of 1 share of Regional Management Corp. common stock through Jones Trading Institutional Services LLC on November 5, 2026, with a listed aggregate market value of $40.

What RM shares did Basswood Financial Fund sell recently?

Basswood Financial Fund, Ltd. reported selling 90 shares on November 3, 2026, for $3,510.00 and 265 shares on November 4, 2026, for $10,547.00.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0000947724
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Regional Management Corp.
SEC File Number	001-35477
Address of Issuer	979 Batesville Road, Suite B Greer SOUTH CAROLINA 29651
Phone	864-448-7000
Name of Person for Whose Account the Securities are To Be Sold	Basswood Financial Fund, Ltd.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 ("Common Stock")	Jones Trading Institutional Services LLC 555 St. Charles Drive, Suite 200 Thousand Oaks CA 91360	1	40	8947424	11/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2014	(3)	Open Market and/or Transfers from Affiliate			4553	03/24/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Fund, Ltd. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	11/03/2026	90	3510.00
Basswood Financial Fund, Ltd. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	11/04/2026	265	10547.00

144: Remarks and Signature

Remarks	(1) The Aggregate Market Value is based on the closing price of $39.50 of the Common Stock on November 4, 2026. (2) The Number of Shares Outstanding is based on the number of shares of Common Stock outstanding as of October 27, 2026, as reported by the issuer in its most recent 10-Q filing, which was filed with the Commission on October 30, 2026. (3) Basswood Financial Fund, Ltd. obtained the shares of Common Stock listed in Table I through open market purchases and transfers from Affiliates, from March 2014 through May 2024.
Date of Notice	11/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	By: Basswood Capital Management, L.L.C., its investment manager; By: /s/ Marc Samit, Principal and Chief Operating Officer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)