Director at Regional Management (NYSE: RM) reverses prior share acquisition

Rhea-AI Filing Summary

Regional Management Corp. director Campos Roel C filed an amended insider report to correct a previously reported share acquisition. The amendment explains that an earlier acquisition, triggered by inadvertent automatic enrollment in a dividend reinvestment program, was fully rescinded by the broker the next day. Following this correction, Campos is shown as directly holding 114,201 shares of Common Stock, with no net change in his ownership from the reversed transaction.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Campos Roel C

Role Director

Type	Security	Shares	Price	Value
Other	Common Stock	0	$0.00	--

Holdings After Transaction: Common Stock — 114,201 shares (Direct)

Footnotes (1)

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Key Figures

Shares held after amendment: 114,201 shares Transaction date: March 12, 2026 Rescission date: April 9, 2026

3 metrics

Shares held after amendment 114,201 shares Total shares of Common Stock directly owned following corrected transaction

Transaction date March 12, 2026 Date of the reported Common Stock transaction in the Form 4/A

Rescission date April 9, 2026 Date broker rescinded inadvertent dividend reinvestment transaction

Key Terms

Form 4/A, dividend reinvestment program, Other acquisition or disposition, Common Stock

4 terms

Form 4/A regulatory

"reported on the Form 4 filed on April 8, 2026"

Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

dividend reinvestment program financial

"inadvertent automatic enrollment in a dividend reinvestment program"

A dividend reinvestment program lets investors automatically use cash dividends to buy more shares of the same company instead of taking the money as cash. Think of it like an automatic savings plan that turns small payouts into additional ownership, often including fractional shares, which can speed up compound growth and reduce the need for manual buying decisions — a convenience that can boost long-term returns for shareholders.

Other acquisition or disposition regulatory

"transaction_code_description": "Other acquisition or disposition""

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Campos Roel C

(Last) (First) (Middle)

C/O REGIONAL MANAGEMENT CORP.

979 BATESVILLE ROAD, SUITE B

(Street)

GREER SOUTH CAROLINA 29651

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
04/08/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/12/2026		J(1)		0	A	$0	114,201	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This amendment is being filed solely to reverse the acquisition of shares from the inadvertent automatic enrollment in a dividend reinvestment program reported on the Form 4 filed on April 8, 2026. The one-time transaction was rescinded by the Reporting Person's broker on April 9, 2026.

	/s/ Catherine R. Atwood, attorney-in-fact	04/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What does Regional Management (RM) director Campos Roel C report in this Form 4/A?

The Form 4/A shows Campos Roel C filed an amendment to reverse a previously reported acquisition of Regional Management common shares. The original transaction arose from inadvertent automatic enrollment in a dividend reinvestment program and was rescinded by his broker the next day.

Why was the prior Regional Management (RM) share acquisition reversed?

The prior acquisition was reversed because it resulted from inadvertent automatic enrollment in a dividend reinvestment program. According to the filing, the one-time transaction was rescinded by the reporting person’s broker on April 9, 2026, effectively undoing the earlier share purchase.

How many Regional Management (RM) shares does Campos Roel C hold after this amendment?

After the amendment, Campos Roel C is reported as directly holding 114,201 shares of Regional Management common stock. This reflects his position following reversal of the inadvertent dividend reinvestment transaction originally reported in the Form 4 filed on April 8, 2026.

What transaction code is used in this Regional Management (RM) Form 4/A filing?

The filing uses transaction code J, which indicates an “Other acquisition or disposition” of non-derivative securities. In this case, the code reflects an administrative correction related to a rescinded dividend reinvestment transaction rather than a typical open-market buy or sell.

Does the Form 4/A for Regional Management (RM) indicate buying or selling by Campos Roel C?

The Form 4/A does not show a new buy or sell; it records an “other transaction” to reverse a previously reported acquisition. The amendment notes that the dividend reinvestment program transaction was rescinded, leaving Campos’s reported holdings unchanged at 114,201 shares.