Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Regional Management Corp. (NYSE: RM) SEC filings, offering a detailed view of how the diversified consumer finance company reports its operations, funding, and governance. Regional Management specializes in secured, fixed-rate, fixed-term installment loans primarily for customers with limited access to traditional bank and credit card credit, and its filings explain how this business model is structured and financed.
Investors can review Form 10-K annual reports and Form 10-Q quarterly reports to see disclosures on net finance receivables, interest and fee income, insurance income, credit loss provisions, delinquency trends, and funding arrangements such as senior revolving credit facilities, warehouse credit agreements, and asset-backed securitizations. These filings also describe risk factors related to credit performance, regulation, liquidity, interest rates, technology, and competition.
Form 8-K current reports for RM document material events, including quarterly and annual earnings releases, completion of securitizations like the Regional Management Issuance Trust transactions, amendments to credit facilities, stock repurchase authorizations, dividend declarations, and executive leadership changes such as the appointment of a new President and Chief Executive Officer. Exhibits to these 8-Ks often include press releases, investor presentations, and key financing agreements.
Through this page, users can also locate proxy statements and executive compensation disclosures, as well as Form 4 insider transaction reports that show purchases, sales, or equity awards involving Regional Management’s officers and directors. Stock Titan enhances these filings with AI-powered summaries that highlight important sections, explain complex financing structures, and clarify how changes in credit facilities or securitizations may affect leverage and liquidity. Real-time updates from EDGAR ensure that new RM filings, from 10-Ks and 10-Qs to 8-Ks and Form 4s, are quickly available with concise AI explanations.
Regional Management Corp. executive reports tax-related share withholding. An officer of Regional Management Corp., serving as EVP and Chief Strategy/Development Officer, reported two transactions in the company’s common stock on 12/31/2025.
The filing shows dispositions of 1,589 shares and 3,657 shares of common stock at a reference price of $38.75 per share, coded as "F" transactions. The code "F" indicates shares were withheld by the issuer to satisfy tax withholding obligations tied to equity awards rather than sold in the open market.
After these non-market transactions, the officer directly beneficially owned 39,859 and then 36,202 shares of Regional Management Corp. common stock, as reported in the form.
Regional Management Corp. insider reports tax-related share withholdings
Catherine R. Atwood, Senior Vice President and General Counsel of Regional Management Corp., reported two non-market transactions in company common stock on 12/31/2025. A total of 703 shares were withheld at a price of $38.75 to cover tax obligations upon settlement of performance restricted stock units, and an additional 2,228 shares were withheld at $38.75 upon vesting of restricted stock. These are administrative, tax-withholding entries rather than open-market sales or purchases. Following these transactions, Atwood directly beneficially owned 46,942 shares of Regional Management common stock.
Regional Management Corp. reported insider equity transactions by its EVP, Chief Financial & Administrative Officer. On 12/31/2025, the officer had 2,041 shares of common stock withheld at $38.75 per share to cover tax obligations upon settlement of performance restricted stock units, leaving 56,011 shares beneficially owned directly. On the same date, an additional 6,500 shares were withheld at $38.75 per share to satisfy tax withholding upon vesting of restricted stock, leaving 49,511 shares beneficially owned directly. Both transactions are explicitly described as non-market events related to tax withholding, rather than open market purchases or sales.
Regional Management Corp. executive vice president and chief credit risk officer filed an ownership update after non-market share transactions on 12/31/2025. The filing reports that 816 shares of common stock were withheld at $38.75 per share to cover tax withholding when performance restricted stock units settled, and an additional 2,124 shares were withheld at the same price to cover taxes on vesting of restricted stock. After these tax-related withholdings, the executive beneficially owned 58,151 and then 56,027 shares of common stock in direct ownership, reflecting administrative share reductions rather than open-market sales.
Regional Management Corp. reported an insider share withholding related to equity compensation. A company officer, the VP and Chief Accounting Officer, reported that on 12/31/2025, 1,392 shares of Regional Management common stock were withheld at a price of $38.75 per share to satisfy tax obligations upon the vesting of restricted stock. After this non-market transaction, the officer beneficially owned 19,946 shares directly.
Regional Management Corp. director and 10% owner affiliates reported insider sales of common stock. On December 9, 2025, affiliated entities reported several open-market sales of Regional Management Corp. common stock at $36.68 per share. On December 10, 2025, additional sales were reported at $37.8 per share, including a sale of 25,514 shares at that price. The reporting persons hold their positions indirectly through various Basswood Capital Management–related entities, and the filing shows that they continue to beneficially own substantial amounts of Regional Management Corp. common stock after these transactions.
Basswood Opportunity Partners, LP filed a notice of proposed sale under Rule 144 to sell 16,740 shares of common stock, with an aggregate market value of $616,869, on the NYSE. The filing shows 9,712,805 shares of this common stock outstanding. A broker, J.P. Morgan Securities LLC, is listed to handle the trade.
The seller acquired 319,351 shares on 03/24/2014 through open-market purchases and/or transfers from an affiliate, paid in cash. Over the past three months, Basswood Opportunity Partners, LP has already sold several blocks of the same common stock, including 12,477 shares on 11/25/2025 for gross proceeds of $460,151.76 and 7,828 shares on 12/09/2025 for $284,939.20.
Basswood Financial Long Only Fund, Ltd. has filed a Form 144 indicating an intention to sell 283 shares of common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The aggregate market value of these planned sales is listed as $10,428.55, and the issuer had 9,712,805 shares outstanding of this class at the time stated.
The filer previously acquired 5,008 common shares on 03/24/2014 via open market purchases and/or transfers from affiliates, paid in cash. Over the past three months, the same fund has already sold common stock in several small transactions, including 177 shares on 11/25/2025 for $6,527.76 and 144 shares on 11/24/2025 for $5,257.00, among other modest trades. The signer represents that they are not aware of any undisclosed material adverse information about the issuer.
A shareholder of RM filed a Form 144 notice to sell 1,320 shares of common stock, with an aggregate market value of 48,642, through J.P. Morgan Securities LLC on the NYSE. The filing notes that 9,712,805 shares of common stock are outstanding. The seller originally acquired 28,072 shares on 03/24/2014 in open market purchases and transfers from affiliates, paid in cash.
Over the past three months, the same seller has completed several sales of RM common stock, including 4,963 shares on 11/21/2025 for gross proceeds of 181,348, along with smaller trades on 11/24/2025, 11/25/2025, 11/26/2025, and 12/01/2025. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Basswood Capital Management, LLC has filed a notice to sell 25,514 shares of common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The shares have an aggregate market value of $940,190.9, and the issuer has 9,712,805 shares of this class outstanding. The approximate sale date indicated is 12/10/2025.
Over the past three months, Basswood Capital Management, LLC has already sold several blocks of the same common stock, including 11,870 shares on 11/25/2025 for gross proceeds of $437,765.6 and 34,810 shares on 11/21/2025 for gross proceeds of $1,271,957. The signer represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.