Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Regional Management Corp. filings document the formal record for a consumer finance company operating as Regional Finance. Periodic and current reports describe installment-loan revenue, originations, net finance receivables, credit losses, delinquencies, provisions for credit losses and funding used to support the loan portfolio.
Form 8-K disclosures cover results of operations, dividend declarations, Regulation FD presentations and material agreements tied to the company’s capital and lending platform, including its Senior Revolving Credit Facility, RMR IV warehouse facility and program management agreement with Column N.A. Proxy materials document board matters, executive compensation, equity awards and shareholder voting items. The filings also address liquidity covenants, receivables financing, risk management and governance matters relevant to the company’s consumer lending model.
Basswood Financial Long Only Fund, Ltd. has filed a Form 144 indicating an intention to sell 283 shares of common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The aggregate market value of these planned sales is listed as $10,428.55, and the issuer had 9,712,805 shares outstanding of this class at the time stated.
The filer previously acquired 5,008 common shares on 03/24/2014 via open market purchases and/or transfers from affiliates, paid in cash. Over the past three months, the same fund has already sold common stock in several small transactions, including 177 shares on 11/25/2025 for $6,527.76 and 144 shares on 11/24/2025 for $5,257.00, among other modest trades. The signer represents that they are not aware of any undisclosed material adverse information about the issuer.
A shareholder of RM filed a Form 144 notice to sell 1,320 shares of common stock, with an aggregate market value of 48,642, through J.P. Morgan Securities LLC on the NYSE. The filing notes that 9,712,805 shares of common stock are outstanding. The seller originally acquired 28,072 shares on 03/24/2014 in open market purchases and transfers from affiliates, paid in cash.
Over the past three months, the same seller has completed several sales of RM common stock, including 4,963 shares on 11/21/2025 for gross proceeds of 181,348, along with smaller trades on 11/24/2025, 11/25/2025, 11/26/2025, and 12/01/2025. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Basswood Capital Management, LLC has filed a notice to sell 25,514 shares of common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The shares have an aggregate market value of $940,190.9, and the issuer has 9,712,805 shares of this class outstanding. The approximate sale date indicated is 12/10/2025.
Over the past three months, Basswood Capital Management, LLC has already sold several blocks of the same common stock, including 11,870 shares on 11/25/2025 for gross proceeds of $437,765.6 and 34,810 shares on 11/21/2025 for gross proceeds of $1,271,957. The signer represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
RM filed a Form 144 notice for a proposed sale of 316 shares of its common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The filing cites an aggregate market value of 11644.6 for these shares, while 9,712,805 shares of common stock were outstanding.
The seller acquired 6,278 shares of common stock on 03/24/2014 in an open-market and/or affiliate transfer transaction paid in cash. The notice also lists recent sales in the past three months by Basswood Financial Fund, Ltd., including 374 shares sold on 11/21/2025 for 13665 and 234 shares sold on 11/25/2025 for 8629.92.
RM received a Form 144 notice indicating that Basswood Financial Fund, LP plans to sell 6,605 shares of its Common Stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The filing lists an aggregate market value of $243,394.25 for the proposed sale and notes that 9,712,805 shares of this class are outstanding.
The seller reports that 124,269 shares of Common Stock were acquired on 03/24/2014 via open market purchases and/or transfers from affiliates for cash. Over the past three months, Basswood has already sold several blocks of RM Common Stock, including 4,926 shares on 11/25/2025 for $181,670.88 and 3,091 shares on 12/09/2025 for $112,512.40.
RM stockholder filed a Form 144 notice to sell up to 7,828 shares of Common Stock, par value $0.10, with an aggregate market value of $284,939.2 through J.P. Morgan Securities LLC on the NYSE around 12/09/2025. The filing notes 9,712,805 shares of this class outstanding.
The shares to be sold were originally acquired on 03/24/2014 in open market transactions and/or transfers from an affiliate, with 319,351 shares acquired for cash on that date. The notice also lists recent sales over the past three months by Basswood Opportunity Partners, LP, including 12,477 shares sold on 11/25/2025 for gross proceeds of $460,151.76 and additional smaller blocks sold on nearby dates.
Basswood Financial Fund, LP filed a notice of proposed sale of 3,091 shares of Common Stock of RM on the NYSE under Rule 144. These shares have an indicated aggregate market value of $112,512.40, compared with 9,712,805 Common Stock shares outstanding for the issuer. The fund acquired 124,269 shares of Common Stock on 03/24/2014 through open market transactions and/or transfers from affiliates, paid in cash.
During the three months before this notice, Basswood Financial Fund, LP reported several sales of the same issuer’s Common Stock, including 4,926 shares on 11/25/2025 for gross proceeds of $181,670.88 and 4,279 shares on 11/24/2025 for $156,226.00. The fund represents that it is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Basswood Financial Fund, Ltd filed a Form 144 notice covering a planned sale of 138 shares of common stock, par value $0.10, on the NYSE. The shares listed for sale have an aggregate market value of 5023.2, while 9,712,805 shares of this class are shown as outstanding. The filing names J.P. Morgan Securities LLC as broker and indicates the common stock was originally acquired on 03/24/2014 for cash, in open-market and/or affiliate transfer transactions totaling 6,278 shares.
The notice also details recent selling activity over the prior three months, with multiple small common stock sales on 11/21/2025, 11/24/2025, 11/25/2025, 11/26/2025, and 12/01/2025. Individual trades ranged from 14 to 374 shares, generating gross proceeds between 525 and 13,665 for each transaction.
Regional Management Corp. director reports open-market stock sales. A board member of Regional Management Corp. sold 4,420 shares of common stock on 12/02/2025 at a weighted average price of $37.44, followed by a sale of 5,580 shares on 12/03/2025 at a weighted average price of $37.46.
After these transactions, the director directly owned 108,689 shares following the first sale and 103,109 shares after the second sale. The filing notes that each reported price is a weighted average reflecting multiple trades within ranges of $37.40–$37.72 and $37.13–$37.75, and the reporting person has agreed to provide detailed trade breakdowns upon request.
Basswood Financial Fund, Ltd. filed a Form 144 notice to sell 15 shares of common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The aggregate market value of the planned sale is 570.6, compared with 9,712,805 shares of this common stock outstanding.
The seller previously acquired 6,278 common shares on 03/24/2014 in an open-market and/or affiliate transfer transaction paid in cash. Over the past three months, Basswood Financial Fund, Ltd. has reported several additional small common stock sales, including 234 shares for gross proceeds of 8,629.92 on 11/25/2025 and 374 shares for gross proceeds of 13,665 on 11/21/2025.