[144] REGIONAL MANAGEMENT CORP SEC Filing

Rhea-AI Filing Summary

Form 144 filing by an insider of Regional Management Corp (RM) reporting a proposed sale of 1,264 common shares through Morgan Stanley Smith Barney LLC on the NYSE. The filing states the shares were acquired and will be sold on 09/02/2025 following an exercise of options under a registered plan and that payment was made in cash. The aggregate market value of the proposed sale is reported as $55,470.64 and total shares outstanding are listed as 9,799,066. The filer reports no securities sold in the past three months and includes the required representation about material nonpublic information.

Insights

Financial Analyst

TL;DR Insider exercised options and filed to sell 1,264 shares valued at $55,470.64, a routine disclosure with limited market impact.

The filing documents a single insider transaction: acquisition by option exercise and same-day proposed sale through a broker. The position size (1,264 shares) is small relative to the reported 9,799,066 shares outstanding, and there are no other sales reported in the prior three months. This pattern is consistent with option exercise liquidity events rather than a material change in company operations or governance. Information is explicit and limited to transaction mechanics; no operational or financial results are provided.

Compliance/Risk Analyst

TL;DR Form 144 meets procedural requirements and includes the required attestation about material information.

The filing includes acquisition details, payment method, broker information, and the seller's attestation regarding material nonpublic information, addressing key compliance elements for Rule 144 notices. The document reports "Nothing to Report" for prior three-month sales, and the signature/attestation language is present. No indications of irregularities are disclosed within the form's explicit content.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1264	55470.64	9799066	09/02/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/02/2025	Exercise of options under a registered plan	Issuer			1264	09/02/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)