Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Regional Management Corp. (NYSE: RM) SEC filings, offering a detailed view of how the diversified consumer finance company reports its operations, funding, and governance. Regional Management specializes in secured, fixed-rate, fixed-term installment loans primarily for customers with limited access to traditional bank and credit card credit, and its filings explain how this business model is structured and financed.
Investors can review Form 10-K annual reports and Form 10-Q quarterly reports to see disclosures on net finance receivables, interest and fee income, insurance income, credit loss provisions, delinquency trends, and funding arrangements such as senior revolving credit facilities, warehouse credit agreements, and asset-backed securitizations. These filings also describe risk factors related to credit performance, regulation, liquidity, interest rates, technology, and competition.
Form 8-K current reports for RM document material events, including quarterly and annual earnings releases, completion of securitizations like the Regional Management Issuance Trust transactions, amendments to credit facilities, stock repurchase authorizations, dividend declarations, and executive leadership changes such as the appointment of a new President and Chief Executive Officer. Exhibits to these 8-Ks often include press releases, investor presentations, and key financing agreements.
Through this page, users can also locate proxy statements and executive compensation disclosures, as well as Form 4 insider transaction reports that show purchases, sales, or equity awards involving Regional Management’s officers and directors. Stock Titan enhances these filings with AI-powered summaries that highlight important sections, explain complex financing structures, and clarify how changes in credit facilities or securitizations may affect leverage and liquidity. Real-time updates from EDGAR ensure that new RM filings, from 10-Ks and 10-Qs to 8-Ks and Form 4s, are quickly available with concise AI explanations.
A shareholder of RM has filed a Form 144/A notice to potentially sell up to 34,810 shares of common stock, par value $0.10. The proposed sale, through J.P. Morgan Securities LLC on the NYSE, has an aggregate market value of $1,271,957, based on recent prices, and is targeted around 11/21/2025. The filing notes that 9,712,805 shares of this class of stock were outstanding. The seller originally acquired 226,725 shares of common stock on 03/24/2014 in open-market transactions and/or transfers from affiliates, paid in cash. The form also affirms that the seller does not know of any undisclosed material adverse information about the issuer’s current or future operations.
RM has a Rule 144 notice indicating a planned sale of 34,810 shares of its common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE with an aggregate market value of 12,719,571. The notice lists total common shares outstanding as 9,712,805. The seller previously acquired 226,725 common shares on 03/24/2024 in open-market transactions and/or transfers from affiliates, paid in cash on the same date. By signing, the seller represents they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
Regional Management Corp. filed a Form 8-K to furnish an investor presentation under Regulation FD. The presentation, attached as Exhibit 99.1 and dated November 18, 2025, will be used in meetings with bankers, investors, and others and is also available on the company’s website. The company states that the information in this item and Exhibit 99.1 is being furnished rather than filed, so it is not subject to Section 18 liability under the Exchange Act and is not incorporated into other securities filings unless specifically referenced.
Regional Management Corp. (RM) reported insider activity by its EVP, Chief Strategy/Development Officer. On November 10, 2025, the officer exercised 12,379 stock options at $17.08 per share and had 7,609 shares withheld for exercise price and taxes via a net exercise, described as non-market transactions.
Open-market sales followed: 5,500 shares at a weighted average price of $38.24 on November 11, and 6,548 and 1,592 shares at weighted average prices of $38.65 and $39.27 on November 12. After these transactions, the officer beneficially owned 41,448 shares directly. The option grant referenced is fully vested and, following the exercise, shows 0 derivative securities remaining.
Regional Management Corp. (RM) reported an insider transaction by its President and CEO, who is also a Director. On 11/10/2025, the executive acquired 9,121 shares of common stock at a reported price of $0.00.
Following the transaction, the executive’s direct beneficial ownership stands at 9,121 shares. No derivative securities were listed in the excerpt.
RM filed a Form 144 notice for a proposed sale of 8,140 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $315,576.40. The filing lists an approximate sale date of 11/12/2025 on the NYSE.
Shares outstanding were 9,712,805. In the past three months, Brian Joseph Fisher reported selling 5,500 shares for $210,313.95. The shares to be sold include awards acquired via restricted stock vesting under a registered plan, including 4,312 shares on 12/31/2023 and 1,449 shares on 12/31/2021.
Regional Management Corp. (RM) filed a Form 3 reporting an insider’s initial beneficial ownership. The reporting person is a Director and also an Officer (President and CEO). The filing states that no securities are beneficially owned. The event date was 11/10/2025, and the form was filed by one reporting person.
RM filed a Form 144 notice for the proposed sale of 21,262 common shares through Morgan Stanley Smith Barney LLC on 11/11/2025.
The filing lists an aggregate market value of 803,208.20 and shows the shares were acquired via restricted stock vesting on 12/31/2023 (11,319 shares) and 04/12/2024 (9,943 shares). Shares outstanding were 9,712,805; this is a baseline figure, not the amount being sold.
Regional Management Corp. (RM) filed a Form 144 notice for the proposed sale of 5,500 common shares, with an aggregate market value of $210,313.95. The filing lists Morgan Stanley Smith Barney LLC as broker and indicates an approximate sale date of 11/11/2025 on the NYSE.
The shares derive from 4,770 acquired via previously exercised options on 11/10/2025 and 730 from restricted stock vesting on 12/31/2023. Company shares outstanding are stated as 9,712,805. This is a notice of potential sale under Rule 144 by an affiliate or holder.
Regional Management Corp. (RM) reported stronger Q3 results. Total revenue rose to $165.5 million from $146.3 million a year ago, driven by higher interest and fee income. Net income increased to $14.4 million versus $7.7 million, and diluted EPS was $1.42, up from $0.76. Interest expense was $22.0 million, reflecting a larger balance sheet and higher funding costs.
Net finance receivables grew to $2.05 billion from $1.89 billion at year‑end, with large loans at $1.51 billion and small loans at $540.9 million. The allowance for credit losses was $212.0 million, or 10.3% of net finance receivables. Portfolio delinquency was 7.0% (large loans 5.7%; small loans 10.8%), and nonaccrual loans were 4.4% of receivables. Provision for credit losses was $60.5 million in the quarter.
Debt totaled $1.58 billion and stockholders’ equity was $371.9 million. Operating cash flow for the nine months was $229.0 million, supporting growth in receivables, technology investments, and securitization funding activity.