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RM Form 4: Insider net exercise; 41,448 shares still held

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Regional Management Corp. (RM) reported insider activity by its EVP, Chief Strategy/Development Officer. On November 10, 2025, the officer exercised 12,379 stock options at $17.08 per share and had 7,609 shares withheld for exercise price and taxes via a net exercise, described as non-market transactions.

Open-market sales followed: 5,500 shares at a weighted average price of $38.24 on November 11, and 6,548 and 1,592 shares at weighted average prices of $38.65 and $39.27 on November 12. After these transactions, the officer beneficially owned 41,448 shares directly. The option grant referenced is fully vested and, following the exercise, shows 0 derivative securities remaining.

Positive

  • None.

Negative

  • None.
Insider Fisher Brian J.
Role EVP, Chief Strat/Dev Officer
Sold 13,640 shs ($526K)
Type Security Shares Price Value
Sale Common Stock 6,548 $38.65 $253K
Sale Common Stock 1,592 $39.27 $63K
Sale Common Stock 5,500 $38.24 $210K
Exercise Employee Stock Option (right to buy) 12,379 $0.00 --
Exercise Common Stock 12,379 $17.08 $211K
Tax Withholding Common Stock 7,609 $38.37 $292K
Holdings After Transaction: Common Stock — 43,040 shares (Direct); Employee Stock Option (right to buy) — 0 shares (Direct)
Footnotes (1)
  1. Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on November 10, 2025; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions. Represents the closing market price of the issuer's common stock at the time of the option exercise on November 10, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.06 to $38.38, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.15 to $39.11, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.17 to $39.47, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fisher Brian J.
(Last) (First) (Middle)
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE ROAD, SUITE B
(Street)
GREER SC 29651
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Strat/Dev Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/10/2025 M 12,379 A $17.08 62,697 D
Common Stock 11/10/2025 F 7,609(1) D $38.37(2) 55,088 D
Common Stock 11/11/2025 S 5,500 D $38.24(3) 49,588 D
Common Stock 11/12/2025 S 6,548 D $38.65(4) 43,040 D
Common Stock 11/12/2025 S 1,592 D $39.27(5) 41,448 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $17.08 11/10/2025 M 12,379 (6) 03/29/2026 Common Stock 12,379 $0.00 0 D
Explanation of Responses:
1. Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on November 10, 2025; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.
2. Represents the closing market price of the issuer's common stock at the time of the option exercise on November 10, 2025.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.06 to $38.38, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.15 to $39.11, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.17 to $39.47, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
6. The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable.
/s/ Catherine R. Atwood, attorney-in-fact 11/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions were reported for RM?

An officer exercised 12,379 options at $17.08, had 7,609 shares withheld for exercise price and taxes, and sold shares across three trades.

How many RM shares were sold and at what prices?

Sales totaled 13,640 shares: 5,500 at a weighted average $38.24, 6,548 at $38.65, and 1,592 at $39.27.

How many RM shares does the insider hold after the transactions?

The reporting person beneficially owns 41,448 shares directly after the reported transactions.

Were the option exercises market or non-market?

The filing states the net exercise and tax withholding were non-market transactions.

Are any options remaining after the exercise?

The table shows 0 derivative securities beneficially owned following the exercise.

What is the insider’s role at RM?

The reporting person is an Officer, serving as EVP, Chief Strat/Dev Officer.