Welcome to our dedicated page for Regional Management SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Regional Management's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Regional Management's regulatory disclosures and financial reporting.
RM filing a Form 144 notice for proposed sale of Common Stock tied to Performance Restricted Stock Units and Restricted Stock Awards. The filing shows an aggregate value of $319,505.46, 9,396,929 shares listed in the header, and dates of 12/31/2025 and 04/14/2026.
Regional Management Corp. is asking stockholders to vote on four key items at its 2026 virtual annual meeting on May 14, 2026. Investors will elect nine directors, ratify Deloitte & Touche LLP as auditor for 2026, re-approve the 2024 Long-Term Incentive Plan as amended, and cast an advisory say-on-pay vote on executive compensation.
The proxy highlights a largely independent, skills-diverse nine-member board and an independent chair structure. Executive pay is positioned as performance-based, with annual cash incentives tied to profitability, asset quality, expense control, and strategic goals, and long-term equity awards heavily linked to relative total shareholder return and pre-provision return on assets.
Regional Management Corp. director Roel C. Campos acquired 953 shares of Common Stock in an open-market purchase at $32.07 per share. This one-time transaction occurred through inadvertent automatic enrollment in a dividend reinvestment program in his personal brokerage account.
Following this purchase, Campos directly holds 115,154 shares, so the new shares represent a small addition to his existing position.
Regional Management Corp. entered into a long-term Program Management Agreement with Column National Association on March 2, 2026 to launch a new installment lending program in select states. Column will be the lender for secured and unsecured installment loans offered through Regional Management’s platform and other approved channels.
Regional Management will act as service provider and program manager, handling marketing, processing, and loan servicing. Column will pay related fees to the company, while Regional Management will pay Column monthly platform and usage fees. Column keeps full control over credit terms, underwriting, and program oversight, and requires Regional Management to maintain a risk and compliance management program.
Column will initially hold each loan for a defined hold period while Regional Management services it. After that, Column may offer loans for sale to Regional Management, which must purchase them except in limited cases. Loans retained by Column will continue to be serviced by the company for servicing fees. The agreement includes monthly liquidity and net worth covenants, runs through March 31, 2031, and then automatically renews for successive two‑year terms unless terminated with 365 days’ written notice.
Regional Management Corp. director Carlos Palomares exercised employee stock options, converting 9,188 options into common shares at an exercise price of $15.89 per share.
To cover the exercise price and related tax obligations, 4,589 common shares were withheld at a market price of $31.82, leaving him with 69,910 directly owned shares.
Regional Management Corp. insiders reported net share sales by entities associated with Basswood Capital Management. Affiliated funds and entities that are 10% owners and directors-by-deputization reported open-market sales totaling 9,044 shares of Common Stock.
The sales occurred on February 20 and 23, 2026 at per-share prices of $34.05 and $34.51, and are reported as indirect ownership with details referenced in Exhibit 99.1. Following these transactions, the reporting entities continued to hold substantial indirect positions across multiple accounts.
RM — Form 144 notice of proposed resale by an affiliate reporting sales of Common Stock. The filing lists multiple open-market sales executed by Basswood Capital Management, LLC, including 12/10/2025 sale of 25,514 shares and 11/25/2025 sale of 11,870 shares. The transactions are reported as cash sales on or around the listed dates.
Basswood Opportunity Partners reported sales of Common Stock associated with RM. The filing lists multiple transactions across 11/24/2025 to 02/20/2026, including 11,840-share and 16,740-share trades; individual sale sizes are shown per date in the excerpt. The filing is a Section 144 disclosure of affiliate sales.