Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Regional Management Corp. (NYSE: RM) SEC filings, offering a detailed view of how the diversified consumer finance company reports its operations, funding, and governance. Regional Management specializes in secured, fixed-rate, fixed-term installment loans primarily for customers with limited access to traditional bank and credit card credit, and its filings explain how this business model is structured and financed.
Investors can review Form 10-K annual reports and Form 10-Q quarterly reports to see disclosures on net finance receivables, interest and fee income, insurance income, credit loss provisions, delinquency trends, and funding arrangements such as senior revolving credit facilities, warehouse credit agreements, and asset-backed securitizations. These filings also describe risk factors related to credit performance, regulation, liquidity, interest rates, technology, and competition.
Form 8-K current reports for RM document material events, including quarterly and annual earnings releases, completion of securitizations like the Regional Management Issuance Trust transactions, amendments to credit facilities, stock repurchase authorizations, dividend declarations, and executive leadership changes such as the appointment of a new President and Chief Executive Officer. Exhibits to these 8-Ks often include press releases, investor presentations, and key financing agreements.
Through this page, users can also locate proxy statements and executive compensation disclosures, as well as Form 4 insider transaction reports that show purchases, sales, or equity awards involving Regional Management’s officers and directors. Stock Titan enhances these filings with AI-powered summaries that highlight important sections, explain complex financing structures, and clarify how changes in credit facilities or securitizations may affect leverage and liquidity. Real-time updates from EDGAR ensure that new RM filings, from 10-Ks and 10-Qs to 8-Ks and Form 4s, are quickly available with concise AI explanations.
Regional Management Corp. (RM) has a shareholder filing a notice under Rule 144 to sell restricted or control shares of its common stock. The filing covers 10,840 shares of Common Stock, described as having a par value of $0.10, with an aggregate market value of $395,768 based on the figures provided. The approximate sale date is listed as 11/24/2025 on the NYSE, where the stock is traded. The notice also reports that 9,712,805 shares of this class of stock were outstanding, providing context for the relative size of the planned sale.
The seller acquired 319,351 shares of RM common stock on 03/24/2014 through open market purchases and/or transfers from an affiliate, paid in cash. In the past three months, the seller Basswood Opportunity Partners, LP reported selling 5,232 shares of RM common stock on 11/21/2025 for gross proceeds of $191,177. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about RM’s current or prospective operations.
RM – Form 144 notice of intended sale of restricted stock
An affiliated holder filed a Form 144 indicating an intent to sell 144 shares of Common Stock, par value $0.10, with an aggregate market value of 5257. These shares are expected to be sold on or about 11/24/2025 through J.P. Morgan Securities LLC on the NYSE. The seller previously acquired 5008 Common Stock shares on 03/24/2014 in open market and/or transfers from affiliates for cash.
Over the past 3 months, Basswood Financial Long Only Fund, Ltd. sold 84 shares of Common Stock on 11/21/2025 for gross proceeds of 3069. The person on whose behalf the securities are being sold represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
RM has a Form 144 notice indicating that a holder plans to sell up to 4,279 shares of its Common Stock, par value $0.10, through J.P. Morgan Securities LLC on or around 11/24/2025 on the NYSE. The filing reports an aggregate market value of $156,226 for these shares and notes that 9,712,805 shares of this class were outstanding at the time referenced.
The securities to be sold were originally acquired on 03/24/2014 in open market transactions and/or transfers from affiliates, with 124,269 shares acquired for cash. The notice also discloses that Basswood Financial Fund, LP sold 252 shares of RM Common Stock during the prior three months for gross proceeds of $9,208. The signer represents that they are not aware of any undisclosed material adverse information about RM’s current or prospective operations.
Basswood Financial Fund, Ltd. filed a Form 144 indicating an intention to sell 203 shares of Regional Management Corp. (RM) common stock through J.P. Morgan Securities LLC on or about 11/24/2025 on the NYSE. The filing lists an aggregate market value of $7,411 for these shares.
The notice also reports that 9,712,805 shares of RM common stock were outstanding, providing context for the relatively small size of the planned sale. Over the prior three months, Basswood Financial Fund, Ltd. sold 374 RM common shares for gross proceeds of $13,665.
RM has a Form 144 notice covering a proposed sale of 1,640 shares of its common stock through Morgan Stanley Smith Barney on the NYSE, with an aggregate market value of $60,680. The filing states that 9,712,805 shares of this class are outstanding.
The shares to be sold were originally acquired as restricted stock vesting under a registered plan, with 1,000 shares vesting on 12/31/2023 and 640 shares vesting on 12/31/2021, both as compensation from the issuer. The person for whose account the securities are to be sold represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
RM filed a Form 144 notice covering a planned sale of 4,963 shares of its common stock, par value $0.10 per share. The shares have an indicated aggregate market value of $181,348 and will be sold through J.P. Morgan Securities LLC on the NYSE, with an approximate sale date of 11/21/2025. The filing notes that 9,712,805 shares of this class were outstanding. The seller originally acquired 28,072 shares of common stock on 03/24/2014 via open-market purchases and/or transfers from affiliates, paid in cash. By signing, the seller represents they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
A holder of RM common stock has filed a Form 144 notice to sell up to 5,232 shares of Common Stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The planned sale has an aggregate market value of $191,177, based on the price used in the notice, and is targeted for around 11/21/2025. The filing notes that there were 9,712,805 shares of this common stock outstanding at the time of the notice. The seller originally acquired 319,351 shares of Common Stock on 03/24/2014 in open-market transactions and/or transfers from an affiliate, paid for in cash.
A shareholder of RM has filed a Form 144 notice to sell up to 374 shares of Common Stock, par value $0.10, on the NYSE through J.P. Morgan Securities LLC. The shares to be sold have an indicated aggregate market value of $13,665, compared with 9,712,805 shares outstanding. The planned sale date listed is 11/21/2025. The filer previously acquired 6,278 shares on 03/24/2014 in an open-market and/or affiliate transfer transaction paid in cash.
RM filed a Form 144 giving advance notice of a small planned sale of restricted or affiliate securities. The filing covers the proposed sale of 84 shares of common stock, par value $0.10, with an aggregate market value of 3069, to be sold through J.P. Morgan Securities LLC on or about 11/21/2025 on the NYSE. The filing notes that 9,712,805 shares of this class of stock were outstanding. The seller originally acquired 5,008 common shares on 03/24/2014 in open-market purchases and/or transfers from affiliates, paid in cash.
RM filed a Form 144 indicating an intended sale of restricted or control securities under Rule 144. The filing covers the planned sale of 252 shares of common stock, par value $0.10 per share, through J.P. Morgan Securities LLC on the NYSE. The aggregate market value of the shares to be sold is listed as 9,208, with 9,712,805 shares outstanding of the same class.
The seller originally acquired 124,269 common shares on 03/24/2014 in an open-market and/or affiliate transfer transaction, paid for in cash. By signing the notice, the seller represents that they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.