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[144] Regional Management Corp. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Basswood Financial Fund, Ltd. filed a Form 144 indicating an intention to sell 203 shares of Regional Management Corp. (RM) common stock through J.P. Morgan Securities LLC on or about 11/24/2025 on the NYSE. The filing lists an aggregate market value of $7,411 for these shares.

The notice also reports that 9,712,805 shares of RM common stock were outstanding, providing context for the relatively small size of the planned sale. Over the prior three months, Basswood Financial Fund, Ltd. sold 374 RM common shares for gross proceeds of $13,665.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does Regional Management (RM)'s latest Form 144 filing disclose?

The Form 144 reports that Basswood Financial Fund, Ltd. plans to sell 203 shares of Regional Management Corp. (RM) common stock through J.P. Morgan Securities LLC on or about 11/24/2025.

How many Regional Management (RM) shares are being registered for sale in this Form 144?

The filing indicates an intention to sell 203 shares of RM common stock, with an aggregate market value listed as $7,411.

Who is selling Regional Management (RM) shares under this Form 144?

The seller identified is Basswood Financial Fund, Ltd., which is filing the notice for the potential sale of RM common stock.

On which exchange will the Regional Management (RM) shares be sold?

The Form 144 states that the 203 shares of RM common stock are expected to be sold on the NYSE.

How many Regional Management (RM) shares are outstanding according to the Form 144?

The filing notes that 9,712,805 shares of RM common stock were outstanding, giving scale relative to the 203 shares planned for sale.

Have there been other recent sales of Regional Management (RM) shares by this seller?

Yes. Over the past three months, Basswood Financial Fund, Ltd. sold 374 RM common shares for $13,665 in gross proceeds, as reported in the filing.

What is the acquisition history of the Regional Management (RM) shares being sold?

The filing shows RM common shares were acquired on 03/24/2014 via open market and/or transfers from affiliates, with 6,278 securities acquired and paid for in cash on that date.
Regional Mgmt Corp

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