Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Regional Management Corp. (NYSE: RM) SEC filings, offering a detailed view of how the diversified consumer finance company reports its operations, funding, and governance. Regional Management specializes in secured, fixed-rate, fixed-term installment loans primarily for customers with limited access to traditional bank and credit card credit, and its filings explain how this business model is structured and financed.
Investors can review Form 10-K annual reports and Form 10-Q quarterly reports to see disclosures on net finance receivables, interest and fee income, insurance income, credit loss provisions, delinquency trends, and funding arrangements such as senior revolving credit facilities, warehouse credit agreements, and asset-backed securitizations. These filings also describe risk factors related to credit performance, regulation, liquidity, interest rates, technology, and competition.
Form 8-K current reports for RM document material events, including quarterly and annual earnings releases, completion of securitizations like the Regional Management Issuance Trust transactions, amendments to credit facilities, stock repurchase authorizations, dividend declarations, and executive leadership changes such as the appointment of a new President and Chief Executive Officer. Exhibits to these 8-Ks often include press releases, investor presentations, and key financing agreements.
Through this page, users can also locate proxy statements and executive compensation disclosures, as well as Form 4 insider transaction reports that show purchases, sales, or equity awards involving Regional Management’s officers and directors. Stock Titan enhances these filings with AI-powered summaries that highlight important sections, explain complex financing structures, and clarify how changes in credit facilities or securitizations may affect leverage and liquidity. Real-time updates from EDGAR ensure that new RM filings, from 10-Ks and 10-Qs to 8-Ks and Form 4s, are quickly available with concise AI explanations.
An affiliate of the issuer filed a notice under Rule 144 to potentially sell 740 shares of common stock with a stated aggregate market value of 27750. The filing notes that there were 9,712,805 shares of this common stock outstanding on the date referenced, giving context for the relative size of the planned sale.
The shares to be sold were originally acquired on 03/24/2014 through open market purchases and/or transfers from affiliates for cash, in an amount of 508,953 shares. Over the past three months, the same selling party reported additional sales of common stock, including 11,870 shares for gross proceeds of 437,765.6, 5,163 shares for 188,501, and 34,810 shares for 1,271,957.
RM common stock holder filed a Form 144 notice to sell 52 shares of common stock, with an aggregate market value of 1,950, through J.P. Morgan Securities LLC on the NYSE.
The shares are part of a larger position of 28,072 common shares acquired on March 24, 2014 via open market and/or transfers from affiliates, paid in cash. Over the past three months, Basswood Financial Long Only Fund, LP sold 4,963, 679, and 832 common shares on November 21, 24, and 25, 2025, respectively, generating gross proceeds of 181,348, 24,790, and 30,684.16.
A holder of the issuer’s common stock filed a Rule 144 notice to sell 307 shares, with an aggregate market value of $11,512.50. The planned sale involves Common Stock, par value $0.10, through J.P. Morgan Securities LLC on or about 11/26/2025 on the NYSE. The issuer had 9,712,805 shares of this class outstanding at the time referenced.
The securities to be sold were originally acquired on 03/24/2014 in open market transactions and/or transfers from affiliates for cash, in an amount of 124,269 shares. Over the past three months, Basswood Financial Fund, LP has already sold additional common shares, including 4,926 shares on 11/25/2025 for gross proceeds of $181,670.88, 4,279 shares on 11/24/2025 for $156,226, and 252 shares on 11/21/2025 for $9,208.
A shareholder of RM filed a Rule 144 notice covering planned sales of a small amount of the company’s common stock. The notice lists 14 shares of common stock, par value $0.10, to be sold through J.P. Morgan Securities LLC, with an aggregate market value of 525, when there are 9,712,805 shares outstanding. The proposed sale date is 11/26/2025 on the NYSE.
The securities to be sold were originally acquired as common stock on 03/24/2014 via open market purchases and/or transfers from affiliates, with 6,278 shares acquired for cash on that date. Over the prior three months, the same fund sold additional blocks of RM common stock: 234 shares on 11/25/2025 for proceeds of 8,629.92, 203 shares on 11/24/2025 for 7,411, and 374 shares on 11/21/2025 for 13,665.
A shareholder of RM has filed a notice of proposed sale under Rule 144 to sell 11 shares of common stock, par value $0.10, through J.P. Morgan Securities on the NYSE. The planned sale has an aggregate market value of 412.5, with 9,712,805 shares of this class reported as outstanding and an approximate sale date of 11/26/2025.
The securities to be sold were originally acquired on 03/24/2014 for cash in open-market and/or affiliate transfer transactions, in an amount of 5,008 shares. Over the past three months, Basswood Financial Long Only Fund, Ltd. has reported additional RM common stock sales of 177, 144, and 84 shares on 11/25/2025, 11/24/2025, and 11/21/2025, respectively, with disclosed gross proceeds for each trade.
Regional Management Corp. (RM)
The transactions themselves are unchanged from the original Form 4 filed on November 25, 2025. They reflect multiple indirect sales of RM common stock on 11/21/2025, 11/24/2025, and 11/25/2025 at prices around $36.89–$37.48 per share, with Basswood-related entities shown as 10% owners and directors-by-deputization.
Regional Management Corp. (RM) received a Form 4 filing from a group of affiliated reporting persons, including entities associated with Basswood Capital Management, identified as directors, 10% owners, and directors-by-deputization. The filing reports multiple open‑market sales of Common Stock on 11/21/2025, 11/24/2025, and 11/25/2025.
On these dates, various indirect accounts sold blocks of Regional Management common stock, such as 34,810 shares at $37.05 per share and 11,870 shares at $37.48 per share, among other transactions around the $36.89–$37.48 range. After the reported trades, the entities continued to hold sizeable indirect positions, including 474,143 shares, 314,119 shares, 124,017 shares, and other indirect balances noted in the table and tied to specific account relationships described in the footnotes referenced to Exhibit 99.1.
Regional Management Corp. (RM) has a planned sale of restricted securities reported on Form 144. The filing covers a proposed sale of 832 shares of common stock, par value $0.10 per share, through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $30,684.16. The issuer has 9,712,805 shares of common stock outstanding.
For context, the person on whose behalf the notice is filed previously acquired 28,072 shares of common stock on 03/24/2014 in open market and/or transfers from affiliates, paid in cash. In the past three months, Basswood Financial Long Only Fund, LP sold 679 shares of common stock on 11/24/2025 for gross proceeds of $24,790.
Regional Management Corp. (RM) filed a Form 144 notice covering a proposed sale of 177 shares of its common stock. The shares, with a par value of $0.10, are planned to be sold on the NYSE through J.P. Morgan Securities LLC. The filing lists an aggregate market value of $6,527.76 for the 177 shares, and states that 9,712,805 shares of common stock were outstanding.
The seller’s account previously acquired 5,008 shares of common stock on 03/24/2014 in a cash transaction through open-market purchases and/or transfers from affiliates. Over the past three months, Basswood Financial Long Only Fund, Ltd. sold 144 shares of RM common stock for gross proceeds of $5,257. The signatory represents that they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
Regional Management Corp. (RM)11,870 shares of Common Stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $437,765.60 and 9,712,805 shares of Common Stock outstanding. The seller, Basswood Capital Management, LLC, previously sold 5,163 shares of Common Stock for gross proceeds of $188,501 on 11/24/2025. The new sales are expected to begin on or about 11/25/2025.