RM insider-related Form 144 covers 177-share common stock sale

Rhea-AI Filing Summary

Regional Management Corp. (RM) filed a Form 144 notice covering a proposed sale of 177 shares of its common stock. The shares, with a par value of $0.10, are planned to be sold on the NYSE through J.P. Morgan Securities LLC. The filing lists an aggregate market value of $6,527.76 for the 177 shares, and states that 9,712,805 shares of common stock were outstanding.

The seller’s account previously acquired 5,008 shares of common stock on 03/24/2014 in a cash transaction through open-market purchases and/or transfers from affiliates. Over the past three months, Basswood Financial Long Only Fund, Ltd. sold 144 shares of RM common stock for gross proceeds of $5,257. The signatory represents that they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 (???Common Stock???)	J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017	177	6527.76	9712805	11/25/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2014	(3)	Open Market and/or Transfers from Affiliates			5008	03/24/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Long Only Fund, Ltd. 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/24/2025	144	5257

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Regional Management (RM)'s latest Form 144 filing disclose?

The Form 144 filing discloses a proposed sale of 177 shares of Regional Management Corp. common stock on the NYSE through J.P. Morgan Securities LLC, with an aggregate market value of $6,527.76. It also notes that 9,712,805 shares of common stock were outstanding.

Who is selling RM shares and how many have they sold recently?

The filing shows Basswood Financial Long Only Fund, Ltd. as a seller. Over the past three months, it sold 144 shares of RM common stock for gross proceeds of $5,257, and now plans to sell an additional 177 shares.

When and how were the RM shares being sold under Form 144 originally acquired?

The account acquired 5,008 shares of RM common stock on 03/24/2014 through open market and/or transfers from affiliates, with payment made in cash on the same date.

On which exchange will the RM Form 144 shares be sold and through which broker?

The Form 144 states that the 177 shares of RM common stock are intended to be sold on the NYSE through J.P. Morgan Securities LLC, located at 270 Park Avenue, New York, NY 10017.

What representation does the seller make about information on Regional Management (RM)?

The person for whose account the securities are to be sold represents that they do not know any material adverse information regarding the issuer’s current and prospective operations that has not been publicly disclosed.

How many RM common shares were outstanding according to this Form 144?

The filing reports that 9,712,805 shares of Regional Management Corp. common stock were outstanding at the time referenced.