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Regional Management Corp. (RM) SEC Filings, May 11-26, 2026

RM NYSE

Regional Management Corp. filings document the formal record for a consumer finance company operating as Regional Finance. Periodic and current reports describe installment-loan revenue, originations, net finance receivables, credit losses, delinquencies, provisions for credit losses and funding used to support the loan portfolio.

Form 8-K disclosures cover results of operations, dividend declarations, Regulation FD presentations and material agreements tied to the company’s capital and lending platform, including its Senior Revolving Credit Facility, RMR IV warehouse facility and program management agreement with Column N.A. Proxy materials document board matters, executive compensation, equity awards and shareholder voting items. The filings also address liquidity covenants, receivables financing, risk management and governance matters relevant to the company’s consumer lending model.

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Campos Roel C reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. director Roel C. Campos received a grant of 3,583 shares of common stock, recorded at a price of $0.00 per share, as a stock award rather than an open-market purchase. Following this award, his direct holdings total 117,784 common shares.

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Charles Schwab Corporation submitted a Form 144 notice reporting proposed transactions in Common stock. The filing lists two tranches of Restricted Stock Awards dated 05/20/2020 (550 shares) and 05/19/2022 (2,292 shares) under the "Securities To Be Sold" section. The filing also records securities sold during the past 3 months and includes a dated entry of 05/26/2026.

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Regional Management Corp. approved new long‑term equity awards for its named executive officers and gained stockholder support for an expanded incentive plan. On May 13, 2026, executives received performance restricted stock units and time‑based restricted stock, each sized by grant value and share price or PRSU fair value.

The 2024 Long‑Term Incentive Plan was re‑approved on May 14, 2026, increasing the share pool from 381,000 to 813,014 shares and raising the incentive stock option limit to the same level. Stockholders also re‑elected nine directors, ratified Deloitte & Touche LLP as auditor for 2026, and approved executive compensation on an advisory basis.

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Fisher Brian J. reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. executive Brian J. Fisher, EVP and Chief Strategy/Development Officer, received a grant of 5,125 shares of common stock on May 13, 2026. The shares were awarded at $0.0000 per share as compensation, not an open-market purchase, bringing his direct holdings to 32,870 shares.

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Lamba Lakhbir S. reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. reported that President and CEO Lakhbir S. Lamba received a grant of 36,613 shares of common stock on May 13, 2026. The award carried a stated price of $0.00 per share, indicating it was granted rather than purchased in the market. Following this grant, Lamba directly holds a total of 45,734 shares of Regional Management common stock.

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Parmar Manish reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. executive Manish Parmar, EVP and Chief Credit Risk Officer, received a grant of 5,125 shares of common stock. The shares were awarded at no cash cost per share, increasing his directly held stake to 61,152 shares after the transaction.

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Rana Harpreet reported acquisition or exercise transactions in this Form 4 filing.

Regional Management Corp. reported that EVP and Chief Financial & Administrative Officer Harpreet Rana received a grant of 14,645 shares of Common Stock. The shares were awarded at a price of $0.00 per share, increasing Rana’s directly held stake to 46,169 shares following the grant.

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Regional Management Corp. reported that SVP and General Counsel Catherine R. Atwood received a grant of 6,444 shares of common stock as a stock award. The shares were acquired at a stated price of $0.00 per share, reflecting compensation rather than a market purchase. Following this award, she directly holds 47,386 shares of Regional Management common stock.

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RM reports a Rule 144 notice to sell 6,000 shares of Common Stock.

The filing also lists prior 10b5-1 sales by Catherine Atwood: 2,600 shares sold on 02/17/2026 for $91,063.70 and 400 shares sold on 02/13/2026 for $14,017.00.

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Regional Management Corp. executive reports insider sale. SVP and General Counsel Catherine R. Atwood sold 3,000 shares of Regional Management Corp. common stock in an open-market transaction at a weighted average price of $35.06 per share. After this sale, she directly holds 40,942 shares.

The transaction occurred under a pre-arranged Rule 10b5-1 trading plan adopted by Atwood on November 14, 2025. The reported sale price reflects a weighted average for multiple trades executed between $35.04 and $35.32 per share.

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FAQ

How many Regional Management (RM) SEC filings are available on StockTitan?

StockTitan tracks 156 SEC filings for Regional Management (RM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Regional Management (RM)?

The most recent SEC filing for Regional Management (RM) was filed on May 26, 2026.