Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Regional Management Corp. (NYSE: RM) SEC filings, offering a detailed view of how the diversified consumer finance company reports its operations, funding, and governance. Regional Management specializes in secured, fixed-rate, fixed-term installment loans primarily for customers with limited access to traditional bank and credit card credit, and its filings explain how this business model is structured and financed.
Investors can review Form 10-K annual reports and Form 10-Q quarterly reports to see disclosures on net finance receivables, interest and fee income, insurance income, credit loss provisions, delinquency trends, and funding arrangements such as senior revolving credit facilities, warehouse credit agreements, and asset-backed securitizations. These filings also describe risk factors related to credit performance, regulation, liquidity, interest rates, technology, and competition.
Form 8-K current reports for RM document material events, including quarterly and annual earnings releases, completion of securitizations like the Regional Management Issuance Trust transactions, amendments to credit facilities, stock repurchase authorizations, dividend declarations, and executive leadership changes such as the appointment of a new President and Chief Executive Officer. Exhibits to these 8-Ks often include press releases, investor presentations, and key financing agreements.
Through this page, users can also locate proxy statements and executive compensation disclosures, as well as Form 4 insider transaction reports that show purchases, sales, or equity awards involving Regional Management’s officers and directors. Stock Titan enhances these filings with AI-powered summaries that highlight important sections, explain complex financing structures, and clarify how changes in credit facilities or securitizations may affect leverage and liquidity. Real-time updates from EDGAR ensure that new RM filings, from 10-Ks and 10-Qs to 8-Ks and Form 4s, are quickly available with concise AI explanations.
Basswood Financial Fund, LP filed a notice of proposed sale of 3,091 shares of Common Stock of RM on the NYSE under Rule 144. These shares have an indicated aggregate market value of $112,512.40, compared with 9,712,805 Common Stock shares outstanding for the issuer. The fund acquired 124,269 shares of Common Stock on 03/24/2014 through open market transactions and/or transfers from affiliates, paid in cash.
During the three months before this notice, Basswood Financial Fund, LP reported several sales of the same issuer’s Common Stock, including 4,926 shares on 11/25/2025 for gross proceeds of $181,670.88 and 4,279 shares on 11/24/2025 for $156,226.00. The fund represents that it is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Basswood Financial Fund, Ltd filed a Form 144 notice covering a planned sale of 138 shares of common stock, par value $0.10, on the NYSE. The shares listed for sale have an aggregate market value of 5023.2, while 9,712,805 shares of this class are shown as outstanding. The filing names J.P. Morgan Securities LLC as broker and indicates the common stock was originally acquired on 03/24/2014 for cash, in open-market and/or affiliate transfer transactions totaling 6,278 shares.
The notice also details recent selling activity over the prior three months, with multiple small common stock sales on 11/21/2025, 11/24/2025, 11/25/2025, 11/26/2025, and 12/01/2025. Individual trades ranged from 14 to 374 shares, generating gross proceeds between 525 and 13,665 for each transaction.
Regional Management Corp. director reports open-market stock sales. A board member of Regional Management Corp. sold 4,420 shares of common stock on 12/02/2025 at a weighted average price of $37.44, followed by a sale of 5,580 shares on 12/03/2025 at a weighted average price of $37.46.
After these transactions, the director directly owned 108,689 shares following the first sale and 103,109 shares after the second sale. The filing notes that each reported price is a weighted average reflecting multiple trades within ranges of $37.40–$37.72 and $37.13–$37.75, and the reporting person has agreed to provide detailed trade breakdowns upon request.
Basswood Financial Fund, Ltd. filed a Form 144 notice to sell 15 shares of common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The aggregate market value of the planned sale is 570.6, compared with 9,712,805 shares of this common stock outstanding.
The seller previously acquired 6,278 common shares on 03/24/2014 in an open-market and/or affiliate transfer transaction paid in cash. Over the past three months, Basswood Financial Fund, Ltd. has reported several additional small common stock sales, including 234 shares for gross proceeds of 8,629.92 on 11/25/2025 and 374 shares for gross proceeds of 13,665 on 11/21/2025.
Regional Management (RM) filed a Form 144 notice covering the proposed sale of 307 shares of its common stock, par value $0.10 per share. The planned sale, through J.P. Morgan Securities LLC on the NYSE around 12/01/2025, has an aggregate market value of $11,678.28. The issuer reports 9,712,805 shares of common stock outstanding.
The seller acquired common stock on 03/24/2014 via open-market purchases and/or transfers from affiliates, in a transaction involving 124,269 shares paid for in cash. Over the past three months, the same seller has reported additional sales, including 4,926 shares on 11/25/2025 for $181,670.88 and 4,279 shares on 11/24/2025 for $156,226, along with smaller trades on other dates.
Basswood Financial Long Only Fund, LP has filed a notice of proposed sale under Rule 144 to sell 52 shares of Regional Management Corp. (Common Stock, par value $0.10) through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $1,978.08. The filing notes that 9,712,805 shares of this common stock were outstanding at the time referenced, which is a general baseline for the issuer’s equity.
The seller originally acquired 28,072 shares of common stock on 03/24/2014 in open-market transactions and/or transfers from affiliates, paid for in cash. Over the past three months, the same fund has reported several sales of the issuer’s common stock, including 4,963 shares on 11/21/2025, 832 shares on 11/25/2025, 679 shares on 11/24/2025, and 52 shares on 11/26/2025, with disclosed gross proceeds for each trade.
RM has a new Form 144 notice from an investor planning a small sale of restricted or control securities under Rule 144. The holder intends to sell 11 shares of RM common stock, with an aggregate market value of $418.44, through J.P. Morgan Securities LLC on or around December 1, 2025 on the NYSE. RM had 9,712,805 common shares outstanding at the time referenced, showing this is a very small transaction compared with the company’s total shares.
The notice also lists recent selling activity by the same fund over the prior three months, including 177 shares sold on November 25, 2025 for gross proceeds of $6,527.76, along with other small sales on November 21, 24, and 26. By signing the form, the seller represents that they are not aware of any material adverse, nonpublic information about RM’s current or future operations.
RM received a Form 144 notice covering a proposed sale of common stock by Basswood Opportunity Partners, LP. The notice states that 778 shares of Common Stock, par value $0.10, are proposed to be sold through J.P. Morgan Securities LLC on the NYSE around 12/01/2025, with an aggregate market value of $29,595.12. The filing notes that 9,712,805 shares of this class were outstanding.
The securities to be sold were originally acquired on 03/24/2014 via open market purchases and/or transfers from an affiliate, with 319,351 shares acquired for cash. The notice also lists recent sales by Basswood Opportunity Partners, LP over the past three months, including 12,477 shares sold on 11/25/2025 for $460,151.76 and 10,840 shares sold on 11/24/2025 for $395,768.
Regional Management Corp. insiders filed a Form 4 disclosing multiple open-market sales of Common Stock, par value $0.10 per share. On 11/26/2025, indirect holdings reported sales including 740 shares at $39.53 and other small blocks, with beneficial ownership positions such as 456,370 and 290,024 shares reported afterward for certain indirect accounts. On 12/01/2025, additional indirect sales were reported, including 739 shares at $37.59 and similar small blocks, with updated indirect beneficial holdings like 455,631 and 289,246 shares. The reporting persons, including entities affiliated with Basswood Capital Management, L.L.C., are identified as directors, 10% owners, and director-by-deputization of Regional Management, and all reported positions are held indirectly as noted in the footnotes and exhibits.
A holder of Common Stock of the RM issuer filed a Form 144 notice to potentially sell 739 shares of common stock, with an aggregate market value of $28,111.56, through J.P. Morgan Securities LLC on the NYSE. The filing notes that 9,712,805 shares of this class were outstanding.
The securities to be sold are common stock with par value $0.10, originally acquired on 03/24/2014 via open-market purchases and/or transfers from affiliates, totaling 508,953 shares paid for in cash. Over the past three months, Basswood Capital Management, LLC has already sold several blocks of the issuer’s common stock, including 34,810 shares on 11/21/2025 for gross proceeds of $1,271,957 and other smaller trades on nearby dates.
By signing the notice, the selling person represents that they do not know of any undisclosed material adverse information about the issuer’s current or prospective operations.