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BASSWOOD CAPITAL MANAGEMENT, L.L.C. reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. insiders associated with Basswood Capital Management reported a new stock award on a Form 4. On May 21, 2026, they received 3,337 shares of Common Stock as a grant or similar award at $0.00 per share, held indirectly. Following this award, that indirectly held account reported 34,748 shares of Regional Management common stock. The filing also lists several other indirect Common Stock positions with updated holdings as of the same date.
Booth Julie reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. director Julie Booth received a grant of 3,829 shares of Common Stock. The award was recorded at a price of $0.00 per share, reflecting a compensation-related grant rather than a market purchase. Following this transaction, she directly holds 8,988 shares.
Regional Management Corp. director Maria Contreras-Sweet received a grant of 3,829 shares of Common Stock on May 21, 2026. The grant was recorded at a price of $0.00 per share, indicating it is a compensation-related award rather than an open-market purchase.
After this award, she directly holds 39,696 shares of Regional Management Corp. common stock. The filing reports no sales, option exercises, or derivative positions, so this update reflects a straightforward increase in her direct equity stake through a single share grant.
Regional Management Corp. director Sandra K. Johnson received a stock grant of 3,583 shares of Common Stock on May 21, 2026. The shares were reported at a price of $0.0000 per share, indicating a compensation-related award rather than an open-market purchase.
After this grant, Johnson directly owns 22,933 shares of Regional Management Corp. common stock. This filing reflects routine equity compensation and does not show any share sales or option exercises.
Freiberg Steven J reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. director Steven J. Freiberg reported routine equity compensation and updated indirect holdings. He received a grant of 3,829 shares of common stock at $0.00 per share, bringing his direct holdings to 142,048 shares of common stock.
The filing also lists indirect holdings: 30,000 shares held by the Neena Freiberg Irrevocable Trust, where he serves as trustee, and 22,448 shares held by his spouse, Neena Freiberg. The transactions do not reflect any open‑market purchases or sales.
Dunn Michael R reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. director Michael R. Dunn received a grant of 3,583 shares of Common Stock on 2026-05-21 at no cash cost per share. This compensation-related award increased his direct holdings to 106,692 shares, reflecting a routine equity grant rather than an open-market purchase or sale.
Regional Management Corp. director Carlos Palomares reported a stock award of company shares. On May 21, 2026, he received 4,286 shares of Common Stock as a grant or other acquisition at no cash cost per share. Following this award, his direct holdings increased to 74,196 shares of Common Stock, reflecting a routine compensation-related equity grant rather than an open-market purchase or sale.
Campos Roel C reported acquisition or exercise transactions in this Form 4 filing.
Regional Management Corp. director Roel C. Campos received a grant of 3,583 shares of common stock, recorded at a price of $0.00 per share, as a stock award rather than an open-market purchase. Following this award, his direct holdings total 117,784 common shares.
Charles Schwab Corporation submitted a Form 144 notice reporting proposed transactions in Common stock. The filing lists two tranches of Restricted Stock Awards dated 05/20/2020 (550 shares) and 05/19/2022 (2,292 shares) under the "Securities To Be Sold" section. The filing also records securities sold during the past 3 months and includes a dated entry of 05/26/2026.
Regional Management Corp. approved new long‑term equity awards for its named executive officers and gained stockholder support for an expanded incentive plan. On May 13, 2026, executives received performance restricted stock units and time‑based restricted stock, each sized by grant value and share price or PRSU fair value.
The 2024 Long‑Term Incentive Plan was re‑approved on May 14, 2026, increasing the share pool from 381,000 to 813,014 shares and raising the incentive stock option limit to the same level. Stockholders also re‑elected nine directors, ratified Deloitte & Touche LLP as auditor for 2026, and approved executive compensation on an advisory basis.