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Regional Management Corp. (RM) SEC Filings

RM NYSE

Welcome to our dedicated page for Regional Management SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Regional Management's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Regional Management's regulatory disclosures and financial reporting.

Rhea-AI Summary

RM filed a Form 144 notice for a proposed sale of 316 shares of its common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The filing cites an aggregate market value of 11644.6 for these shares, while 9,712,805 shares of common stock were outstanding.

The seller acquired 6,278 shares of common stock on 03/24/2014 in an open-market and/or affiliate transfer transaction paid in cash. The notice also lists recent sales in the past three months by Basswood Financial Fund, Ltd., including 374 shares sold on 11/21/2025 for 13665 and 234 shares sold on 11/25/2025 for 8629.92.

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Rhea-AI Summary

RM received a Form 144 notice indicating that Basswood Financial Fund, LP plans to sell 6,605 shares of its Common Stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The filing lists an aggregate market value of $243,394.25 for the proposed sale and notes that 9,712,805 shares of this class are outstanding.

The seller reports that 124,269 shares of Common Stock were acquired on 03/24/2014 via open market purchases and/or transfers from affiliates for cash. Over the past three months, Basswood has already sold several blocks of RM Common Stock, including 4,926 shares on 11/25/2025 for $181,670.88 and 3,091 shares on 12/09/2025 for $112,512.40.

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Rhea-AI Summary

RM stockholder filed a Form 144 notice to sell up to 7,828 shares of Common Stock, par value $0.10, with an aggregate market value of $284,939.2 through J.P. Morgan Securities LLC on the NYSE around 12/09/2025. The filing notes 9,712,805 shares of this class outstanding.

The shares to be sold were originally acquired on 03/24/2014 in open market transactions and/or transfers from an affiliate, with 319,351 shares acquired for cash on that date. The notice also lists recent sales over the past three months by Basswood Opportunity Partners, LP, including 12,477 shares sold on 11/25/2025 for gross proceeds of $460,151.76 and additional smaller blocks sold on nearby dates.

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Rhea-AI Summary

Basswood Financial Fund, LP filed a notice of proposed sale of 3,091 shares of Common Stock of RM on the NYSE under Rule 144. These shares have an indicated aggregate market value of $112,512.40, compared with 9,712,805 Common Stock shares outstanding for the issuer. The fund acquired 124,269 shares of Common Stock on 03/24/2014 through open market transactions and/or transfers from affiliates, paid in cash.

During the three months before this notice, Basswood Financial Fund, LP reported several sales of the same issuer’s Common Stock, including 4,926 shares on 11/25/2025 for gross proceeds of $181,670.88 and 4,279 shares on 11/24/2025 for $156,226.00. The fund represents that it is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

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Rhea-AI Summary

Basswood Financial Fund, Ltd filed a Form 144 notice covering a planned sale of 138 shares of common stock, par value $0.10, on the NYSE. The shares listed for sale have an aggregate market value of 5023.2, while 9,712,805 shares of this class are shown as outstanding. The filing names J.P. Morgan Securities LLC as broker and indicates the common stock was originally acquired on 03/24/2014 for cash, in open-market and/or affiliate transfer transactions totaling 6,278 shares.

The notice also details recent selling activity over the prior three months, with multiple small common stock sales on 11/21/2025, 11/24/2025, 11/25/2025, 11/26/2025, and 12/01/2025. Individual trades ranged from 14 to 374 shares, generating gross proceeds between 525 and 13,665 for each transaction.

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Rhea-AI Summary

Regional Management Corp. director reports open-market stock sales. A board member of Regional Management Corp. sold 4,420 shares of common stock on 12/02/2025 at a weighted average price of $37.44, followed by a sale of 5,580 shares on 12/03/2025 at a weighted average price of $37.46.

After these transactions, the director directly owned 108,689 shares following the first sale and 103,109 shares after the second sale. The filing notes that each reported price is a weighted average reflecting multiple trades within ranges of $37.40–$37.72 and $37.13–$37.75, and the reporting person has agreed to provide detailed trade breakdowns upon request.

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Rhea-AI Summary

Basswood Financial Fund, Ltd. filed a Form 144 notice to sell 15 shares of common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The aggregate market value of the planned sale is 570.6, compared with 9,712,805 shares of this common stock outstanding.

The seller previously acquired 6,278 common shares on 03/24/2014 in an open-market and/or affiliate transfer transaction paid in cash. Over the past three months, Basswood Financial Fund, Ltd. has reported several additional small common stock sales, including 234 shares for gross proceeds of 8,629.92 on 11/25/2025 and 374 shares for gross proceeds of 13,665 on 11/21/2025.

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Filing
Rhea-AI Summary

Regional Management (RM) filed a Form 144 notice covering the proposed sale of 307 shares of its common stock, par value $0.10 per share. The planned sale, through J.P. Morgan Securities LLC on the NYSE around 12/01/2025, has an aggregate market value of $11,678.28. The issuer reports 9,712,805 shares of common stock outstanding.

The seller acquired common stock on 03/24/2014 via open-market purchases and/or transfers from affiliates, in a transaction involving 124,269 shares paid for in cash. Over the past three months, the same seller has reported additional sales, including 4,926 shares on 11/25/2025 for $181,670.88 and 4,279 shares on 11/24/2025 for $156,226, along with smaller trades on other dates.

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Filing
Rhea-AI Summary

Basswood Financial Long Only Fund, LP has filed a notice of proposed sale under Rule 144 to sell 52 shares of Regional Management Corp. (Common Stock, par value $0.10) through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $1,978.08. The filing notes that 9,712,805 shares of this common stock were outstanding at the time referenced, which is a general baseline for the issuer’s equity.

The seller originally acquired 28,072 shares of common stock on 03/24/2014 in open-market transactions and/or transfers from affiliates, paid for in cash. Over the past three months, the same fund has reported several sales of the issuer’s common stock, including 4,963 shares on 11/21/2025, 832 shares on 11/25/2025, 679 shares on 11/24/2025, and 52 shares on 11/26/2025, with disclosed gross proceeds for each trade.

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Rhea-AI Summary

RM has a new Form 144 notice from an investor planning a small sale of restricted or control securities under Rule 144. The holder intends to sell 11 shares of RM common stock, with an aggregate market value of $418.44, through J.P. Morgan Securities LLC on or around December 1, 2025 on the NYSE. RM had 9,712,805 common shares outstanding at the time referenced, showing this is a very small transaction compared with the company’s total shares.

The notice also lists recent selling activity by the same fund over the prior three months, including 177 shares sold on November 25, 2025 for gross proceeds of $6,527.76, along with other small sales on November 21, 24, and 26. By signing the form, the seller represents that they are not aware of any material adverse, nonpublic information about RM’s current or future operations.

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FAQ

How many Regional Management (RM) SEC filings are available on StockTitan?

StockTitan tracks 153 SEC filings for Regional Management (RM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Regional Management (RM)?

The most recent SEC filing for Regional Management (RM) was filed on December 11, 2025.