Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Regional Management Corp. filings document the formal record for a consumer finance company operating as Regional Finance. Periodic and current reports describe installment-loan revenue, originations, net finance receivables, credit losses, delinquencies, provisions for credit losses and funding used to support the loan portfolio.
Form 8-K disclosures cover results of operations, dividend declarations, Regulation FD presentations and material agreements tied to the company’s capital and lending platform, including its Senior Revolving Credit Facility, RMR IV warehouse facility and program management agreement with Column N.A. Proxy materials document board matters, executive compensation, equity awards and shareholder voting items. The filings also address liquidity covenants, receivables financing, risk management and governance matters relevant to the company’s consumer lending model.
A holder of the issuer’s common stock filed a Rule 144 notice to sell 307 shares, with an aggregate market value of $11,512.50. The planned sale involves Common Stock, par value $0.10, through J.P. Morgan Securities LLC on or about 11/26/2025 on the NYSE. The issuer had 9,712,805 shares of this class outstanding at the time referenced.
The securities to be sold were originally acquired on 03/24/2014 in open market transactions and/or transfers from affiliates for cash, in an amount of 124,269 shares. Over the past three months, Basswood Financial Fund, LP has already sold additional common shares, including 4,926 shares on 11/25/2025 for gross proceeds of $181,670.88, 4,279 shares on 11/24/2025 for $156,226, and 252 shares on 11/21/2025 for $9,208.
A shareholder of RM filed a Rule 144 notice covering planned sales of a small amount of the company’s common stock. The notice lists 14 shares of common stock, par value $0.10, to be sold through J.P. Morgan Securities LLC, with an aggregate market value of 525, when there are 9,712,805 shares outstanding. The proposed sale date is 11/26/2025 on the NYSE.
The securities to be sold were originally acquired as common stock on 03/24/2014 via open market purchases and/or transfers from affiliates, with 6,278 shares acquired for cash on that date. Over the prior three months, the same fund sold additional blocks of RM common stock: 234 shares on 11/25/2025 for proceeds of 8,629.92, 203 shares on 11/24/2025 for 7,411, and 374 shares on 11/21/2025 for 13,665.
A shareholder of RM has filed a notice of proposed sale under Rule 144 to sell 11 shares of common stock, par value $0.10, through J.P. Morgan Securities on the NYSE. The planned sale has an aggregate market value of 412.5, with 9,712,805 shares of this class reported as outstanding and an approximate sale date of 11/26/2025.
The securities to be sold were originally acquired on 03/24/2014 for cash in open-market and/or affiliate transfer transactions, in an amount of 5,008 shares. Over the past three months, Basswood Financial Long Only Fund, Ltd. has reported additional RM common stock sales of 177, 144, and 84 shares on 11/25/2025, 11/24/2025, and 11/21/2025, respectively, with disclosed gross proceeds for each trade.
Regional Management Corp. (RM) received an amended Form 4 from Basswood-affiliated entities reporting previously disclosed insider sales of common stock. The amendment is filed solely to add four reporting persons — Lindenbaum Bennett D, Lindenbaum Matthew A, Basswood Financial Fund, L.P., and Basswood Financial Long Only Fund, L.P. — that were inadvertently omitted from the original filing.
The transactions themselves are unchanged from the original Form 4 filed on November 25, 2025. They reflect multiple indirect sales of RM common stock on 11/21/2025, 11/24/2025, and 11/25/2025 at prices around $36.89–$37.48 per share, with Basswood-related entities shown as 10% owners and directors-by-deputization.
Regional Management Corp. (RM) received a Form 4 filing from a group of affiliated reporting persons, including entities associated with Basswood Capital Management, identified as directors, 10% owners, and directors-by-deputization. The filing reports multiple open‑market sales of Common Stock on 11/21/2025, 11/24/2025, and 11/25/2025.
On these dates, various indirect accounts sold blocks of Regional Management common stock, such as 34,810 shares at $37.05 per share and 11,870 shares at $37.48 per share, among other transactions around the $36.89–$37.48 range. After the reported trades, the entities continued to hold sizeable indirect positions, including 474,143 shares, 314,119 shares, 124,017 shares, and other indirect balances noted in the table and tied to specific account relationships described in the footnotes referenced to Exhibit 99.1.
Regional Management Corp. (RM) has a planned sale of restricted securities reported on Form 144. The filing covers a proposed sale of 832 shares of common stock, par value $0.10 per share, through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $30,684.16. The issuer has 9,712,805 shares of common stock outstanding.
For context, the person on whose behalf the notice is filed previously acquired 28,072 shares of common stock on 03/24/2014 in open market and/or transfers from affiliates, paid in cash. In the past three months, Basswood Financial Long Only Fund, LP sold 679 shares of common stock on 11/24/2025 for gross proceeds of $24,790.
Regional Management Corp. (RM) filed a Form 144 notice covering a proposed sale of 177 shares of its common stock. The shares, with a par value of $0.10, are planned to be sold on the NYSE through J.P. Morgan Securities LLC. The filing lists an aggregate market value of $6,527.76 for the 177 shares, and states that 9,712,805 shares of common stock were outstanding.
The seller’s account previously acquired 5,008 shares of common stock on 03/24/2014 in a cash transaction through open-market purchases and/or transfers from affiliates. Over the past three months, Basswood Financial Long Only Fund, Ltd. sold 144 shares of RM common stock for gross proceeds of $5,257. The signatory represents that they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
Regional Management Corp. (RM) an affiliate has filed a notice of proposed sale of restricted or control securities. The filing covers the potential sale of 11,870 shares of Common Stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $437,765.60 and 9,712,805 shares of Common Stock outstanding. The seller, Basswood Capital Management, LLC, previously sold 5,163 shares of Common Stock for gross proceeds of $188,501 on 11/24/2025. The new sales are expected to begin on or about 11/25/2025.
RM has a shareholder filing a Form 144 notice to sell up to 4,926 shares of common stock through J.P. Morgan Securities on the NYSE, with an aggregate market value of $181,670.88. The filing states that 9,712,805 shares of common stock are outstanding. The seller acquired 124,269 shares of common stock on 03/24/2014 in open market transactions and transfers from affiliates, paid in cash.
Over the past three months, Basswood Financial Fund, LP has already sold 4,279 shares of RM common stock on 11/24/2025 for gross proceeds of $156,226. The person signing the notice represents that they are not aware of undisclosed material adverse information about RM’s current or prospective operations.
RM received a notice of proposed sale of restricted or control securities under Rule 144. Basswood Financial Fund, Ltd. plans to sell 234 shares of RM common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $8,629.92. The filing notes that 9,712,805 shares of RM common stock were outstanding at the time referenced.
The seller originally acquired 6,278 shares of RM common stock on 03/24/2014 in open‑market transactions and/or transfers from affiliates for cash. Over the past three months, Basswood Financial Fund, Ltd. has already sold 203 shares of RM common stock, generating gross proceeds of $7,411. The signer represents that they are not aware of any undisclosed material adverse information about RM’s current or prospective operations.