RM Form 144: Basswood to Sell 234 Shares of Common Stock

RM received a notice of proposed sale of restricted or control securities under Rule 144.

Rhea-AI Filing Summary

RM received a notice of proposed sale of restricted or control securities under Rule 144. Basswood Financial Fund, Ltd. plans to sell 234 shares of RM common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $8,629.92. The filing notes that 9,712,805 shares of RM common stock were outstanding at the time referenced.

The seller originally acquired 6,278 shares of RM common stock on 03/24/2014 in open‑market transactions and/or transfers from affiliates for cash. Over the past three months, Basswood Financial Fund, Ltd. has already sold 203 shares of RM common stock, generating gross proceeds of $7,411. The signer represents that they are not aware of any undisclosed material adverse information about RM’s current or prospective operations.

FAQ

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What does RM's latest Form 144 filing disclose?

The Form 144 filing discloses that Basswood Financial Fund, Ltd. intends to sell 234 shares of RM common stock on the NYSE through J.P. Morgan Securities LLC, with an aggregate market value of $8,629.92.

How many RM shares has the seller sold in the last 3 months?

Over the past three months, Basswood Financial Fund, Ltd. has sold 203 shares of RM common stock, generating $7,411 in gross proceeds.

How many RM common shares are outstanding in this Form 144?

The notice states that there were 9,712,805 shares of RM common stock outstanding at the time referenced in the filing.

When and how did the seller acquire the RM shares listed in the Form 144?

The filing states that 6,278 shares of RM common stock were acquired on 03/24/2014 via open market and/or transfers from affiliates, with payment made in cash.

Which broker is handling the planned sale of RM shares?

The planned sale of 234 RM common shares is to be executed through J.P. Morgan Securities LLC, located at 270 Park Avenue, New York, NY 10017.

On which exchange will the RM shares in this Form 144 be sold?

The Form 144 indicates that the 234 shares of RM common stock are expected to be sold on the NYSE.

What representation does the seller make about RM's information in the Form 144?

The person for whose account the securities are to be sold represents that they do not know of any material adverse information about RM’s current or prospective operations that has not been publicly disclosed.

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Accepted by SEC EDGAR 11/25/2025 - 08:24 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0000947724
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Regional Management Corp.
SEC File Number	001-35477
Address of Issuer	979 Batesville Road, Suite B Greer SOUTH CAROLINA 29651
Phone	864-448-7000
Name of Person for Whose Account the Securities are To Be Sold	Basswood Financial Fund, Ltd.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 (???Common Stock???)	J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017	234	8629.92	9712805	11/25/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2014	(3)	Open Market and/or Transfers from Affiliates			6278	03/24/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Fund, Ltd. 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/24/2025	203	7411

144: Remarks and Signature

Remarks	(1) The Aggregate Market Value is based on the closing price of $36.88 of the Common Stock on November 24, 2025. (2) The Number of Shares Outstanding is based on the number of shares of Common Stock outstanding as of November 3, 2025, as reported by the issuer in its 10-Q for the fiscal quarter ended September 30, 2025, which was filed with the Commission on November 6, 2025. (3) Regarding the items captioned Date you Acquired, Nature of Acquisition Transaction, Date of Payment and Nature of Payment, (3) Basswood Financial Fund, Ltd. obtained the shares of Common Stock listed in Table I through open market purchases and transfers from Affiliates, from March 2014 through May 2024.
Date of Notice	11/25/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	By: Basswood Capital Management L.L.C, its investment manager?? By: /s/ Marc Samit, Principal and Chief Operating Officer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)