Regional Management (RM) director and 10% owner report stock sales near $37

Rhea-AI Filing Summary

Regional Management Corp. director and 10% owner affiliates reported insider sales of common stock. On December 9, 2025, affiliated entities reported several open-market sales of Regional Management Corp. common stock at $36.68 per share. On December 10, 2025, additional sales were reported at $37.8 per share, including a sale of 25,514 shares at that price. The reporting persons hold their positions indirectly through various Basswood Capital Management–related entities, and the filing shows that they continue to beneficially own substantial amounts of Regional Management Corp. common stock after these transactions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

(Last) (First) (Middle)

645 MADISON AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Regional Management Corp. [ RM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

3. Date of Earliest Transaction (Month/Day/Year)
12/09/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.10 per share ("Common Stock")	12/09/2025		S		7,828	D	$36.68	281,418	I	See footnotes(1)(4)
Common Stock	12/09/2025		S		138	D	$36.68	5,300	I	See footnotes(1)(5)
Common Stock	12/09/2025		S		3,091	D	$36.68	111,107	I	See footnotes(1)(6)
Common Stock	12/10/2025		S		25,514	D	$37.8	430,117	I	See footnotes(1)(2)
Common Stock	12/10/2025		S		1,603	D	$37.8	24,472	I	See footnotes(1)(3)
Common Stock	12/10/2025		S		16,740	D	$37.8	264,678	I	See footnotes(1)(4)
Common Stock	12/10/2025		S		316	D	$37.8	4,984	I	See footnotes(1)(5)
Common Stock	12/10/2025		S		6,605	D	$37.8	104,502	I	See footnotes(1)(6)
Common Stock								968	I	See footnotes(1)(7)
Common Stock(1)(8)								31,411(1)(8)	I(1)(8)	See footnotes(1)(8)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

(Last) (First) (Middle)

645 MADISON AVENUE

10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

Basswood Financial Fund, Ltd.

(Last) (First) (Middle)

C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

LINDENBAUM BENNETT D

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

LINDENBAUM MATTHEW A

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD FINANCIAL FUND, L.P.

(Last) (First) (Middle)

C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD FINANCIAL LONG ONLY FUND, L.P.

(Last) (First) (Middle)

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD OPPORTUNITY PARTNERS, L.P.

(Last) (First) (Middle)

C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

1. Name and Address of Reporting Person^*

BASSWOOD PARTNERS, L.L.C.

(Last) (First) (Middle)

C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.

645 MADISON AVENUE, 10TH FLOOR

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Director-by-Deputization

Explanation of Responses:

1. See Exhibit 99.1.

2. See Exhibit 99.1.

3. See Exhibit 99.1.

4. See Exhibit 99.1.

5. See Exhibit 99.1.

6. See Exhibit 99.1.

7. See Exhibit 99.1.

8. See Exhibit 99.1.

Remarks:

Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information Exhibit 99.3 - Joint Filers' Signatures

	/s/ BASSWOOD CAPITAL MANAGEMENT, L.L.C.	12/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Regional Management Corp. (RM) disclose in this Form 4?

The filing shows that affiliates of Basswood Capital Management, L.L.C., who are listed as a director, 10% owner, and director-by-deputization of Regional Management Corp., reported open-market sales of common stock on December 9 and 10, 2025.

On what dates did the Regional Management Corp. (RM) insider sales occur and at what prices?

The reported sales of Regional Management Corp. common stock took place on December 9, 2025 at a price of $36.68 per share and on December 10, 2025 at a price of $37.8 per share.

How many RM shares were involved in the largest single reported transaction?

One of the reported transactions shows a sale of 25,514 shares of Regional Management Corp. common stock at a price of $37.8 per share on December 10, 2025.

Does the reporting person still own Regional Management Corp. (RM) shares after these transactions?

Yes. After the reported sales, the filing lists continued indirect beneficial ownership of Regional Management Corp. common stock across multiple affiliated entities, indicating they still hold substantial positions.

Who are the reporting persons in this Regional Management Corp. (RM) Form 4?

The reporting persons include entities associated with Basswood Capital Management, L.L.C., with addresses at 645 Madison Avenue, 10th Floor, New York, and they are identified as a director, 10% owner, and director-by-deputization of Regional Management Corp.

Are there any derivative securities reported in this RM Form 4?

The Form 4 includes a Table II header for derivative securities, but in the provided content there are no specific derivative transactions listed with amounts or dates.