RM (NYSE: RM) reports affiliate sales of common stock, including Basswood trades

Rhea-AI Filing Summary

RM submitted a Form 144 reporting proposed sales of Common Stock on the NYSE and listing recent affiliate transactions. The filing lists sale methods as Open Market and/or Transfers from Affiliates and shows cash proceeds classification. The filing includes recent sales by Basswood Financial Long Only Fund, including 1,320 shares on 12/10/2025 and 138 shares on 02/20/2026.

Insights

Securities Compliance Counsel

Form 144 lists proposed affiliate sales and sales methods with recent executed transactions by Basswood Financial.

The filing identifies the security as Common Stock, par value $0.10 and lists sale methods as Open Market and/or Transfers from Affiliates. It also classifies proceeds as Cash, consistent with standard resale notices.

Timing and amounts shown (examples on 12/10/2025 and 02/20/2026) are transactional detail; regulatory treatment depends on resale mechanics and any volume/notice windows.

Capital Markets Analyst

Reported transactions are small, routine resale notices by an affiliate rather than an issuer capital raise.

The excerpt lists multiple executed sales by Basswood Financial Long Only Fund across late 2025 and early 2026, with examples including 1,320 shares and 138 shares. These appear as resale activity rather than primary issuance.

Cash-flow treatment is listed as Cash; aggregate impact on float or dilution is not stated in the excerpt.

02/23/2026 - 08:12 PM

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 (???Common Stock???)	J.P. Morgan Securities LLC 383 Madison Ave New York NY 10179	57	1972.2	9554000	02/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2014	(3)	Open Market and/or Transfers from Affiliates			20036	03/24/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Long Only Fund, L.P. c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	11/24/2025	679	24790
Basswood Financial Long Only Fund, L.P. c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	11/25/2025	832	30684.16
Basswood Financial Long Only Fund, L.P. c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	11/26/2025	52	1950
Basswood Financial Long Only Fund, L.P. c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	12/01/2025	52	1978.08
Basswood Financial Long Only Fund, L.P. c/o Basswood Capital Management L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	12/10/2025	1320	48642
Basswood Financial Long Only Fund, L.P. c/o Basswood Capital Management, L.L.C. 645 Madison Avenue, 10th Floor New York NY 10022	Common Stock	02/20/2026	138	4796.88

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RM's Form 144 report about common stock sales?

It reports proposed resale of Common Stock on the NYSE and lists sale methods as Open Market and/or Transfers from Affiliates. The filing also classifies proceeds as Cash and cites recent affiliate transactions in late 2025 and early 2026.

Who executed recent sales disclosed in RM's Form 144?

The filing shows recent sales by Basswood Financial Long Only Fund, L.P.. Examples in the excerpt include 1,320 shares on 12/10/2025 and 138 shares on 02/20/2026, with several other small transactions listed in late 2025.

Does RM's Form 144 show primary issuance or issuer proceeds?

The excerpt characterizes transactions as resales and lists proceeds as Cash. It identifies sale methods as Open Market and/or Transfers from Affiliates, consistent with resale notices rather than a primary offering by the issuer.

What trading methods are listed in the RM Form 144 excerpt?

The filing lists Open Market and/or Transfers from Affiliates as the methods of sale and classifies proceeds as Cash. Specific distribution mechanics beyond those labels are not detailed in the provided excerpt.