Welcome to our dedicated page for Regional Mgmt SEC filings (Ticker: RM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Regional Management Corp. filings document the formal record for a consumer finance company operating as Regional Finance. Periodic and current reports describe installment-loan revenue, originations, net finance receivables, credit losses, delinquencies, provisions for credit losses and funding used to support the loan portfolio.
Form 8-K disclosures cover results of operations, dividend declarations, Regulation FD presentations and material agreements tied to the company’s capital and lending platform, including its Senior Revolving Credit Facility, RMR IV warehouse facility and program management agreement with Column N.A. Proxy materials document board matters, executive compensation, equity awards and shareholder voting items. The filings also address liquidity covenants, receivables financing, risk management and governance matters relevant to the company’s consumer lending model.
Regional Management (RM) filed a Form 144 notice covering the proposed sale of 307 shares of its common stock, par value $0.10 per share. The planned sale, through J.P. Morgan Securities LLC on the NYSE around 12/01/2025, has an aggregate market value of $11,678.28. The issuer reports 9,712,805 shares of common stock outstanding.
The seller acquired common stock on 03/24/2014 via open-market purchases and/or transfers from affiliates, in a transaction involving 124,269 shares paid for in cash. Over the past three months, the same seller has reported additional sales, including 4,926 shares on 11/25/2025 for $181,670.88 and 4,279 shares on 11/24/2025 for $156,226, along with smaller trades on other dates.
Basswood Financial Long Only Fund, LP has filed a notice of proposed sale under Rule 144 to sell 52 shares of Regional Management Corp. (Common Stock, par value $0.10) through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $1,978.08. The filing notes that 9,712,805 shares of this common stock were outstanding at the time referenced, which is a general baseline for the issuer’s equity.
The seller originally acquired 28,072 shares of common stock on 03/24/2014 in open-market transactions and/or transfers from affiliates, paid for in cash. Over the past three months, the same fund has reported several sales of the issuer’s common stock, including 4,963 shares on 11/21/2025, 832 shares on 11/25/2025, 679 shares on 11/24/2025, and 52 shares on 11/26/2025, with disclosed gross proceeds for each trade.
RM has a new Form 144 notice from an investor planning a small sale of restricted or control securities under Rule 144. The holder intends to sell 11 shares of RM common stock, with an aggregate market value of $418.44, through J.P. Morgan Securities LLC on or around December 1, 2025 on the NYSE. RM had 9,712,805 common shares outstanding at the time referenced, showing this is a very small transaction compared with the company’s total shares.
The notice also lists recent selling activity by the same fund over the prior three months, including 177 shares sold on November 25, 2025 for gross proceeds of $6,527.76, along with other small sales on November 21, 24, and 26. By signing the form, the seller represents that they are not aware of any material adverse, nonpublic information about RM’s current or future operations.
RM received a Form 144 notice covering a proposed sale of common stock by Basswood Opportunity Partners, LP. The notice states that 778 shares of Common Stock, par value $0.10, are proposed to be sold through J.P. Morgan Securities LLC on the NYSE around 12/01/2025, with an aggregate market value of $29,595.12. The filing notes that 9,712,805 shares of this class were outstanding.
The securities to be sold were originally acquired on 03/24/2014 via open market purchases and/or transfers from an affiliate, with 319,351 shares acquired for cash. The notice also lists recent sales by Basswood Opportunity Partners, LP over the past three months, including 12,477 shares sold on 11/25/2025 for $460,151.76 and 10,840 shares sold on 11/24/2025 for $395,768.
Regional Management Corp. insiders filed a Form 4 disclosing multiple open-market sales of Common Stock, par value $0.10 per share. On 11/26/2025, indirect holdings reported sales including 740 shares at $39.53 and other small blocks, with beneficial ownership positions such as 456,370 and 290,024 shares reported afterward for certain indirect accounts. On 12/01/2025, additional indirect sales were reported, including 739 shares at $37.59 and similar small blocks, with updated indirect beneficial holdings like 455,631 and 289,246 shares. The reporting persons, including entities affiliated with Basswood Capital Management, L.L.C., are identified as directors, 10% owners, and director-by-deputization of Regional Management, and all reported positions are held indirectly as noted in the footnotes and exhibits.
A holder of Common Stock of the RM issuer filed a Form 144 notice to potentially sell 739 shares of common stock, with an aggregate market value of $28,111.56, through J.P. Morgan Securities LLC on the NYSE. The filing notes that 9,712,805 shares of this class were outstanding.
The securities to be sold are common stock with par value $0.10, originally acquired on 03/24/2014 via open-market purchases and/or transfers from affiliates, totaling 508,953 shares paid for in cash. Over the past three months, Basswood Capital Management, LLC has already sold several blocks of the issuer’s common stock, including 34,810 shares on 11/21/2025 for gross proceeds of $1,271,957 and other smaller trades on nearby dates.
By signing the notice, the selling person represents that they do not know of any undisclosed material adverse information about the issuer’s current or prospective operations.
RM has a planned insider sale of common stock reported on Form 144. The notice covers the potential sale of 10,000 common shares through broker Janney Montgomery Scott on the NYSE, with an indicated aggregate market value of $375,000. The filing states that about 9,800,000 shares of this class were outstanding at the time, which is a baseline figure for the issuer’s equity.
The 10,000 shares were originally acquired on 12/15/2014 as restricted stock vesting under a registered compensation plan, with the issuer as the source and compensation as the form of payment. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the issuer’s current or future operations.
Basswood Opportunity Partners, LP filed a Rule 144 notice covering the planned sale of 778 shares of common stock, with an aggregate market value of $29,175. The issuer’s common stock, with a par value of $0.10 and 9,712,805 shares outstanding, is listed on the NYSE and the sale is to be executed through J.P. Morgan Securities LLC. The notice also reports prior sales over the past three months, including 12,477 shares sold on 11/25/2025 for gross proceeds of $460,151.76, 10,840 shares sold on 11/24/2025 for $395,768, and 5,232 shares sold on 11/21/2025 for $191,177.
An affiliate of the issuer filed a notice under Rule 144 to potentially sell 740 shares of common stock with a stated aggregate market value of 27750. The filing notes that there were 9,712,805 shares of this common stock outstanding on the date referenced, giving context for the relative size of the planned sale.
The shares to be sold were originally acquired on 03/24/2014 through open market purchases and/or transfers from affiliates for cash, in an amount of 508,953 shares. Over the past three months, the same selling party reported additional sales of common stock, including 11,870 shares for gross proceeds of 437,765.6, 5,163 shares for 188,501, and 34,810 shares for 1,271,957.
RM common stock holder filed a Form 144 notice to sell 52 shares of common stock, with an aggregate market value of 1,950, through J.P. Morgan Securities LLC on the NYSE.
The shares are part of a larger position of 28,072 common shares acquired on March 24, 2014 via open market and/or transfers from affiliates, paid in cash. Over the past three months, Basswood Financial Long Only Fund, LP sold 4,963, 679, and 832 common shares on November 21, 24, and 25, 2025, respectively, generating gross proceeds of 181,348, 24,790, and 30,684.16.